0001127602-21-006999.txt : 20210222
0001127602-21-006999.hdr.sgml : 20210222
20210222161902
ACCESSION NUMBER: 0001127602-21-006999
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210218
FILED AS OF DATE: 20210222
DATE AS OF CHANGE: 20210222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cobb Clyde Landon Jr.
CENTRAL INDEX KEY: 0001626551
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35897
FILM NUMBER: 21660447
MAIL ADDRESS:
STREET 1: 1001 FLEET STREET
STREET 2: 6TH FLOOR
CITY: BALTIMORE
STATE: MD
ZIP: 21202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Voya Financial, Inc.
CENTRAL INDEX KEY: 0001535929
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 521222820
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
BUSINESS PHONE: 212-309-8200
MAIL ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
FORMER COMPANY:
FORMER CONFORMED NAME: ING U.S., Inc.
DATE OF NAME CHANGE: 20120709
FORMER COMPANY:
FORMER CONFORMED NAME: ING America Insurance Holdings, Inc.
DATE OF NAME CHANGE: 20111130
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2021-02-18
0001535929
Voya Financial, Inc.
VOYA
0001626551
Cobb Clyde Landon Jr.
230 PARK AVENUE
NEW YORK
NY
10169
1
See Remarks
Common Stock
9476
D
Performance Stock Unit
2021-02-18
4
A
0
1901
0
A
Common Stock
1901
7721
D
Restricted Stock Units
2021-02-18
4
A
0
2186
0
A
Common Stock
2186
6585
D
Performance-Based Stock Options
Common Stock
60987
60987
D
Each stock unit represents a conditional right to receive one share of the company's common stock.
The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 18, 2024) can range from 0% to 150% of the number presented above.
1/3 of the restricted stock units will vest on February 18, 2022, 1/3 on February 18, 2023 and 1/3 on February 18, 2024.
The options vest based on the conditions set forth in their respective agreements.
Chief Accounting Officer and Controller
/s/ Jean Weng, Attorney in Fact
2021-02-22