0001144204-18-059456.txt : 20181114
0001144204-18-059456.hdr.sgml : 20181114
20181113181401
ACCESSION NUMBER: 0001144204-18-059456
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180930
FILED AS OF DATE: 20181114
DATE AS OF CHANGE: 20181113
EFFECTIVENESS DATE: 20181114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SABBY MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001535610
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15245
FILM NUMBER: 181179630
BUSINESS ADDRESS:
STREET 1: 10 MOUNTAINVIEW ROAD
STREET 2: SUITE 205
CITY: UPPER SADDLE RIVER
STATE: NJ
ZIP: 07458
BUSINESS PHONE: 646-307-4527
MAIL ADDRESS:
STREET 1: 10 MOUNTAINVIEW ROAD
STREET 2: SUITE 205
CITY: UPPER SADDLE RIVER
STATE: NJ
ZIP: 07458
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001535610
XXXXXXXX
09-30-2018
09-30-2018
false
SABBY MANAGEMENT, LLC
10 Mountainview Road
Suite 205
Upper Saddle River
NJ
07458
13F HOLDINGS REPORT
028-15245
N
Robert Grundstein
Chief Operating Officer
646-307-4500
/s/ Robert Grundstein
Upper Saddle River
NJ
11-13-2018
1
124
781501
01
0001433766
028-13502
Mintz Hal
INFORMATION TABLE
2
infotable.xml
ADVERUM BIOTECHNOLOGIES INC
COM
00773U908
1349
2230
SH
Call
DFND
1
0
2230
0
ADVERUM BIOTECHNOLOGIES INC
COM
00773U958
102
168
SH
Put
DFND
1
0
168
0
ALDEYRA THERAPEUTICS INC
COM
01438T906
589
427
SH
Call
DFND
1
0
427
0
ALKERMES PLC
SHS
G01767905
2423
571
SH
Call
DFND
1
0
571
0
AMARIN CORPORATION PLC
ADR
023111956
828
509
SH
Put
DFND
1
0
509
0
AMARIN CORPORATION PLC
ADR
023111906
16000
9834
SH
Call
DFND
1
0
9834
0
AMICUS THERAPEUTICS INC
COM
03152W109
1874
155044
SH
DFND
1
0
155044
0
AMICUS THERAPEUTICS INC
COM
03152W959
2002
1656
SH
Put
DFND
1
0
1656
0
AMICUS THERAPEUTICS INC
COM
03152W909
2841
2350
SH
Call
DFND
1
0
2350
0
APPLIED DNA SCIENCES
*W
03815U110
136
616043
SH
DFND
1
0
616043
0
APTINYX INC
COM
03836N103
1188
41037
SH
DFND
1
0
41037
0
ARCADIA BIOSCIENCES INC
COM
039014204
1355
277181
SH
DFND
1
0
277181
0
ASTRAZENECA PLC
ADR
046353958
14265
3605
SH
Put
DFND
1
0
3605
0
ASTRAZENECA PLC
ADR
046353908
15155
3830
SH
Call
DFND
1
0
3830
0
ATOSSA GENETICS INC
COM
04962H506
814
465039
SH
DFND
1
0
465039
0
AVEO PHARMACEUTICALS INC
COM
053588909
4032
12182
SH
Call
DFND
1
0
12182
0
AXOVANT SCIENCES LTD
COM
G0750W104
327
135272
SH
DFND
1
0
135272
0
AYTU BIOSCIENCE INC
COM
054754700
98
35466
SH
DFND
1
0
35466
0
BENITEC BIOPHARMA LTD
*W
082053117
7
58050
SH
DFND
1
0
58050
0
BIO PATH HOLDINGS INC
COM
09057N201
437
970877
SH
DFND
1
0
970877
0
BIOCEPT INC
COM
09072V402
392
142417
SH
DFND
1
0
142417
0
BIOGEN INC
COM
09062X103
12555
35534
SH
DFND
1
0
35534
0
BIOGEN INC
COM
09062X953
61723
1747
SH
Put
DFND
1
0
1747
0
BRAINSTORM CELL THERAPEUTICS INC
COM
10501E201
3465
906956
SH
DFND
1
0
906956
0
CELLECT BIOTECHNOLOGY LTD
COM
15116C102
412
86517
SH
DFND
1
0
86517
0
CEL-SCI CORP
COM
150837607
101
24816
SH
DFND
1
0
24816
0
CESCA THERAPEUTICS INC
COM
157131202
6
19988
SH
DFND
1
0
19988
0
CHECK CAP LTD
*W
M2361E161
230
306878
SH
DFND
1
0
306878
0
CHECK CAP LTD
SHS
M2361E203
363
90771
SH
DFND
1
0
90771
0
CHF SOLUTIONS INC
COM
12542Q508
499
423218
SH
DFND
1
0
423218
0
CITIUS PHARMACEUTICALS INC
COM
17322U207
20
11564
SH
DFND
1
0
11564
0
CONATUS PHARMACEUTICALS INC
COM
20600T908
253
437
SH
Call
DFND
1
0
437
0
CORMEDIX INC
COM
21900C950
28
287
SH
Put
DFND
1
0
287
0
CYTORI THERAPEUTICS
*W
23283K121
0
37793
SH
DFND
1
0
37793
0
CYTRX CORP
COM
232828608
1333
1269731
SH
DFND
1
0
1269731
0
DBV TECHNOLOGIES SA
ADR
23306J901
261
116
SH
Call
DFND
1
0
116
0
DURECT CORP
COM
266605904
69
627
SH
Call
DFND
1
0
627
0
DURECT CORP
COM
266605104
145
131900
SH
DFND
1
0
131900
0
EIDOS THERAPEUTICS INC
COM
28249H104
766
76740
SH
DFND
1
0
76740
0
ELECTRAMECCANICA VEHICLES CORP
*W
284849114
38
101000
SH
DFND
1
0
101000
0
ESPERION THERAPEUTICS INC
COM
29664W105
4453
100369
SH
DFND
1
0
100369
0
ESPERION THERAPEUTICS INC
COM
29664W955
29692
6692
SH
Put
DFND
1
0
6692
0
EYENOVIA INC
COM
30234E104
657
163357
SH
DFND
1
0
163357
0
FIBROGEN INC
COM
31572Q808
730
12019
SH
DFND
1
0
12019
0
FIBROGEN INC
COM
31572Q908
5565
916
SH
Call
DFND
1
0
916
0
FIBROGEN INC
COM
31572Q958
8772
1444
SH
Put
DFND
1
0
1444
0
FUELCELL ENERGY INC
COM
35952H952
372
3480
SH
Put
DFND
1
0
3480
0
GALMED PHARMACEUTICALS LTD
SHS
M47238106
599
44136
SH
DFND
1
0
44136
0
GENPREX INC
COM
372446104
1664
733200
SH
DFND
1
0
733200
0
GLOBAL BLOOD THERAPEUTICS INC
COM
37890U908
4986
1312
SH
Call
DFND
1
0
1312
0
HELIOS AND MATHESON ANALYTICS INC
COM
42327L909
0
125
SH
Call
DFND
1
0
125
0
HEMISPHERX BIOPHARMA INC
COM
42366C301
263
1143632
SH
DFND
1
0
1143632
0
INSMED INC
COM
457669307
303
15000
SH
DFND
1
0
15000
0
INSMED INC
COM
457669957
833
412
SH
Put
DFND
1
0
412
0
INSPIREMD INC
*W
45779A127
1
498797
SH
DFND
1
0
498797
0
INSPIREMD INC
*W
45779A135
7
1847636
SH
DFND
1
0
1847636
0
INSPIREMD INC
COM
45779A861
236
1071004
SH
DFND
1
0
1071004
0
ISHARES RUSSELL 2000
ETF
464287905
35648
2115
SH
Call
DFND
1
0
2115
0
ISHARES RUSSELL 2000
ETF
464287955
67420
4000
SH
Put
DFND
1
0
4000
0
ISORAY INC
COM
46489V104
999
1925487
SH
DFND
1
0
1925487
0
KITOV PHARMA LTD
ADR
49803V107
47
27043
SH
DFND
1
0
27043
0
MADRIGAL PHARMACEUTICALS INC
COM
558868105
321
1500
SH
DFND
1
0
1500
0
MADRIGAL PHARMACEUTICALS INC
COM
558868905
3298
154
SH
Call
DFND
1
0
154
0
MAGENTA THERAPEUTICS INC
COM
55910K108
1132
94224
SH
DFND
1
0
94224
0
MANNKIND CORP
COM
56400P956
1309
7154
SH
Put
DFND
1
0
7154
0
MARINUS PHARMACEUTICALS INC
COM
56854Q901
1595
1595
SH
Call
DFND
1
0
1595
0
MEDIGUS LTD
*W
58471G128
926
1268146
SH
DFND
1
0
1268146
0
MEDIGUS LTD
ADS
58471G300
1006
296712
SH
DFND
1
0
296712
0
MICROBOT MED INC
COM
59503A204
405
54518
SH
DFND
1
0
54518
0
MONAKER GROUP INC
COM
609011200
956
444572
SH
DFND
1
0
444572
0
NEKTAR THERAPEUTICS
COM
640268908
3609
592
SH
Call
DFND
1
0
592
0
NEKTAR THERAPEUTICS
COM
640268108
18008
295405
SH
DFND
1
0
295405
0
NEKTAR THERAPEUTICS
COM
640268958
28560
4685
SH
Put
DFND
1
0
4685
0
NEUROMETRIX INC
COM
641255708
496
372913
SH
DFND
1
0
372913
0
NOVAN INC
COM
66988N106
700
250958
SH
DFND
1
0
250958
0
ODONATE THERAPEUTICS INC
COM
676079106
10164
523653
SH
DFND
1
0
523653
0
ONCOBIOLOGICS INC
COM
68235M105
3318
3354909
SH
DFND
1
0
3354909
0
ONCONOVA THERAPEUTICS INC
*W
68232V116
67
665470
SH
DFND
1
0
665470
0
OPGEN INC COM NEW
COM
68373L208
34
16958
SH
DFND
1
0
16958
0
OPHTHOTECH CORP
COM
683745953
31
133
SH
Put
DFND
1
0
133
0
OPHTHOTECH CORP
COM
683745903
287
1217
SH
Call
DFND
1
0
1217
0
OPHTHOTECH CORP
COM
683745103
3820
1618820
SH
DFND
1
0
1618820
0
OPIANT PHARMACEUTICALS INC
COM
683750103
781
43736
SH
DFND
1
0
43736
0
ORAMED PHARMACEUTICALS INC
COM
68403P203
3876
801242
SH
DFND
1
0
801242
0
OVASCIENCE INC
COM
69014Q101
187
255803
SH
DFND
1
0
255803
0
PAVMED INC
*W
70387R122
915
1946838
SH
DFND
1
0
1946838
0
PLURISTEM THERAPEUTICS INC
COM
72940R952
41
312
SH
Put
DFND
1
0
312
0
PROTEOSTASIS THERAPEUTICS INC
COM
74373B109
482
199900
SH
DFND
1
0
199900
0
RESHAPE LIFESCIENCES INC
COM
761123405
20
461704
SH
DFND
1
0
461704
0
RICEBRAN TECHNOLOGIES
COM
762831204
807
281061
SH
DFND
1
0
281061
0
RITTER PHARMACEUTICALS INC
COM
767836307
186
100000
SH
DFND
1
0
100000
0
RXI PHARMACEUTICALS
*W
74979C121
68
195259
SH
DFND
1
0
195259
0
SANGAMO THERAPEUTICS INC
COM
800677106
2660
156913
SH
DFND
1
0
156913
0
SANGAMO THERAPEUTICS INC
COM
800677956
5251
3098
SH
Put
DFND
1
0
3098
0
SAREPTA THERAPEUTICS INC
COM
803607950
14665
908
SH
Put
DFND
1
0
908
0
SAREPTA THERAPEUTICS INC
COM
803607900
28200
1746
SH
Call
DFND
1
0
1746
0
SCYNEXIS INC
COM
811292101
50
41579
SH
DFND
1
0
41579
0
SELLAS LIFE SCIENCES GROUP INC
COM
81642T100
96
78294
SH
DFND
1
0
78294
0
SENESTECH INC
COM
81720R109
675
978702
SH
DFND
1
0
978702
0
SESEN BIO INC
COM
817763955
392
1823
SH
Put
DFND
1
0
1823
0
SIGMA LABS INC
*W
826598112
87
280529
SH
DFND
1
0
280529
0
SOLENO THERAPEUTICS INC
COM
834203200
1631
755312
SH
DFND
1
0
755312
0
SOPHIRIS BIO INC
COM
83578Q959
440
1578
SH
Put
DFND
1
0
1578
0
SPDR S&P 500
TR
78462F903
116317
4001
SH
Call
DFND
1
0
4001
0
SPDR S&P 500
TR
78462F953
117044
4026
SH
Put
DFND
1
0
4026
0
SPDR S&P BIOTECH
TR
78464A950
5177
540
SH
Put
DFND
1
0
540
0
SPDR S&P BIOTECH
TR
78464A900
18014
1879
SH
Call
DFND
1
0
1879
0
STELLAR BIOTECHNOLOGIES INC
COM
85855A302
65
46859
SH
DFND
1
0
46859
0
SUNESIS PHARMACEUTICALS INC
COM
867328900
191
955
SH
Call
DFND
1
0
955
0
SUNESIS PHARMACEUTICALS INC
COM
867328700
556
278184
SH
DFND
1
0
278184
0
SUPERCONDUCTOR TECHNOLOGIES INC
COM
867931602
533
287948
SH
DFND
1
0
287948
0
SYNERGY PHARMACEUTICALS INC
COM
871639908
915
5382
SH
Call
DFND
1
0
5382
0
TILRAY INC
COM
88688T950
15252
1062
SH
Put
DFND
1
0
1062
0
TITAN PHARMACEUTICALS INC
COM
888314309
314
1518294
SH
DFND
1
0
1518294
0
TROVAGENE INC
COM
897238408
125
153638
SH
DFND
1
0
153638
0
UNUM THERAPEUTICS INC
COM
903214104
5577
541420
SH
DFND
1
0
541420
0
VASCULAR BIOGENICS LTD
COM
M96883109
3454
2125738
SH
DFND
1
0
2125738
0
VIKING THERAPEUTICS INC
COM
92686J906
941
540
SH
Call
DFND
1
0
540
0
VIKING THERAPEUTICS INC
COM
92686J106
2848
163463
SH
DFND
1
0
163463
0
VIKING THERAPEUTICS INC
COM
92686J956
6747
3873
SH
Put
DFND
1
0
3873
0
XERIS PARMACEUTICALS INC
COM
98422L107
8560
486938
SH
DFND
1
0
486938
0
YIELD10 BIOSCIENCE INC
COM
98585K201
68
47740
SH
DFND
1
0
47740
0
ZOGENIX INC
COM
98978L904
13084
2638
SH
Call
DFND
1
0
2638
0
ZOSANO PHARMA CORP
COM
98979H202
12439
250783
SH
DFND
1
0
250783
0