0001127602-21-006999.txt : 20210222 0001127602-21-006999.hdr.sgml : 20210222 20210222161902 ACCESSION NUMBER: 0001127602-21-006999 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210218 FILED AS OF DATE: 20210222 DATE AS OF CHANGE: 20210222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cobb Clyde Landon Jr. CENTRAL INDEX KEY: 0001626551 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35897 FILM NUMBER: 21660447 MAIL ADDRESS: STREET 1: 1001 FLEET STREET STREET 2: 6TH FLOOR CITY: BALTIMORE STATE: MD ZIP: 21202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Voya Financial, Inc. CENTRAL INDEX KEY: 0001535929 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 521222820 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 212-309-8200 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 FORMER COMPANY: FORMER CONFORMED NAME: ING U.S., Inc. DATE OF NAME CHANGE: 20120709 FORMER COMPANY: FORMER CONFORMED NAME: ING America Insurance Holdings, Inc. DATE OF NAME CHANGE: 20111130 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-02-18 0001535929 Voya Financial, Inc. VOYA 0001626551 Cobb Clyde Landon Jr. 230 PARK AVENUE NEW YORK NY 10169 1 See Remarks Common Stock 9476 D Performance Stock Unit 2021-02-18 4 A 0 1901 0 A Common Stock 1901 7721 D Restricted Stock Units 2021-02-18 4 A 0 2186 0 A Common Stock 2186 6585 D Performance-Based Stock Options Common Stock 60987 60987 D Each stock unit represents a conditional right to receive one share of the company's common stock. The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 18, 2024) can range from 0% to 150% of the number presented above. 1/3 of the restricted stock units will vest on February 18, 2022, 1/3 on February 18, 2023 and 1/3 on February 18, 2024. The options vest based on the conditions set forth in their respective agreements. Chief Accounting Officer and Controller /s/ Jean Weng, Attorney in Fact 2021-02-22