X0306 4 2021-11-17 0001535929 Voya Financial, Inc. VOYA 0001236604 MARTIN RODNEY O JR 230 PARK AVENUE NEW YORK NY 10169 1 1 Chairman and CEO Common Stock 2021-11-17 4 S 0 19364 70.003 D 236729 D Common Stock 6007.6766 I By 401(k) Plan Deferred Savings Plan Issuer Stock Units Common Stock 7838.947 7838.947 D Performance Stock Unit Common Stock 278278 278278 D Performance-Based Stock Options Common Stock 158900 158900 D Restricted Stock Units Common Stock 141679 141679 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 9, 2021. Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Includes dividends of 62.577 shares. The stock units will vest based on their respective award agreements. The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date can range from 0% to 150% of the number presented above. The options vest based on the conditions set forth in their respective agreements. Exhibit List: Exhibit 24 - Power of Attorney /s/ Rachel Reid, Attorney-in-Fact 2021-11-19