X0306 4 2023-02-20 0001535929 Voya Financial, Inc. VOYA 0001852193 Keshavan Santhosh 230 PARK AVENUE NEW YORK NY 10169 1 See Remarks Common Stock 2023-02-20 2023-02-21 4 M 0 2874 0 A 20038 D Common Stock 2023-02-20 2023-02-21 4 F 0 1332 74.44 D 18706 D Common Stock 2023-02-20 2023-02-21 4 M 0 1239 0 A 19945 D Common Stock 2023-02-20 2023-02-21 4 F 0 575 74.44 D 19370 D Common Stock 2023-02-21 4 M 0 2531 0 A 21901 D Common Stock 2023-02-21 4 F 0 1173 74.44 D 20728 D Common Stock 2023-02-22 4 M 0 2140 0 A 22868 D Common Stock 2023-02-22 4 F 0 992 73.34 D 21876 D Common Stock 2023-02-22 4 S 0 3564 74.056 D 18312 D Common Stock 2023-02-23 4 S 0 1148 73.47 D 17164 D Performance Stock Unit 2023-02-20 2023-02-21 4 M 0 2874 0 D Common Stock 2874 29985 D Restricted Stock Units 2023-02-20 2023-02-21 4 M 0 1239 0 D Common Stock 1239 16521 D Restricted Stock Units 2023-02-21 4 M 0 2531 0 D Common Stock 2531 13990 D Restricted Stock Units 2023-02-22 4 M 0 2140 0 D Common Stock 2140 11850 D Performance Stock Unit 2023-02-22 4 A 0 13495 0 A Common Stock 13495 43480 D Restricted Stock Units 2023-02-22 4 A 0 11044 0 A Common Stock 11044 22894 D Performance-Based Stock Options Common Stock 35587 35587 D Delivery of shares of the company's common stock was made to the reporting person without the payment of ay consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2022. This transaction was executed in multiple trades at prices ranging from $73.65 to $74.48. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each seperate price. The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors. The restricted stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. The stock units will vest based on their respective award agreements. The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 17, 2026) can range from 0% to 150% of the number presented above. 1/3 of the restricted stock units will vest on February 20, 2024, 1/3 on February 18, 2025 and 1/3 on February 17, 2026. The options vest based on the conditions set forth in their respective agreements. Executive Vice President, Chief Information Officer | Exhibit List: Exhibit 24 - Power of Attorney /s/ My Chi To, Attorney-in-Fact 2023-02-23