0001127602-19-008219.txt : 20190225 0001127602-19-008219.hdr.sgml : 20190225 20190225205741 ACCESSION NUMBER: 0001127602-19-008219 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190221 FILED AS OF DATE: 20190225 DATE AS OF CHANGE: 20190225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hurtsellers Christine CENTRAL INDEX KEY: 0001481859 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35897 FILM NUMBER: 19631391 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Voya Financial, Inc. CENTRAL INDEX KEY: 0001535929 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 521222820 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 212-309-8200 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 FORMER COMPANY: FORMER CONFORMED NAME: ING U.S., Inc. DATE OF NAME CHANGE: 20120709 FORMER COMPANY: FORMER CONFORMED NAME: ING America Insurance Holdings, Inc. DATE OF NAME CHANGE: 20111130 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-02-21 0001535929 Voya Financial, Inc. VOYA 0001481859 Hurtsellers Christine 230 PARK AVENUE NEW YORK NY 10169 1 See Remarks Common Stock 2019-02-21 4 M 0 6680 A 27323 D Common Stock 2019-02-21 4 F 0 2076 50.03 D 25247 D Restricted Stock Units 2019-02-21 4 M 0 6680 0 D Common Stock 6680 63181 D Restricted Stock Units 2019-02-21 4 A 0 19968 0 A Common Stock 19968 83149 D Performance Stock Unit 2019-02-21 4 A 0 25180 0 A Common Stock 25180 80126 D Performance-Based Stock Options 50.03 2019-02-21 4 A 0 71174 0 A 2029-02-21 Common Stock 71174 110874 D Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Each stock unit represents a conditional right to receive one share of the company's common stock. 1/3 of the restricted stock units will vest on February 21, 2020, 1/3 on February 21, 2021 and 1/3 on February 21, 2022. The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2022) can range from 0% to 150% of the number presented above. The options are subject to vesting conditions based on the achievement of certain cost saving targets. The options generally become exercisable one year following achievement of the relevant vesting condition. To the extent that the relevant vesting condition discussed in footnote (6) has not been met by December 31, 2020, any unvested options will be forfeited. Chief Executive Officer, Investment Management /s/ Jean Weng, Attorney in Fact 2019-02-25