0001127602-15-034626.txt : 20151218 0001127602-15-034626.hdr.sgml : 20151218 20151218172125 ACCESSION NUMBER: 0001127602-15-034626 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151216 FILED AS OF DATE: 20151218 DATE AS OF CHANGE: 20151218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Voya Financial, Inc. CENTRAL INDEX KEY: 0001535929 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 521222820 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 212-309-8200 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 FORMER COMPANY: FORMER CONFORMED NAME: ING U.S., Inc. DATE OF NAME CHANGE: 20120709 FORMER COMPANY: FORMER CONFORMED NAME: ING America Insurance Holdings, Inc. DATE OF NAME CHANGE: 20111130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Becker Jeffrey T CENTRAL INDEX KEY: 0001413593 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35897 FILM NUMBER: 151297631 MAIL ADDRESS: STREET 1: 10 STATE HOUSE SQUARE CITY: HARTFORD STATE: CT ZIP: 06103 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2015-12-16 0001535929 Voya Financial, Inc. VOYA 0001413593 Becker Jeffrey T 230 PARK AVENUE NEW YORK NY 10169 1 See Remarks 2015 Performance-Based Stock Options 37.60 2015-12-16 4 A 0 111200 0 A 2025-12-16 Common Stock 111200 111200 D The options are subject to vesting conditions based on the achievement over a four quarter period of specified levels of Ongoing Business Adjusted Operating Return on Equity. The options generally become exercisable one year following achievement of the relevant vesting condition. To the extent that the relevant vesting condition discussed in footnote (1) has not been met by December 31, 2018, any unvested options will expire without value. Chief Executive Officer, Investment Management /s/ Jean Weng, Attorney in Fact 2015-12-18