0001127602-19-031492.txt : 20191101 0001127602-19-031492.hdr.sgml : 20191101 20191101161932 ACCESSION NUMBER: 0001127602-19-031492 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191031 FILED AS OF DATE: 20191101 DATE AS OF CHANGE: 20191101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Walsh Patricia J CENTRAL INDEX KEY: 0001448864 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35897 FILM NUMBER: 191187066 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Voya Financial, Inc. CENTRAL INDEX KEY: 0001535929 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 521222820 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 212-309-8200 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 FORMER COMPANY: FORMER CONFORMED NAME: ING U.S., Inc. DATE OF NAME CHANGE: 20120709 FORMER COMPANY: FORMER CONFORMED NAME: ING America Insurance Holdings, Inc. DATE OF NAME CHANGE: 20111130 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-10-31 0001535929 Voya Financial, Inc. VOYA 0001448864 Walsh Patricia J 230 PARK AVENUE NEW YORK NY 10169 1 See Remarks Common Stock 27488 D Deferred Savings Plan Issuer Stock Units 2019-10-31 4 A 0 5.096 53.96 A Common Stock 5.096 1654.968 D Performance Stock Unit Common Stock 43321 43321 D Restricted Stock Units Common Stock 22814 22814 D Performance-Based Stock Options Common Stock 158574 158574 D Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. The stock units will vest based on their respective award agreements. The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon vesting can range from 0% to 150% of the number presented above. The options vest based on the conditions set forth in their respective agreements. Executive Vice President and Chief Legal Officer /s/ Jean Weng, Attorney in Fact 2019-11-01