X0306 4 2016-11-10 0001535929 Voya Financial, Inc. VOYA 0001481859 Hurtsellers Christine 230 PARK AVENUE NEW YORK NY 10169 1 See Remarks Restricted Stock Units 2016-11-10 4 A 0 27948 0 A Common Stock 27948 103270 D Performance Stock Unit Common Stock 13192 13192 D Each stock unit represents a conditional right to receive one share of the company's common stock. The number of stock units granted was determined by reference to the closing price of a share of the company's common stock on November 10, 2016, the date of the grant. 1/3 of the restricted stock units will vest on the first, second and third anniversary of the grant date. The stock units will vest based on their respective award agreements. The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date can range from 0% to 150% of the number presented above. Chief Executive Officer, Investment Management /s/ Jean Weng, Attorney in Fact 2016-11-14