0001127602-23-023682.txt : 20230905 0001127602-23-023682.hdr.sgml : 20230905 20230905161458 ACCESSION NUMBER: 0001127602-23-023682 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230831 FILED AS OF DATE: 20230905 DATE AS OF CHANGE: 20230905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ferrara Nancy CENTRAL INDEX KEY: 0001685164 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35897 FILM NUMBER: 231235906 MAIL ADDRESS: STREET 1: 230 PARK AVENUE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10169 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Voya Financial, Inc. CENTRAL INDEX KEY: 0001535929 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 521222820 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 212-309-8200 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 FORMER COMPANY: FORMER CONFORMED NAME: ING U.S., Inc. DATE OF NAME CHANGE: 20120709 FORMER COMPANY: FORMER CONFORMED NAME: ING America Insurance Holdings, Inc. DATE OF NAME CHANGE: 20111130 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2023-08-31 0001535929 Voya Financial, Inc. VOYA 0001685164 Ferrara Nancy 230 PARK AVENUE NEW YORK NY 10169 1 See Remarks 0 Common Stock 17019 D Deferred Savings Plan Issuer Stock Units 2023-08-31 4 A 0 6.458 69.68 A Common Stock 6.458 6529.91 D Performance Stock Unit Common Stock 29337 29337 D Performance-Based Stock Options Common Stock 71174 71174 D Restricted Stock Units Common Stock 12104 12104 D Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. The options vest based on the conditions set forth in their respective agreements. The restricted stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors. Executive Vice President, Organizational Health and Enterprise Capability Building /s/ My Chi To, Attorney-in-Fact 2023-09-05