Chief Operating Officer

0001144204-16-133740.txt : 20161114 0001144204-16-133740.hdr.sgml : 20161111 20161114093706 ACCESSION NUMBER: 0001144204-16-133740 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 EFFECTIVENESS DATE: 20161114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SABBY MANAGEMENT, LLC CENTRAL INDEX KEY: 0001535610 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15245 FILM NUMBER: 161991288 BUSINESS ADDRESS: STREET 1: 10 MOUNTAINVIEW ROAD STREET 2: SUITE 205 CITY: UPPER SADDLE RIVER STATE: NJ ZIP: 07458 BUSINESS PHONE: 646-307-4527 MAIL ADDRESS: STREET 1: 10 MOUNTAINVIEW ROAD STREET 2: SUITE 205 CITY: UPPER SADDLE RIVER STATE: NJ ZIP: 07458 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001535610 XXXXXXXX 09-30-2016 09-30-2016 false SABBY MANAGEMENT, LLC

10 Mountainview Road Suite 205 Upper Saddle River NJ 07458

13F HOLDINGS REPORT 028-15245 N Robert Grundstein Chief Operating Officer 646-307-4527 /s/ Robert Grundstein Upper Saddle River NJ 11-14-2016 1 307 2669231 01 0001433766 028-13502 Mintz Hal INFORMATION TABLE 2 infotable.xml ABBOTT LABORATORIES COM 002824900 2347 555 SH Call DFND 1 0 555 0 ABBOTT LABORATORIES COM 002824100 4774 112888 SH DFND 1 0 112888 0 ABBOTT LABORATORIES COM 002824950 21145 5000 SH Put DFND 1 0 5000 0 ABBVIE INC COM 00287Y959 7430 1178 SH Put DFND 1 0 1178 0 ABBVIE INC COM 00287Y909 26086 4136 SH Call DFND 1 0 4136 0 ACADIA PHARMACEUTICALS INC COM 00404A959 1743 548 SH Put DFND 1 0 548 0 ACADIA PHARMACEUTICALS INC COM 00404A909 24761 7784 SH Call DFND 1 0 7784 0 ACHILLION PHARMACEUTICALS INC COM 00448Q951 1362 1681 SH Put DFND 1 0 1681 0 ACHILLION PHARMACEUTICALS INC COM 00448Q901 7322 9039 SH Call DFND 1 0 9039 0 ACORDA THERAPEUTICS INC COM 00484M906 374 179 SH Call DFND 1 0 179 0 ACORDA THERAPEUTICS INC COM 00484M956 1176 563 SH Put DFND 1 0 563 0 ACORDA THERAPEUTICS INC 15 JUN 21 1.75% NOTE 00484MAA4 4160 5100000 PRN DFND 1 0 5100000 0 ACTINIUM PHARMACEUTICALS INC COM 00507W107 1867 1382629 SH DFND 1 0 1382629 0 ACURA PHARMACEUTICALS INC COM 00509L802 565 352835 SH DFND 1 0 352835 0 ADAMAS PHARMACEUTICALS INC COM 00548A106 463 28200 SH DFND 1 0 28200 0 ADAMIS PHARMACEUTICALS CORP COM 00547W958 51 148 SH Put DFND 1 0 148 0 ADVERUM BIOTECHNOLOGIES COM 00773U108 1655 402603 SH DFND 1 0 402603 0 AERIE PHARMACEUTICALS INC COM 00771V908 4453 1180 SH Call DFND 1 0 1180 0 AETERNA ZENTARIS INC COM 007975402 230 66982 SH DFND 1 0 66982 0 AETERNA ZENTARIS INC COM 007975952 254 740 SH Put DFND 1 0 740 0 AGENUS INC COM 00847G955 1795 2500 SH Put DFND 1 0 2500 0 AGIOS PHARMACEUTICALS INC COM 00847X904 21698 4108 SH Call DFND 1 0 4108 0 AKARI THERAPEUTICS PLC ADR 00972G108 148 17428 SH DFND 1 0 17428 0 ALCOBRA LTD SHS M2239P109 42 17058 SH DFND 1 0 17058 0 ALCOBRA LTD SHS M2239P959 138 559 SH Put DFND 1 0 559 0 ALCOBRA LTD SHS M2239P909 1192 4826 SH Call DFND 1 0 4826 0 ALKERMES PLC SHS G01767905 28201 3249 SH Call DFND 1 0 3249 0 ALLIQUA BIOMEDICAL INC COM 019621200 1031 1321726 SH DFND 1 0 1321726 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q957 5890 869 SH Put DFND 1 0 869 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q907 9815 1448 SH Call DFND 1 0 1448 0 AMARIN CORPORATION PLC ADR 023111956 358 1121 SH Put DFND 1 0 1121 0 AMARIN CORPORATION PLC ADR 023111906 4354 13648 SH Call DFND 1 0 13648 0 AMGEN INC COM 031162100 22215 133176 SH DFND 1 0 133176 0 AMGEN INC COM 031162900 42853 2569 SH Put DFND 1 0 2569 0 AMICUS THERAPEUTICS INC COM 03152W959 1689 2282 SH Put DFND 1 0 2282 0 AMICUS THERAPEUTICS INC COM 03152W909 7128 9632 SH Call DFND 1 0 9632 0 AMPLIPHI BIOSCIENCES CORP COM 03211P202 782 521378 SH DFND 1 0 521378 0 ANAVEX LIFE SCIENCES CORP COM 032797950 311 858 SH Put DFND 1 0 858 0 ANTHERA PHARMACEUTICALS INC COM 03674U201 297 94201 SH DFND 1 0 94201 0 ANTHERA PHARMACEUTICALS INC COM 03674U901 668 2121 SH Call DFND 1 0 2121 0 ARBUTUS BIOPHARMA CORP COM 03879J900 670 1949 SH Call DFND 1 0 1949 0 ARBUTUS BIOPHARMA CORP COM 03879J100 3022 878531 SH DFND 1 0 878531 0 ASSEMBLY BIOSCIENCES INC COM 045396108 542 75200 SH DFND 1 0 75200 0 ASTERIAS BIOTHERAPEUTICS INC COM 04624N907 85 200 SH Call DFND 1 0 200 0 ASTRAZENECA PLC COM 046353908 11567 3520 SH Call DFND 1 0 3520 0 ATHERSYS INC COM 04744L106 190 89139 SH DFND 1 0 89139 0 ATHERSYS INC COM 04744L956 101 476 SH Put DFND 1 0 476 0 AVEXIS ORD SHS COM 05366U100 412 10000 SH DFND 1 0 10000 0 AXOVANT SCIENCES LTD COM G0750W104 1304 93109 SH DFND 1 0 93109 0 AXOVANT SCIENCES LTD COM G0750W904 6552 4680 SH Call DFND 1 0 4680 0 BARCLAYS BANK PLC IPATH 06740Q260 2215 65000 SH DFND 1 0 65000 0 BENITEC BIOPHARMA LTD ADR 82053307 385 274573 SH DFND 1 0 274573 0 BENITEC BIOPHARMA LTD *W 082053117 17 98146 SH DFND 1 0 98146 0 BIO PATH HOLDINGS INC COM 09057N102 1841 1314692 SH DFND 1 0 1314692 0 BIOBLAST PHARMA LTD SHS M20156101 1356 784057 SH DFND 1 0 784057 0 BIOCRYST PHARMACEUTICALS INC COM 09058V903 1140 2584 SH Call DFND 1 0 2584 0 BIODELIVERY SCIENCES INTERNATIONAL INC COM 09060J906 478 1770 SH Call DFND 1 0 1770 0 BIODELIVERY SCIENCES INTERNATIONAL INC COM 09060J106 1863 689900 SH DFND 1 0 689900 0 BIOGEN INC COM 09062X953 3130 100 SH Put DFND 1 0 100 0 BIOGEN INC COM 09062X903 20879 667 SH Call DFND 1 0 667 0 BIOPHARMX CORP COM 09072X101 363 654462 SH DFND 1 0 654462 0 BLUEBIRD BIO INC COM 09609G900 9354 1380 SH Call DFND 1 0 1380 0 BLUEPRINT MEDICINES CORP COM 09627Y959 564 190 SH Put DFND 1 0 190 0 BRAINSTORM CELL THERAPEUTICS COM 10501E201 1062 444500 SH DFND 1 0 444500 0 BRISTOL MYERS SQUIBB CO. 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