0001127602-19-013827.txt : 20190401 0001127602-19-013827.hdr.sgml : 20190401 20190401165131 ACCESSION NUMBER: 0001127602-19-013827 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190329 FILED AS OF DATE: 20190401 DATE AS OF CHANGE: 20190401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GILLIS RUTH ANN M CENTRAL INDEX KEY: 0001185158 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35897 FILM NUMBER: 19721423 MAIL ADDRESS: STREET 1: 10 SOUTH DEERBORN STREET STREET 2: 37TH FLOOR CITY: CHICAGO STATE: IL ZIP: 80603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Voya Financial, Inc. CENTRAL INDEX KEY: 0001535929 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 521222820 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 212-309-8200 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 FORMER COMPANY: FORMER CONFORMED NAME: ING U.S., Inc. DATE OF NAME CHANGE: 20120709 FORMER COMPANY: FORMER CONFORMED NAME: ING America Insurance Holdings, Inc. DATE OF NAME CHANGE: 20111130 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-03-29 0001535929 Voya Financial, Inc. VOYA 0001185158 GILLIS RUTH ANN M 230 PARK AVENUE NEW YORK NY 10169 1 Common Stock 7162 I By Trust Deferred Fee Plan Issuer Stock Units 2019-03-29 4 A 0 217.674 49.96 A Common Stock 217.674 1083.093 D Restricted Stock Units Common Stock 10592 10592 D These shares are held in a trust for the benefit of the reporting person's husband. The reporting person is the trustee of the trust. Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. Includes dividend of 0.174 shares. The stock units will vest based on their respective award agreements. /s/ Jean Weng, Attorney in Fact 2019-04-01