0001127602-19-008233.txt : 20190225 0001127602-19-008233.hdr.sgml : 20190225 20190225212116 ACCESSION NUMBER: 0001127602-19-008233 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190221 FILED AS OF DATE: 20190225 DATE AS OF CHANGE: 20190225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cobb Clyde Landon Jr. CENTRAL INDEX KEY: 0001626551 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35897 FILM NUMBER: 19631432 MAIL ADDRESS: STREET 1: 1001 FLEET STREET STREET 2: 6TH FLOOR CITY: BALTIMORE STATE: MD ZIP: 21202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Voya Financial, Inc. CENTRAL INDEX KEY: 0001535929 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 521222820 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 212-309-8200 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 FORMER COMPANY: FORMER CONFORMED NAME: ING U.S., Inc. DATE OF NAME CHANGE: 20120709 FORMER COMPANY: FORMER CONFORMED NAME: ING America Insurance Holdings, Inc. DATE OF NAME CHANGE: 20111130 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-02-21 0001535929 Voya Financial, Inc. VOYA 0001626551 Cobb Clyde Landon Jr. 230 PARK AVENUE NEW YORK NY 10169 1 See Remarks Common Stock 2019-02-21 4 M 0 798 A 2717 D Common Stock 2019-02-21 4 F 0 285 50.03 D 2432 D Restricted Stock Units 2019-02-21 4 M 0 798 0 D Common Stock 798 4570 D Restricted Stock Units 2019-02-21 4 A 0 2418 0 A Common Stock 2418 6988 D Performance Stock Unit 2019-02-21 4 A 0 2041 0 A Common Stock 2041 9230 D Performance-Based Stock Options 50.03 2019-02-21 4 A 0 35587 0 A 2029-02-21 Common Stock 35587 60987 D Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Each stock unit represents a conditional right to receive one share of the company's common stock. 1/3 of the restricted stock units will vest on February 21, 2020, 1/3 on February 21, 2021 and 1/3 on February 21, 2022. The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2022) can range from 0% to 150% of the number presented above. The options are subject to vesting conditions based on the achievement of certain cost saving targets. The options generally become exercisable one year following achievement of the relevant vesting condition. To the extent that the relevant vesting condition discussed in footnote (6) has not been met by December 31, 2020, any unvested options will be forfeited. Chief Accounting Officer and Controller /s/ Jean Weng, Attorney in Fact 2019-02-25