0001127602-19-009209.txt : 20190301 0001127602-19-009209.hdr.sgml : 20190301 20190301163403 ACCESSION NUMBER: 0001127602-19-009209 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190228 FILED AS OF DATE: 20190301 DATE AS OF CHANGE: 20190301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GILLIS RUTH ANN M CENTRAL INDEX KEY: 0001185158 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35897 FILM NUMBER: 19649937 MAIL ADDRESS: STREET 1: 10 SOUTH DEERBORN STREET STREET 2: 37TH FLOOR CITY: CHICAGO STATE: IL ZIP: 80603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Voya Financial, Inc. CENTRAL INDEX KEY: 0001535929 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 521222820 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 212-309-8200 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 FORMER COMPANY: FORMER CONFORMED NAME: ING U.S., Inc. DATE OF NAME CHANGE: 20120709 FORMER COMPANY: FORMER CONFORMED NAME: ING America Insurance Holdings, Inc. DATE OF NAME CHANGE: 20111130 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-02-28 0001535929 Voya Financial, Inc. VOYA 0001185158 GILLIS RUTH ANN M 230 PARK AVENUE NEW YORK NY 10169 1 Common Stock 2019-03-01 4 P 0 926 50.5962 A 7162 I By Trust Deferred Fee Plan Issuer Stock Units 2019-02-28 4 I 0 926.777 50.57 D Common Stock 926.777 865.245 D Restricted Stock Units Common Stock 10592 10592 D These shares are held in a trust for the benefit of the reporting person's husband. The reporting person is the trustee of the trust. Each stock unit is the economic equivalent of one share of common stock and is settled in cash. The stock units become payable in accordance with the terms of the deferred compensation plan. The stock units will vest based on their respective award agreements. /s/ Jean Weng, Attorney in Fact 2019-03-01