Chief Operating Officer

0001144204-19-007354.txt : 20190214 0001144204-19-007354.hdr.sgml : 20190214 20190213175620 ACCESSION NUMBER: 0001144204-19-007354 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190214 DATE AS OF CHANGE: 20190213 EFFECTIVENESS DATE: 20190214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SABBY MANAGEMENT, LLC CENTRAL INDEX KEY: 0001535610 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15245 FILM NUMBER: 19599120 BUSINESS ADDRESS: STREET 1: 10 MOUNTAINVIEW ROAD STREET 2: SUITE 205 CITY: UPPER SADDLE RIVER STATE: NJ ZIP: 07458 BUSINESS PHONE: 646-307-4527 MAIL ADDRESS: STREET 1: 10 MOUNTAINVIEW ROAD STREET 2: SUITE 205 CITY: UPPER SADDLE RIVER STATE: NJ ZIP: 07458 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001535610 XXXXXXXX 12-31-2018 12-31-2018 false SABBY MANAGEMENT, LLC

10 Mountainview Road Suite 205 Upper Saddle River NJ 07458

13F HOLDINGS REPORT 028-15245 N Robert Grundstein Chief Operating Officer 646-307-4500 /s/ Robert Grundstein Upper Saddle River NJ 02-13-2019 1 124 454566 01 0001433766 028-13502 Mintz Hal INFORMATION TABLE 2 infotable.xml ABILITY INC COM G8789K124 680 357974 SH DFND 1 0 357974 0 ACASTI PHARMA INC CL A 00430K402 229 275000 SH DFND 1 0 275000 0 ALTIMMUNE INC COM 02155H950 139 673 SH Put DFND 1 0 673 0 ALTIMMUNE INC COM 02155H200 490 237921 SH DFND 1 0 237921 0 AMARIN CORPORATION PLC ADR 023111206 1157 85038 SH DFND 1 0 85038 0 AMARIN CORPORATION PLC ADR 023111956 3736 2745 SH Put DFND 1 0 2745 0 AMARIN CORPORATION PLC ADR 023111906 6074 4463 SH Call DFND 1 0 4463 0 AMPLIPHI BIOSCIENCES CORP COM 03211P301 168 816095 SH DFND 1 0 816095 0 APPLIED DNA SCIENCES INC *W 03815U110 2 602062 SH DFND 1 0 602062 0 APPLIED DNA SCIENCES INC COM 03815U201 24 60835 SH DFND 1 0 60835 0 AQUABOUNTY TECHNOLOGIES INC COM 03842K200 649 316654 SH DFND 1 0 316654 0 ARCADIA BIOSCIENCES INC COM 039014204 303 95682 SH DFND 1 0 95682 0 ASTRAZENECA PLC ADR 046353908 5640 1485 SH Call DFND 1 0 1485 0 ASTRAZENECA PLC ADR 046353958 12579 3312 SH Put DFND 1 0 3312 0 ATOSSA GENETICS INC COM 04962H506 513 502448 SH DFND 1 0 502448 0 AVEO PHARMACEUTICALS INC COM 053588909 1717 10731 SH Call DFND 1 0 10731 0 AVINGER INC COM 053734208 34 112270 SH DFND 1 0 112270 0 AYTU BIOSCIENCE INC COM 054754700 408 515002 SH DFND 1 0 515002 0 BENITEC BIOPHARMA LTD *W 082053117 7 58050 SH DFND 1 0 58050 0 BIOCEPT INC COM 09072V402 49 57505 SH DFND 1 0 57505 0 BIOGEN INC COM 09062X903 903 30 SH Call DFND 1 0 30 0 BIOGEN INC COM 09062X103 37908 125975 SH DFND 1 0 125975 0 BIOGEN INC COM 09062X953 38006 1263 SH Put DFND 1 0 1263 0 BRAINSTORM CELL THERAPEUTICS INC COM 10501E201 3588 1010682 SH DFND 1 0 1010682 0 BRIDGELINE DIGITAL INC COM 10807Q403 180 778983 SH DFND 1 0 778983 0 CELLECT BIOTECHNOLOGY LTD ADS 15116C102 84 40032 SH DFND 1 0 40032 0 CEL-SCI CORP COM 150837957 32 110 SH Put DFND 1 0 110 0 CEL-SCI CORP COM 150837607 93 32256 SH DFND 1 0 32256 0 CELSION CORPORATION COM 15117N503 15 10843 SH DFND 1 0 10843 0 CHECK CAP LTD *W M2361E161 101 252155 SH DFND 1 0 252155 0 CHECK CAP LTD SHS M2361E203 37 16979 SH DFND 1 0 16979 0 CHF SOLUTIONS INC COM 12542Q508 108 221033 SH DFND 1 0 221033 0 CITIUS PHARMACEUTICALS INC COM 17322U207 29 28045 SH DFND 1 0 28045 0 CONATUS PHARMACEUTICALS INC COM 20600T908 0 187 SH Call DFND 1 0 187 0 CORMEDIX INC COM 21900C100 40 30661 SH DFND 1 0 30661 0 CORMEDIX INC COM 21900C950 41 305 SH Put DFND 1 0 305 0 CYTRX CORP COM 232828608 833 1855879 SH DFND 1 0 1855879 0 DBV TECHNOLOGIES SA ADR 23306J901 0 116 SH Call DFND 1 0 116 0 DELMAR PHARMACEUTICALS INC COM 247078207 488 1410178 SH DFND 1 0 1410178 0 DURECT CORP COM 266605904 27 549 SH Call DFND 1 0 549 0 DURECT CORP COM 266605104 64 131900 SH DFND 1 0 131900 0 ELECTRAMECCANICA VEHICLES CORP *W 284849114 14 30905 SH DFND 1 0 30905 0 ELECTRAMECCANICA VEHICLES CORP COM 284849205 213 200000 SH DFND 1 0 200000 0 ESPERION THERAPEUTICS INC COM 29664W105 6392 138958 SH DFND 1 0 138958 0 ESPERION THERAPEUTICS INC COM 29664W955 38948 8467 SH Put DFND 1 0 8467 0 EYENOVIA INC COM 30234E104 505 177110 SH DFND 1 0 177110 0 FIBROCELL SCIENCE INC COM 315721407 64 42400 SH DFND 1 0 42400 0 FIBROGEN INC COM 31572Q808 2102 45417 SH DFND 1 0 45417 0 FIBROGEN INC COM 31572Q958 4235 915 SH Put DFND 1 0 915 0 FUELCELL ENERGY INC COM 35952H502 20 37110 SH DFND 1 0 37110 0 FUELCELL ENERGY INC COM 35952H952 31 565 SH Put DFND 1 0 565 0 GENPREX INC COM 372446104 915 832244 SH DFND 1 0 832244 0 HEAT BIOLOGICS INC COM 42237K300 384 391985 SH DFND 1 0 391985 0 INSPIREMD INC *W 45779A135 2 1432133 SH DFND 1 0 1432133 0 INSPIREMD INC COM 45779A861 89 560562 SH DFND 1 0 560562 0 INTELLIPHARMACEUTICS INTL INC COM 458173309 469 1944978 SH DFND 1 0 1944978 0 ISHARES RUSSELL 2000 ETF 464287950 57577 4300 SH Put DFND 1 0 4300 0 ISORAY INC COM 46489V104 676 2254829 SH DFND 1 0 2254829 0 JAGUAR HEALTH INC COM 47010C300 300 1311580 SH DFND 1 0 1311580 0 KITOV PHARMA LTD. 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