X0306 4 2016-12-15 0001535929 Voya Financial, Inc. VOYA 0001596066 Ragavan Chetlur S 230 PARK AVENUE NEW YORK NY 10169 1 See Remarks Common Stock 20306 D Deferred Savings Plan Issuer Stock Units 2016-12-15 4 A 0 24.491 40.30 A Common Stock 24.491 6840.23 D Performance Stock Unit Common Stock 19592 19592 D Restricted Stock Units Common Stock 27276 27276 D Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. The stock units will vest based on their respective award agreements. The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date can range from 0% to 150% of the number presented above. Executive Vice President and Chief Risk Officer /s/ Jean Weng, Attorney in Fact 2016-12-16