0001214659-14-003674.txt : 20140516
0001214659-14-003674.hdr.sgml : 20140516
20140515180804
ACCESSION NUMBER: 0001214659-14-003674
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140516
DATE AS OF CHANGE: 20140515
EFFECTIVENESS DATE: 20140516
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CWM, LLC
CENTRAL INDEX KEY: 0001535847
IRS NUMBER: 274011107
STATE OF INCORPORATION: NE
FISCAL YEAR END: 1211
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15648
FILM NUMBER: 14849302
BUSINESS ADDRESS:
STREET 1: DODGE PLAZA, FIRST FLOOR
STREET 2: 13321 CALIFORNIA STREET
CITY: OMAHA
STATE: NE
ZIP: 68154
BUSINESS PHONE: 888-321-0808
MAIL ADDRESS:
STREET 1: DODGE PLAZA, FIRST FLOOR
STREET 2: 13321 CALIFORNIA STREET
CITY: OMAHA
STATE: NE
ZIP: 68154
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001535847
XXXXXXXX
03-31-2014
03-31-2014
false
CWM, LLC
DODGE PLAZA, FIRST FLOOR
13321 CALIFORNIA STREET
OMAHA
NE
68154
13F HOLDINGS REPORT
028-15648
N
Ruth A. Howell
Chief Compliance Officer
402-614-3538
/s/ Ruth A. Howell
Omaha
NE
05-15-2014
0
147
733629
INFORMATION TABLE
2
infotable.xml
AGCO CORP
COM
1084102
1237
22422
SH
SOLE
0
0
22422
ABBOTT LABS
COM
2824100
2232
57955
SH
SOLE
0
0
57955
ACACIA RESH CORP
ACACIA TCH COM
3881307
2784
182241
SH
SOLE
0
0
182241
AEROVIRONMENT INC
COM
8073108
2960
73560
SH
SOLE
0
0
73560
ALTERA CORP
COM
21441100
1325
36554
SH
SOLE
0
0
36554
AMGEN INC
COM
31162100
9694
78596
SH
SOLE
0
0
78596
APPLE INC
COM
37833100
26220
48850
SH
SOLE
0
0
48850
BANK OF AMERICA CORPORATION
COM
60505104
269
15614
SH
SOLE
0
0
15614
BERKSHIRE HATHAWAY INC DEL
CL B NEW
84670702
2928
18934
SH
SOLE
0
0
18934
BRISTOL MYERS SQUIBB CO
COM
110122108
243
4673
SH
SOLE
0
0
4673
CARNIVAL CORP
PAIRED CTF
143658300
2306
60900
SH
SOLE
0
0
60900
CELGENE CORP
COM
151020104
8561
61328
SH
SOLE
0
0
61328
CERNER CORP
COM
156782104
1698
30195
SH
SOLE
0
0
30195
CHAMBERS STR PPTYS
COM
157842105
421
54120
SH
SOLE
0
0
54120
CHEVRON CORP NEW
COM
166764100
517
4346
SH
SOLE
0
0
4346
CHICAGO BRIDGE & IRON CO N V
COM
167250109
7108
81565
SH
SOLE
0
0
81565
CLEAN HARBORS INC
COM
184496107
1243
22681
SH
SOLE
0
0
22681
COLUMBIA PPTY TR INC
COM NEW
198287203
760
27885
SH
SOLE
0
0
27885
CONTINENTAL RESOURCES INC
COM
212015101
6724
54108
SH
SOLE
0
0
54108
COVANCE INC
COM
222816100
5847
56275
SH
SOLE
0
0
56275
DARDEN RESTAURANTS INC
COM
237194105
1107
21800
SH
SOLE
0
0
21800
DELTA AIR LINES INC DEL
COM NEW
247361702
8220
237230
SH
SOLE
0
0
237230
DOVER CORP
COM
260003108
7761
94934
SH
SOLE
0
0
94934
E M C CORP MASS
COM
268648102
8781
320373
SH
SOLE
0
0
320373
EASTMAN CHEM CO
COM
277432100
560
6500
SH
SOLE
0
0
6500
EBAY INC
COM
278642103
6985
126452
SH
SOLE
0
0
126452
ECOLAB INC
COM
278865100
9913
91795
SH
SOLE
0
0
91795
GENERAL ELECTRIC CO
COM
369604103
718
27725
SH
SOLE
0
0
27725
GILEAD SCIENCES INC
COM
375558103
212
2991
SH
SOLE
0
0
2991
GROUPON INC
COM CL A
399473107
1762
224673
SH
SOLE
0
0
224673
HALLIBURTON CO
COM
406216101
4609
78264
SH
SOLE
0
0
78264
INTEL CORP
COM
458140100
2358
91338
SH
SOLE
0
0
91338
INTERNATIONAL BUSINESS MACHS
COM
459200101
584
3035
SH
SOLE
0
0
3035
INTUIT
COM
461202103
2090
26889
SH
SOLE
0
0
26889
IROBOT CORP
COM
462726100
1711
41681
SH
SOLE
0
0
41681
ISHARES
GLB GLD MINR ETF
464286335
3721
368405
SH
SOLE
0
0
368405
ISHARES
S&P 100 ETF
464287101
248
2990
SH
SOLE
0
0
2990
ISHARES
CORE S&P500 ETF
464287200
614
3266
SH
SOLE
0
0
3266
ISHARES
1-3 YR TR BD ETF
464287457
405
4800
SH
SOLE
0
0
4800
ISHARES
CORE S&P MCP ETF
464287507
830
6040
SH
SOLE
0
0
6040
ISHARES
S&P MC 400GR ETF
464287606
6425
42014
SH
SOLE
0
0
42014
ISHARES
U.S. UTILITS ETF
464287697
240
2303
SH
SOLE
0
0
2303
ISHARES
CORE S&P SCP ETF
464287804
651
5908
SH
SOLE
0
0
5908
ISHARES
EUROPE ETF
464287861
317
6571
SH
SOLE
0
0
6571
ISHARES
SP SMCP600VL ETF
464287879
229
2015
SH
SOLE
0
0
2015
ISHARES
IBOXX HI YD ETF
464288513
278
2942
SH
SOLE
0
0
2942
ISHARES
MBS ETF
464288588
361
3397
SH
SOLE
0
0
3397
ISHARES
MICRO-CAP ETF
464288869
219
2831
SH
SOLE
0
0
2831
JOHNSON & JOHNSON
COM
478160104
535
5443
SH
SOLE
0
0
5443
JOHNSON CTLS INC
COM
478366107
5420
114533
SH
SOLE
0
0
114533
KIMBERLY CLARK CORP
COM
494368103
209
1898
SH
SOLE
0
0
1898
KOHLS CORP
COM
500255104
807
14200
SH
SOLE
0
0
14200
MASIMO CORP
COM
574795100
2108
77169
SH
SOLE
0
0
77169
MATTEL INC
COM
577081102
2310
57600
SH
SOLE
0
0
57600
MATTHEWS INTL CORP
CL A
577128101
232
5675
SH
SOLE
0
0
5675
MCDONALDS CORP
COM
580135101
287
2923
SH
SOLE
0
0
2923
MICROSOFT CORP
COM
594918104
9966
243136
SH
SOLE
0
0
243136
NATIONAL OILWELL VARCO INC
COM
637071101
1258
16153
SH
SOLE
0
0
16153
OSHKOSH CORP
COM
688239201
6601
112121
SH
SOLE
0
0
112121
PEPSICO INC
COM
713448108
203
2426
SH
SOLE
0
0
2426
PFIZER INC
COM
717081103
1980
61655
SH
SOLE
0
0
61655
PRECISION CASTPARTS CORP
COM
740189105
8722
34506
SH
SOLE
0
0
34506
QUALCOMM INC
COM
747525103
10218
129574
SH
SOLE
0
0
129574
ROVI CORP
COM
779376102
2035
89340
SH
SOLE
0
0
89340
SCHLUMBERGER LTD
COM
806857108
1870
19175
SH
SOLE
0
0
19175
STANLEY BLACK & DECKER INC
COM
854502101
10399
128004
SH
SOLE
0
0
128004
SYSCO CORP
COM
871829107
9828
272007
SH
SOLE
0
0
272007
TRIMBLE NAVIGATION LTD
COM
896239100
7789
200396
SH
SOLE
0
0
200396
UNION PAC CORP
COM
907818108
6008
32015
SH
SOLE
0
0
32015
WELLS FARGO & CO NEW
COM
949746101
10592
212949
SH
SOLE
0
0
212949
WHOLE FOODS MKT INC
COM
966837106
245
4828
SH
SOLE
0
0
4828
WILLIAMS COS INC DEL
COM
969457100
1043
25700
SH
SOLE
0
0
25700
AMERICAN EAGLE OUTFITTERS NE
COM
02553E106
452
36900
SH
SOLE
0
0
36900
EDWARDS LIFESCIENCES CORP
COM
28176E108
1323
17839
SH
SOLE
0
0
17839
FIRST TR EXCHANGE TRADED FD
DJ INTERNT IDX
33733E302
4102
69479
SH
SOLE
0
0
69479
ALPS ETF TR
ALERIAN MLP
00162Q866
3281
185782
SH
SOLE
0
0
185782
AT&T INC
COM
00206R102
517
14755
SH
SOLE
0
0
14755
ABBVIE INC
COM
00287Y109
4440
86387
SH
SOLE
0
0
86387
ALTRIA GROUP INC
COM
02209S103
337
9009
SH
SOLE
0
0
9009
AMERICAN RLTY CAP PPTYS INC
COM
02917T104
218
15543
SH
SOLE
0
0
15543
BLACK DIAMOND INC
COM
09202G101
1745
142665
SH
SOLE
0
0
142665
CME GROUP INC
COM
12572Q105
2100
28369
SH
SOLE
0
0
28369
CISCO SYS INC
COM
17275R102
250
11144
SH
SOLE
0
0
11144
CLAYMORE EXCHANGE TRD FD TR
GUG BLT2016 HY
18383M415
3280
120138
SH
SOLE
0
0
120138
CONOCOPHILLIPS
COM
20825C104
1277
18157
SH
SOLE
0
0
18157
DUKE ENERGY CORP NEW
COM NEW
26441C204
253
3558
SH
SOLE
0
0
3558
ECHELON CORP
COM
27874N105
90
32500
SH
SOLE
0
0
32500
EXPRESS SCRIPTS HLDG CO
COM
30219G108
3055
40689
SH
SOLE
0
0
40689
EXXON MOBIL CORP
COM
30231G102
1774
18163
SH
SOLE
0
0
18163
FEDEX CORP
COM
31428X106
1348
10167
SH
SOLE
0
0
10167
GOOGLE INC
CL A
38259P508
1521
1365
SH
SOLE
0
0
1365
HEALTHCARE TR AMER INC
CL A
42225P105
587
51537
SH
SOLE
0
0
51537
HERTZ GLOBAL HOLDINGS INC
COM
42805T105
8079
303245
SH
SOLE
0
0
303245
HOMEAWAY INC
COM
43739Q100
1153
30606
SH
SOLE
0
0
30606
HOSPITALITY PPTYS TR
COM SH BEN INT
44106M102
491
17100
SH
SOLE
0
0
17100
KINDER MORGAN INC DEL
COM
49456B101
245
7554
SH
SOLE
0
0
7554
KNOWLES CORP
COM
49926D109
211
6690
SH
SOLE
0
0
6690
LEVEL 3 COMMUNICATIONS INC
COM NEW
52729N308
475
12132
SH
SOLE
0
0
12132
MASTERCARD INC
CL A
57636Q104
6060
81131
SH
SOLE
0
0
81131
MERCK & CO INC NEW
COM
58933Y105
11025
194202
SH
SOLE
0
0
194202
METLIFE INC
COM
59156R108
439
8307
SH
SOLE
0
0
8307
MONOTYPE IMAGING HOLDINGS IN
COM
61022P100
1584
52564
SH
SOLE
0
0
52564
MONSANTO CO NEW
COM
61166W101
8439
74172
SH
SOLE
0
0
74172
MYRIAD GENETICS INC
COM
62855J104
1919
56124
SH
SOLE
0
0
56124
NUANCE COMMUNICATIONS INC
COM
67020Y100
1506
87706
SH
SOLE
0
0
87706
POLYPORE INTL INC
COM
73179V103
2266
66245
SH
SOLE
0
0
66245
POTASH CORP SASK INC
COM
73755L107
3810
105178
SH
SOLE
0
0
105178
POWERSHARES ETF TRUST
DWA MOMENTUM PTF
73935X153
6397
171739
SH
SOLE
0
0
171739
POWERSHARES ETF TRUST
DYN PHRMA PORT
73935X799
4606
81304
SH
SOLE
0
0
81304
POWERSHARES ETF TRUST II
DWA DEVMKTMOM PT
73936Q108
6393
237295
SH
SOLE
0
0
237295
POWERSHARES ETF TRUST II
DWA SC MOMNT PTF
73936Q744
6164
157136
SH
SOLE
0
0
157136
RPX CORP
COM
74972G103
1846
113383
SH
SOLE
0
0
113383
REALD INC
COM
75604L105
2387
213645
SH
SOLE
0
0
213645
REGIONS FINL CORP NEW
COM
7591EP100
120
10845
SH
SOLE
0
0
10845
SPDR S&P 500 ETF TR
TR UNIT
78462F103
103571
553826
SH
SOLE
0
0
553826
SPDR S&P 500 ETF TR
TR UNIT
78462F103
484
42300
SH
Put
SOLE
0
0
42300
SPDR S&P 500 ETF TR
TR UNIT
78462F103
2221
987800
SH
Put
SOLE
0
0
987800
SPDR S&P 500 ETF TR
TR UNIT
78462F103
4101
266700
SH
Put
SOLE
0
0
266700
SPDR S&P 500 ETF TR
TR UNIT
78462F103
289
252800
SH
Put
SOLE
0
0
252800
SPDR S&P 500 ETF TR
TR UNIT
78462F103
86
49000
SH
Put
SOLE
0
0
49000
SPDR S&P 500 ETF TR
TR UNIT
78462F103
15893
1196200
SH
Put
SOLE
0
0
1196200
SPDR S&P 500 ETF TR
TR UNIT
78462F103
260
182900
SH
Put
SOLE
0
0
182900
SPDR S&P 500 ETF TR
TR UNIT
78462F103
37
21300
SH
Put
SOLE
0
0
21300
SPDR S&P 500 ETF TR
TR UNIT
78462F103
556
31700
SH
Put
SOLE
0
0
31700
SPDR GOLD TRUST
GOLD SHS
78463V107
3850
31150
SH
SOLE
0
0
31150
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
1035
4130
SH
SOLE
0
0
4130
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
20760
439091
SH
SOLE
0
0
439091
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
21788
372496
SH
SOLE
0
0
372496
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
19489
452607
SH
SOLE
0
0
452607
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
20675
319457
SH
SOLE
0
0
319457
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
19898
223423
SH
SOLE
0
0
223423
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
21014
940628
SH
SOLE
0
0
940628
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
21319
407383
SH
SOLE
0
0
407383
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
20499
563926
SH
SOLE
0
0
563926
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
19738
476064
SH
SOLE
0
0
476064
SIRIUS XM HLDGS INC
COM
82968B103
1221
381542
SH
SOLE
0
0
381542
SYNAPTICS INC
COM
87157D109
7174
119515
SH
SOLE
0
0
119515
UNITEDHEALTH GROUP INC
COM
91324P102
10447
127417
SH
SOLE
0
0
127417
VERIFONE SYS INC
COM
92342Y109
5429
160528
SH
SOLE
0
0
160528
VERIZON COMMUNICATIONS INC
COM
92343V104
8353
175594
SH
SOLE
0
0
175594
W P CAREY INC
COM
92936U109
282
4692
SH
SOLE
0
0
4692
EATON CORP PLC
SHS
G29183103
12686
168878
SH
SOLE
0
0
168878
FLEETMATICS GROUP PLC
COM
G35569105
1151
34396
SH
SOLE
0
0
34396
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
213
3800
SH
SOLE
0
0
3800
LOGITECH INTL S A
SHS
H50430232
1237
83099
SH
SOLE
0
0
83099
TRANSOCEAN LTD
REG SHS
H8817H100
1200
29023
SH
SOLE
0
0
29023
CORE LABORATORIES N V
COM
N22717107
1457
7341
SH
SOLE
0
0
7341