0001214659-13-006511.txt : 20131114 0001214659-13-006511.hdr.sgml : 20131114 20131114162021 ACCESSION NUMBER: 0001214659-13-006511 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131114 DATE AS OF CHANGE: 20131114 EFFECTIVENESS DATE: 20131114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CWM, LLC CENTRAL INDEX KEY: 0001535847 IRS NUMBER: 274011107 STATE OF INCORPORATION: NE FISCAL YEAR END: 1211 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15648 FILM NUMBER: 131220352 BUSINESS ADDRESS: STREET 1: DODGE PLAZA, FIRST FLOOR STREET 2: 13321 CALIFORNIA STREET CITY: OMAHA STATE: NE ZIP: 68154 BUSINESS PHONE: 888-321-0808 MAIL ADDRESS: STREET 1: DODGE PLAZA, FIRST FLOOR STREET 2: 13321 CALIFORNIA STREET CITY: OMAHA STATE: NE ZIP: 68154 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001535847 XXXXXXXX 09-30-2013 09-30-2013 false CWM, LLC

Dodge Plaza, First Floor 13321 California Street Omaha NE 68154

13F HOLDINGS REPORT 028-15648 N Lance P. Simpson 402-614-3538 /s/ Lance P. Simpson Omaha NE 11-14-2013 0 449 381151 INFORMATION TABLE 2 infotable.xml ABBOTT LABS COM 002824100 54 1641 SH SOLE 1641 0 0 ABBVIE INC COM 00287Y109 3664 81909 SH SOLE 81909 0 0 ACE LTD SHS H0023R105 5 49 SH SOLE 49 0 0 ACTIVISION BLIZZARD INC COM 00507V109 5 270 SH SOLE 270 0 0 ADOBE SYS INC COM 00724F101 48 932 SH SOLE 932 0 0 ADTRAN INC COM 00738A106 5 200 SH SOLE 200 0 0 AEROVIRONMENT INC COM 008073108 608 26314 SH SOLE 26314 0 0 AETNA INC NEW COM 00817Y108 8 122 SH SOLE 122 0 0 AFFILIATED MANAGERS GROUP COM 008252108 8 45 SH SOLE 45 0 0 AFLAC INC COM 001055102 161 2600 SH SOLE 2600 0 0 AGCO CORP COM 001084102 672 11129 SH SOLE 11129 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 17 322 SH SOLE 322 0 0 AIR PRODS & CHEMS INC COM 009158106 84 784 SH SOLE 784 0 0 ALLERGAN INC COM 018490102 37 408 SH SOLE 408 0 0 ALLIANT TECHSYSTEMS INC COM 018804104 14 142 SH SOLE 142 0 0 ALTERA CORP COM 021441100 642 17280 SH SOLE 17280 0 0 ALTRIA GROUP INC COM 02209S103 618 17985 SH SOLE 17985 0 0 AMAZON COM INC COM 023135106 53 168 SH SOLE 168 0 0 AMERICAN TOWER CORP NEW COM 03027X100 84 1133 SH SOLE 1133 0 0 AMERIPRISE FINL INC COM 03076C106 4 45 SH SOLE 45 0 0 AMGEN INC COM 031162100 7836 70013 SH SOLE 70013 0 0 ANALOG DEVICES INC COM 032654105 10 210 SH SOLE 210 0 0 ANGIES LIST INC COM 034754101 48 2127 SH SOLE 2127 0 0 ANNALY CAP MGMT INC COM 035710409 37 3200 SH SOLE 3200 0 0 APACHE CORP COM 037411105 64 750 SH SOLE 750 0 0 APPLE INC COM 037833100 15425 32355 SH SOLE 32355 0 0 APPLIED MATLS INC COM 038222105 10 577 SH SOLE 577 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 605 11643 SH SOLE 11643 0 0 AT&T INC COM 00206R102 779 23021 SH SOLE 23021 0 0 BECTON DICKINSON & CO COM 075887109 7 73 SH SOLE 73 0 0 BED BATH & BEYOND INC COM 075896100 18 238 SH SOLE 238 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2222 19576 SH SOLE 19576 0 0 BIOGEN IDEC INC COM 09062X103 7 31 SH SOLE 31 0 0 BLACKBERRY LTD COM 09228F103 1 125 SH SOLE 125 0 0 BLACKROCK INC COM 09247X101 22 80 SH 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INC COM 97382A101 1 122 SH SOLE 122 0 0 XEROX CORP COM 984121103 11 1057 SH SOLE 1057 0 0 YAHOO INC COM 984332106 13 400 SH SOLE 400 0 0 YAMANA GOLD INC COM 98462Y100 2388 229662 SH SOLE 229662 0 0 YOUKU TUDOU INC SPONSORED ADR 98742U100 27 980 SH SOLE 980 0 0 ZIMMER HLDGS INC COM 98956P102 10 120 SH SOLE 120 0 0 3M CO COM 88579Y101 187 1566 SH SOLE 1566 0 0 ACTAVIS INC COM 00507K103 4 25 SH SOLE 25 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 4 31 SH SOLE 31 0 0 ALLEGHANY CORP DEL COM 017175100 10 24 SH SOLE 24 0 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 10 45 SH SOLE 45 0 0 ALLSTATE CORP COM 020002101 9 187 SH SOLE 187 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 3114 177024 SH SOLE 177024 0 0 AMERICAN CAPITAL AGENCY CORP COM 02503X105 7 295 SH SOLE 295 0 0 AMERICAN ELEC PWR INC COM 025537101 4 97 SH SOLE 97 0 0 AMERICAN EXPRESS CO COM 025816109 49 652 SH SOLE 652 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 33 673 SH SOLE 673 0 0 ARM HLDGS PLC SPONSORED ADR 042068106 3 63 SH SOLE 63 0 0 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SILVER STD RES INC COM 82823L106 6 900 SH SOLE 900 0 0 SIRIUS XM RADIO INC COM 82967N108 13 3263 SH SOLE 3263 0 0 SOUTHWEST AIRLS CO COM 844741108 1 100 SH SOLE 100 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 2090 16302 SH SOLE 16302 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 80881 481405 SH SOLE 481405 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 825 3646 SH SOLE 3646 0 0 STANLEY BLACK & DECKER INC COM 854502101 7303 80631 SH SOLE 80631 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 5 268 SH SOLE 268 0 0 TELECOM ARGENTINA S A SPON ADR REP B 879273209 9 500 SH SOLE 500 0 0 TEXAS INSTRS INC COM 882508104 61 1526 SH SOLE 1526 0 0 TEXTRON INC COM 883203101 17 630 SH SOLE 630 0 0 TJX COS INC NEW COM 872540109 24 427 SH SOLE 427 0 0 TON VANCE TAX ADVT DIV INC COM 27828G107 7 375 SH SOLE 375 0 0 TW TELECOM INC COM 87311L104 3 84 SH SOLE 84 0 0 TYSON FOODS INC CL A 902494103 5 192 SH SOLE 192 0 0 UNITED PARCEL SERVICE INC CL B 911312106 184 2017 SH SOLE 2017 0 0 UNITED RENTALS INC COM 911363109 23 400 SH SOLE 400 0 0 UNITED TECHNOLOGIES CORP COM 913017109 108 1000 SH SOLE 1000 0 0 UNITEDHEALTH GROUP INC COM 91324P102 8266 115432 SH SOLE 115432 0 0 US BANCORP DEL COM NEW 902973304 36 988 SH SOLE 988 0 0 VALERO ENERGY CORP NEW COM 91913Y100 19 557 SH SOLE 557 0 0 VALIDUS HOLDINGS LTD COM SHS G9319H102 5 131 SH SOLE 131 0 0 VANGUARD INDEX FDS REIT ETF 922908553 17 260 SH SOLE 260 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 13 323 SH SOLE 323 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 18 221 SH SOLE 221 0 0 VANTIV INC CL A 92210H105 3 107 SH SOLE 107 0 0 WARNER CHILCOTT PLC IRELAND SHS A G94368100 9 394 SH SOLE 394 0 0 WESTERN DIGITAL CORP COM 958102105 25 391 SH SOLE 391 0 0 WHOLE FOODS MKT INC COM 966837106 273 4660 SH SOLE 4660 0 0 WILLIAMS COS INC DEL COM 969457100 458 12600 SH SOLE 12600 0 0 WYNDHAM WORLDWIDE CORP COM 98310W108 31 508 SH SOLE 508 0 0