VP Compliance

0001535811-21-000006.txt : 20211102 0001535811-21-000006.hdr.sgml : 20211102 20211102162548 ACCESSION NUMBER: 0001535811-21-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211102 DATE AS OF CHANGE: 20211102 EFFECTIVENESS DATE: 20211102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Redhawk Wealth Advisors, Inc. CENTRAL INDEX KEY: 0001535811 IRS NUMBER: 261948684 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18954 FILM NUMBER: 211371698 BUSINESS ADDRESS: STREET 1: 7700 FRANCE AVENUE SOUTH STREET 2: SUITE 430 CITY: MINNEAPOLIS STATE: MN ZIP: 55435 BUSINESS PHONE: 952-835-4295 MAIL ADDRESS: STREET 1: 7700 FRANCE AVENUE SOUTH STREET 2: SUITE 430 CITY: MINNEAPOLIS STATE: MN ZIP: 55435 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001535811 XXXXXXXX 09-30-2021 09-30-2021 Redhawk Wealth Advisors, Inc.

7700 FRANCE AVENUE SOUTH SUITE 430 MINNEAPOLIS MN 55435

13F HOLDINGS REPORT 028-18954 N Sarah Weigel VP Compliance 952-835-4295 Sarah Weigel Minneapolis MN 11-02-2021 0 212 361622 false INFORMATION TABLE 2 RedhawkWealth_13f.xml SEMLER SCIENTIFIC INC COM 81684M104 406 3247 SH SOLE 0 0 0 3247 DRAFTKINGS INC COM CL A 26142R104 339 7031 SH SOLE 0 0 0 7031 DISNEY WALT CO COM 254687106 283 1673 SH SOLE 0 0 0 1673 PFIZER INC COM 717081103 327 7602 SH SOLE 0 0 0 7602 MONOLITHIC PWR SYS INC COM 609839105 1571 3241 SH SOLE 0 0 0 3241 SPDR SER TR BLMBRG BRC CNVRT 78464A359 1881 22042 SH SOLE 0 0 0 22042 DEERE & CO COM 244199105 894 2668 SH SOLE 0 0 0 2668 ACTIVISION BLIZZARD INC COM 00507V109 323 4172 SH SOLE 0 0 0 4172 SPDR SER TR PORTFLI HIGH YLD 78468R606 397 14828 SH SOLE 0 0 0 14828 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 2784 49038 SH SOLE 0 0 0 49038 ISHARES TR NATIONAL MUN ETF 464288414 372 3204 SH SOLE 0 0 0 3204 MASTERCARD INCORPORATED CL A 57636Q104 445 1280 SH SOLE 0 0 0 1280 SAIA INC COM 78709Y105 855 3592 SH SOLE 0 0 0 3592 SPDR S&P 500 ETF TR TR UNIT 78462F103 25418 59229 SH SOLE 0 0 0 59229 BAIN CAP SPECIALTY FIN INC COM STK 05684B107 279 18821 SH SOLE 0 0 0 18821 ABBOTT LABS COM 002824100 455 3852 SH SOLE 0 0 0 3852 PEPSICO INC COM 713448108 341 2266 SH SOLE 0 0 0 2266 CHURCH & DWIGHT INC COM 171340102 225 2719 SH SOLE 0 0 0 2719 INTUITIVE SURGICAL INC COM NEW 46120E602 214 215 SH SOLE 0 0 0 215 ISHARES TR TIPS BD ETF 464287176 850 6658 SH SOLE 0 0 0 6658 IDEXX LABS INC COM 45168D104 785 1263 SH SOLE 0 0 0 1263 BLACKSTONE INC COM 09260D107 893 7677 SH SOLE 0 0 0 7677 FIRST TR EXCHNG TRADED FD VI FT CBOE VEST 100 33740F649 952 43010 SH SOLE 0 0 0 43010 PROSHARES TR PSHS ULT S&P 500 74347R107 240 2000 SH SOLE 0 0 0 2000 THE TRADE DESK INC COM CL A 88339J105 1036 14737 SH SOLE 0 0 0 14737 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 92206C680 285 4038 SH SOLE 0 0 0 4038 PIMCO CORPORATE & INCOME OPP COM 72201B101 367 20077 SH SOLE 0 0 0 20077 NUVEEN AMT FREE QLTY MUN INC COM 670657105 730 48048 SH SOLE 0 0 0 48048 ENDAVA PLC ADS 29260V105 1654 12177 SH SOLE 0 0 0 12177 COSTCO WHSL CORP NEW COM 22160K105 1170 2605 SH SOLE 0 0 0 2605 UNION PAC CORP COM 907818108 210 1072 SH SOLE 0 0 0 1072 AMPLIFY ETF TR CWP ENHANCED DIV 032108409 688 19702 SH SOLE 0 0 0 19702 XPEL INC COM 98379L100 448 5903 SH SOLE 0 0 0 5903 APPLE INC COM 037833100 5472 38671 SH SOLE 0 0 0 38671 AT&T INC COM 00206R102 681 25206 SH SOLE 0 0 0 25206 TARGET CORP COM 87612E106 1261 5514 SH SOLE 0 0 0 5514 ARK ETF TR INNOVATION ETF 00214Q104 4368 39521 SH SOLE 0 0 0 39521 AMAZON COM INC COM 023135106 1590 484 SH SOLE 0 0 0 484 OPTION CARE HEALTH INC COM NEW 68404L201 295 12152 SH SOLE 0 0 0 12152 FORTIVE CORP NOTE 0.875% 2/1 34959JAK4 50 50000 PRN SOLE 0 0 0 50000 PIMCO ETF TR 15+ YR US TIPS 72201R304 2573 29660 SH SOLE 0 0 0 29660 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 707 2210 SH SOLE 0 0 0 2210 QUALCOMM INC COM 747525103 944 7319 SH SOLE 0 0 0 7319 TEXAS INSTRS INC COM 882508104 227 1180 SH SOLE 0 0 0 1180 REALTY INCOME CORP COM 756109104 349 5377 SH SOLE 0 0 0 5377 STARWOOD PPTY TR INC COM 85571B105 219 8990 SH SOLE 0 0 0 8990 PROCTER AND GAMBLE CO COM 742718109 1174 8397 SH SOLE 0 0 0 8397 EDWARDS LIFESCIENCES CORP COM 28176E108 699 6170 SH SOLE 0 0 0 6170 DIODES INC COM 254543101 449 4951 SH SOLE 0 0 0 4951 SEMPRA COM 816851109 504 3984 SH SOLE 0 0 0 3984 VANGUARD INDEX FDS GROWTH ETF 922908736 656 2260 SH SOLE 0 0 0 2260 ISHARES TR U.S. BAS MTL ETF 464287838 460 3694 SH SOLE 0 0 0 3694 DUKE ENERGY CORP NEW COM NEW 26441C204 429 4399 SH SOLE 0 0 0 4399 ENTEGRIS INC COM 29362U104 423 3361 SH SOLE 0 0 0 3361 GLOBANT S A COM L44385109 1208 4298 SH SOLE 0 0 0 4298 CADENCE DESIGN SYSTEM INC COM 127387108 1043 6890 SH SOLE 0 0 0 6890 WALMART INC COM 931142103 373 2679 SH SOLE 0 0 0 2679 REPLIGEN CORP COM 759916109 1279 4426 SH SOLE 0 0 0 4426 ISHARES TR MSCI KLD400 SOC 464288570 345 4149 SH SOLE 0 0 0 4149 SPDR SER TR PRTFLO S&P500 HI 78468R788 3741 95627 SH SOLE 0 0 0 95627 WISDOMTREE TR INDIA ERNGS FD 97717W422 5072 135609 SH SOLE 0 0 0 135609 US BANCORP DEL COM NEW 902973304 204 3435 SH SOLE 0 0 0 3435 SPDR SER TR PORTFLI INTRMDIT 78464A672 7874 243708 SH SOLE 0 0 0 243708 KNIGHT-SWIFT TRANSN HLDGS IN CL A 499049104 273 5344 SH SOLE 0 0 0 5344 JPMORGAN CHASE & CO COM 46625H100 367 2243 SH SOLE 0 0 0 2243 AVERY DENNISON CORP COM 053611109 688 3322 SH SOLE 0 0 0 3322 SCHWAB STRATEGIC TR SCHWAB FDT US BM 808524789 241 4500 SH SOLE 0 0 0 4500 ISHARES TR CORE S&P US GWT 464287671 6461 63094 SH SOLE 0 0 0 63094 SHOPIFY INC CL A 82509L107 328 242 SH SOLE 0 0 0 242 FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 33738R506 228 4801 SH SOLE 0 0 0 4801 EXXON MOBIL CORP COM 30231G102 494 8397 SH SOLE 0 0 0 8397 ISHARES TR FLTG RATE NT ETF 46429B655 393 7728 SH SOLE 0 0 0 7728 T-MOBILE US INC COM 872590104 326 2555 SH SOLE 0 0 0 2555 PERFICIENT INC COM 71375U101 435 3756 SH SOLE 0 0 0 3756 ABBVIE INC COM 00287Y109 262 2432 SH SOLE 0 0 0 2432 BLACKROCK MUNIYLD MICH QLTY COM 09254V105 325 21000 SH SOLE 0 0 0 21000 CHEVRON CORP NEW COM 166764100 324 3196 SH SOLE 0 0 0 3196 FORTINET INC COM 34959E109 215 735 SH SOLE 0 0 0 735 GENERAC HLDGS INC COM 368736104 493 1207 SH SOLE 0 0 0 1207 TEMPUR SEALY INTL INC COM 88023U101 1249 26917 SH SOLE 0 0 0 26917 QCR HOLDINGS INC COM 74727A104 462 8991 SH SOLE 0 0 0 8991 VANGUARD INDEX FDS VALUE ETF 922908744 2835 20939 SH SOLE 0 0 0 20939 J P MORGAN EXCHANGE-TRADED F EQUITY PREMIUM 46641Q332 1788 29998 SH SOLE 0 0 0 29998 INMODE LTD SHS M5425M103 2365 14830 SH SOLE 0 0 0 14830 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1479 5419 SH SOLE 0 0 0 5419 VANECK ETF TRUST VANECK SHRT MUNI 92189F528 2123 117967 SH SOLE 0 0 0 117967 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 3677 79890 SH SOLE 0 0 0 79890 ISHARES TR CORE DIV GRWTH 46434V621 1980 39410 SH SOLE 0 0 0 39410 LABORATORY CORP AMER HLDGS COM NEW 50540R409 316 1122 SH SOLE 0 0 0 1122 SQUARE INC CL A 852234103 1042 4344 SH SOLE 0 0 0 4344 CONCENTRIX CORP COM 20602D101 302 1705 SH SOLE 0 0 0 1705 FIRST TR EXCHNG TRADED FD VI CBOE EQT BUFER 33740F847 496 13028 SH SOLE 0 0 0 13028 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 10018 67649 SH SOLE 0 0 0 67649 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 645 4200 SH SOLE 0 0 0 4200 VANGUARD INDEX FDS SML CP GRW ETF 922908595 3810 13599 SH SOLE 0 0 0 13599 ISHARES TR 3 7 YR TREAS BD 464288661 527 4046 SH SOLE 0 0 0 4046 INVESCO EXCH TRADED FD TR II S&P SMALLCAP 600 46138G664 6665 57014 SH SOLE 0 0 0 57014 ISHARES TR CONSER ALLOC ETF 464289883 330 8356 SH SOLE 0 0 0 8356 VANECK ETF TRUST FALLEN ANGEL HG 92189F437 8060 243886 SH SOLE 0 0 0 243886 VISA INC COM CL A 92826C839 202 907 SH SOLE 0 0 0 907 ISHARES TR IBOXX INV CP ETF 464287242 249 1868 SH SOLE 0 0 0 1868 ALLIANCEBERNSTEIN HLDG L P UNIT LTD PARTN 01881G106 474 9556 SH SOLE 0 0 0 9556 SYNOVUS FINL CORP COM NEW 87161C501 374 8527 SH SOLE 0 0 0 8527 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1590 41076 SH SOLE 0 0 0 41076 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 680 7692 SH SOLE 0 0 0 7692 TECHTARGET INC COM 87874R100 376 4558 SH SOLE 0 0 0 4558 FACEBOOK INC CL A 30303M102 291 857 SH SOLE 0 0 0 857 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 5603 37524 SH SOLE 0 0 0 37524 ISHARES TR BLACKROCK ULTRA 46434V878 211 4181 SH SOLE 0 0 0 4181 SPDR SER TR PORTFOLIO S&P500 78464A854 280 5546 SH SOLE 0 0 0 5546 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 359 4832 SH SOLE 0 0 0 4832 ISHARES GOLD TR ISHARES NEW 464285204 266 7961 SH SOLE 0 0 0 7961 CHARLES RIV LABS INTL INC COM 159864107 1641 3976 SH SOLE 0 0 0 3976 WISDOMTREE TR WSDM EMKTBD FD 97717X784 2498 33110 SH SOLE 0 0 0 33110 ISHARES TR MRGSTR MD CP GRW 464288307 12017 174462 SH SOLE 0 0 0 174462 HOME DEPOT INC COM 437076102 1009 3073 SH SOLE 0 0 0 3073 ALIGN TECHNOLOGY INC COM 016255101 441 662 SH SOLE 0 0 0 662 ISHARES TR IBOXX HI YD ETF 464288513 1428 16321 SH SOLE 0 0 0 16321 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2317 10433 SH SOLE 0 0 0 10433 ISHARES TR CORE US AGGBD ET 464287226 541 4711 SH SOLE 0 0 0 4711 ISHARES S&P GSCI COMMODITY- UNIT BEN INT 46428R107 251 14880 SH SOLE 0 0 0 14880 ADVANCED MICRO DEVICES INC COM 007903107 509 4946 SH SOLE 0 0 0 4946 ISHARES TR AGGRES ALLOC ETF 464289859 922 13203 SH SOLE 0 0 0 13203 MCKESSON CORP COM 58155Q103 469 2350 SH SOLE 0 0 0 2350 NETFLIX INC COM 64110L106 496 812 SH SOLE 0 0 0 812 INVESCO QQQ TR UNIT SER 1 46090E103 4161 11625 SH SOLE 0 0 0 11625 FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 1578 32977 SH SOLE 0 0 0 32977 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 212 4764 SH SOLE 0 0 0 4764 ASML HOLDING N V N Y REGISTRY SHS N07059210 737 989 SH SOLE 0 0 0 989 TESLA INC COM 88160R101 707 912 SH SOLE 0 0 0 912 RH COM 74967X103 1533 2298 SH SOLE 0 0 0 2298 NVIDIA CORPORATION COM 67066G104 2178 10515 SH SOLE 0 0 0 10515 SCHWAB STRATEGIC TR US TIPS ETF 808524870 1513 24185 SH SOLE 0 0 0 24185 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 3536 55355 SH SOLE 0 0 0 55355 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 520 5032 SH SOLE 0 0 0 5032 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 19037 48269 SH SOLE 0 0 0 48269 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 4216 30198 SH SOLE 0 0 0 30198 SERVICENOW INC COM 81762P102 222 356 SH SOLE 0 0 0 356 CARRIER GLOBAL CORPORATION COM 14448C104 209 4045 SH SOLE 0 0 0 4045 WISDOMTREE TR US ESG FUND 97717W596 371 7936 SH SOLE 0 0 0 7936 ISHARES TR RUS TP200 GR ETF 464289438 246 1610 SH SOLE 0 0 0 1610 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 410 4972 SH SOLE 0 0 0 4972 NUSHARES ETF TR NUVEEN SHRT TERM 67092P706 2911 82488 SH SOLE 0 0 0 82488 3M CO COM 88579Y101 343 1954 SH SOLE 0 0 0 1954 POOL CORP COM 73278L105 310 713 SH SOLE 0 0 0 713 RAYTHEON TECHNOLOGIES CORP COM 75513E101 306 3557 SH SOLE 0 0 0 3557 ISHARES TR MSCI EMG MKT ETF 464287234 295 5848 SH SOLE 0 0 0 5848 INVESCO DB COMMDY INDX TRCK UNIT 46138B103 266 13195 SH SOLE 0 0 0 13195 VANGUARD WORLD FDS INF TECH ETF 92204A702 480 1195 SH SOLE 0 0 0 1195 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 376 3619 SH SOLE 0 0 0 3619 IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 159 12200 SH SOLE 0 0 0 12200 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 2482 112514 SH SOLE 0 0 0 112514 FIREEYE INC NOTE 1.625% 6/0 31816QAD3 35 35000 PRN SOLE 0 0 0 35000 MICROSOFT CORP COM 594918104 2653 9412 SH SOLE 0 0 0 9412 ISHARES TR RUSSELL 2000 ETF 464287655 1874 8566 SH SOLE 0 0 0 8566 MARVELL TECHNOLOGY INC COM 573874104 877 14534 SH SOLE 0 0 0 14534 SPDR GOLD TR GOLD SHS 78463V107 678 4131 SH SOLE 0 0 0 4131 ADOBE SYSTEMS INCORPORATED COM 00724F101 981 1704 SH SOLE 0 0 0 1704 DICKS SPORTING GOODS INC COM 253393102 358 2987 SH SOLE 0 0 0 2987 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 4473 35139 SH SOLE 0 0 0 35139 MCDONALDS CORP COM 580135101 427 1773 SH SOLE 0 0 0 1773 STMICROELECTRONICS N V NY REGISTRY 861012102 350 8020 SH SOLE 0 0 0 8020 SPDR SER TR PRTFLO S&P500 GW 78464A409 274 4280 SH SOLE 0 0 0 4280 CROCS INC COM 227046109 960 6694 SH SOLE 0 0 0 6694 GOLDMAN SACHS GROUP INC COM 38141G104 473 1252 SH SOLE 0 0 0 1252 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 202 3129 SH SOLE 0 0 0 3129 ALPHABET INC CAP STK CL A 02079K305 976 365 SH SOLE 0 0 0 365 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 4651 109349 SH SOLE 0 0 0 109349 CIGNA CORP NEW COM 125523100 261 1305 SH SOLE 0 0 0 1305 INVESCO ACTIVELY MANAGED ETF ULTRA SHRT DUR 46090A887 13594 269350 SH SOLE 0 0 0 269350 APPLIED MATLS INC COM 038222105 349 2710 SH SOLE 0 0 0 2710 DOCUSIGN INC COM 256163106 281 1090 SH SOLE 0 0 0 1090 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 1942 37930 SH SOLE 0 0 0 37930 AMMO INC COM 00175J107 74 12000 SH SOLE 0 0 0 12000 AVANTOR INC COM 05352A100 839 20507 SH SOLE 0 0 0 20507 CHIPOTLE MEXICAN GRILL INC COM 169656105 382 210 SH SOLE 0 0 0 210 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 15988 260343 SH SOLE 0 0 0 260343 ALPHABET INC CAP STK CL C 02079K107 373 140 SH SOLE 0 0 0 140 PACER FDS TR TRENDP US LAR CP 69374H105 208 5518 SH SOLE 0 0 0 5518 EPAM SYS INC COM 29414B104 1274 2233 SH SOLE 0 0 0 2233 ISHARES TR RUS MD CP GR ETF 464287481 275 2453 SH SOLE 0 0 0 2453 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 201 4020 SH SOLE 0 0 0 4020 MYR GROUP INC DEL COM 55405W104 354 3556 SH SOLE 0 0 0 3556 VANECK ETF TRUST LONG MUNI ETF 92189F536 209 9732 SH SOLE 0 0 0 9732 SPDR SER TR DJ REIT ETF 78464A607 4539 43049 SH SOLE 0 0 0 43049 MORGAN STANLEY COM NEW 617446448 382 3923 SH SOLE 0 0 0 3923 FORD MTR CO DEL COM 345370860 3011 212636 SH SOLE 0 0 0 212636 ISHARES TR CORE S&P500 ETF 464287200 9027 20952 SH SOLE 0 0 0 20952 UNITED PARCEL SERVICE INC CL B 911312106 556 3052 SH SOLE 0 0 0 3052 HP INC COM 40434L105 344 12571 SH SOLE 0 0 0 12571 VANGUARD BD INDEX FDS INTERMED TERM 921937819 3832 42845 SH SOLE 0 0 0 42845 ISHARES TR 0-5YR INVT GR CP 46434V100 372 7203 SH SOLE 0 0 0 7203 INTUIT COM 461202103 434 804 SH SOLE 0 0 0 804 SYNOPSYS INC COM 871607107 1440 4810 SH SOLE 0 0 0 4810 DBX ETF TR XTRACK MUN INFRA 233051705 2781 95755 SH SOLE 0 0 0 95755 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 1945 35513 SH SOLE 0 0 0 35513 ISHARES TR U.S. REAL ES ETF 464287739 584 5699 SH SOLE 0 0 0 5699 ISHARES TR MODERT ALLOC ETF 464289875 863 19296 SH SOLE 0 0 0 19296 THERMO FISHER SCIENTIFIC INC COM 883556102 448 784 SH SOLE 0 0 0 784 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 4148 17553 SH SOLE 0 0 0 17553 SPDR SER TR S&P RETAIL ETF 78464A714 5973 66133 SH SOLE 0 0 0 66133 SPDR SER TR PORTFOLI S&P1500 78464A805 231 4350 SH SOLE 0 0 0 4350 CROWN CRAFTS INC COM 228309100 87 11760 SH SOLE 0 0 0 11760 SPDR SER TR MSCI USA STRTGIC 78468R812 323 2707 SH SOLE 0 0 0 2707 PAYPAL HLDGS INC COM 70450Y103 1596 6132 SH SOLE 0 0 0 6132 JOHNSON & JOHNSON COM 478160104 307 1902 SH SOLE 0 0 0 1902 MYRIAD GENETICS INC COM 62855J104 386 11955 SH SOLE 0 0 0 11955 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 5286 140837 SH SOLE 0 0 0 140837 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 5223 55320 SH SOLE 0 0 0 55320 ISHARES TR 0-5YR HI YL CP 46434V407 6335 138614 SH SOLE 0 0 0 138614 ISHARES INC MSCI GBL MIN VOL 464286525 224 2178 SH SOLE 0 0 0 2178 VANGUARD INDEX FDS SM CP VAL ETF 922908611 4483 26485 SH SOLE 0 0 0 26485