0001127602-17-013068.txt : 20170328
0001127602-17-013068.hdr.sgml : 20170328
20170328174745
ACCESSION NUMBER: 0001127602-17-013068
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170327
FILED AS OF DATE: 20170328
DATE AS OF CHANGE: 20170328
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Voya Financial, Inc.
CENTRAL INDEX KEY: 0001535929
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 521222820
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
BUSINESS PHONE: 212-309-8200
MAIL ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
FORMER COMPANY:
FORMER CONFORMED NAME: ING U.S., Inc.
DATE OF NAME CHANGE: 20120709
FORMER COMPANY:
FORMER CONFORMED NAME: ING America Insurance Holdings, Inc.
DATE OF NAME CHANGE: 20111130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SILVA KEVIN D
CENTRAL INDEX KEY: 0001237581
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35897
FILM NUMBER: 17720069
MAIL ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2017-03-27
0001535929
Voya Financial, Inc.
VOYA
0001237581
SILVA KEVIN D
230 PARK AVENUE
NEW YORK
NY
10169
1
See Remarks
Common Stock
2017-03-27
4
M
0
9144
A
23825
D
Common Stock
2017-03-27
4
F
0
5105
36.98
D
18720
D
Common Stock
2017-03-28
4
S
0
4039
37.288
D
14681
D
Restricted Stock Units
2017-03-27
4
M
0
9144
0
D
Common Stock
9144
29274
D
Performance Stock Unit
Common Stock
35321
35321
D
Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.
The shares being sold are vested equity awards granted in 2013 with respect to the 2012 performance year.
This transaction was executed in multiple trades at prices ranging from $37.2750 to $37.3050. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
The stock units will vest based on their respective award agreements.
The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date can range from 0% to 150% of the number presented above.
Executive Vice President and Chief Human Resources Officer
/s/ Jean Weng, Attorney in Fact
2017-03-28