0001127602-19-008223.txt : 20190225 0001127602-19-008223.hdr.sgml : 20190225 20190225210955 ACCESSION NUMBER: 0001127602-19-008223 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190221 FILED AS OF DATE: 20190225 DATE AS OF CHANGE: 20190225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ragavan Chetlur S CENTRAL INDEX KEY: 0001596066 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35897 FILM NUMBER: 19631414 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Voya Financial, Inc. CENTRAL INDEX KEY: 0001535929 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 521222820 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 212-309-8200 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 FORMER COMPANY: FORMER CONFORMED NAME: ING U.S., Inc. DATE OF NAME CHANGE: 20120709 FORMER COMPANY: FORMER CONFORMED NAME: ING America Insurance Holdings, Inc. DATE OF NAME CHANGE: 20111130 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-02-21 0001535929 Voya Financial, Inc. VOYA 0001596066 Ragavan Chetlur S 230 PARK AVENUE NEW YORK NY 10169 1 See Remarks Common Stock 2019-02-21 4 M 0 2885 A 37452 D Common Stock 2019-02-21 4 F 0 1032 50.03 D 36420 D Common Stock 2019-02-22 4 S 0 1853 49.9778 D 34567 D Restricted Stock Units 2019-02-21 4 M 0 2885 0 D Common Stock 2885 16608 D Performance Stock Unit Common Stock 38449 38449 D Deferred Savings Plan Issuer Stock Units Common Stock 8203.258 8203.258 D Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. This transaction was executed in multiple trades at prices ranging from $49.9701 to $49.978. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price. The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. The stock units will vest based on their respective award agreements. Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Executive Vice President and Chief Risk Officer /s/ Jean Weng, Attorney in Fact 2019-02-25