0001144204-15-065626.txt : 20151116 0001144204-15-065626.hdr.sgml : 20151116 20151116100638 ACCESSION NUMBER: 0001144204-15-065626 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151116 DATE AS OF CHANGE: 20151116 EFFECTIVENESS DATE: 20151116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SABBY MANAGEMENT, LLC CENTRAL INDEX KEY: 0001535610 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15245 FILM NUMBER: 151232189 BUSINESS ADDRESS: STREET 1: 10 MOUNTAINVIEW ROAD STREET 2: SUITE 205 CITY: UPPER SADDLE RIVER STATE: NJ ZIP: 07458 BUSINESS PHONE: 646-307-4527 MAIL ADDRESS: STREET 1: 10 MOUNTAINVIEW ROAD STREET 2: SUITE 205 CITY: UPPER SADDLE RIVER STATE: NJ ZIP: 07458 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001535610 XXXXXXXX 09-30-2015 09-30-2015 false SABBY MANAGEMENT, LLC

10 Mountainview Road Suite 205 Upper Saddle River NJ 07458

13F HOLDINGS REPORT 028-15245 N Robert Grundstein 646-307-4527 /s/ Robert Grundstein Upper Saddle River NJ 11-16-2015 1 379 2427276 01 0001433766 028-13502 Mintz Hal INFORMATION TABLE 2 infotable.xml ABBVIE INC COM 00287Y909 40568 7456 SH Call DFND 1 0 7456 0 ABBVIE INC COM 00287Y109 1280 23516 SH DFND 1 0 23516 0 ABBVIE INC COM 00287Y959 12362 2272 SH Put DFND 1 0 2272 0 ABEONA THERAPEUTICS INC COM 00289Y107 1380 340702 SH DFND 1 0 340702 0 ACADIA PHARMACEUTICALS INC COM 004225908 4755 1438 SH Call DFND 1 0 1438 0 ACADIA PHARMACEUTICALS INC COM 004225958 7471 2259 SH Put DFND 1 0 2259 0 ACELRX PHARMACEUTICALS INC COM 00444T900 52 172 SH Call DFND 1 0 172 0 ACELRX PHARMACEUTICALS INC COM 00444T950 57 186 SH Put DFND 1 0 186 0 ACELRX PHARMACEUTICALS INC COM 00444T100 301 98602 SH DFND 1 0 98602 0 ACHILLION PHARMACEUTICALS INC COM 00448Q901 4779 6916 SH Call DFND 1 0 6916 0 ACORDA THERAPEUTICS INC NOTE 1.75% NOTE 00484MAA4 8664 9600000 SH DFND 1 0 9600000 0 ACTINIUM PHARMACEUTICALS INC 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PLC SHS G97822903 7722 491 SH Call DFND 1 0 491 0 PERSEON EQUITY WARRANTS *W 715270112 355 1743292 SH DFND 1 0 1743292 0 PERSEON INC COM 715270203 177 569985 SH DFND 1 0 569985 0 PIERIS PHARMACEUTICALS INC COM 720795103 276 150708 SH DFND 1 0 150708 0 PIONEER NATURAL RESOURCE INC COM 723787957 15035 1236 SH Put DFND 1 0 1236 0 PIONEER NATURAL RESOURCE INC COM 723787107 15035 123600 SH DFND 1 0 123600 0 PLURISTEM THERAPEUTICS INC COM 72940R952 53 292 SH Put DFND 1 0 292 0 PLURISTEM THERAPEUTICS INC COM 72940R102 2683 1474369 SH DFND 1 0 1474369 0 PORTOLA PHARMACEUTICALS INC COM 737010108 477 11201 SH DFND 1 0 11201 0 PORTOLA PHARMACEUTICALS INC COM 737010958 878 206 SH Put DFND 1 0 206 0 POZEN INC COM 73941U102 1167 200000 SH DFND 1 0 200000 0 PROGENICS PHARMACEUTICALS INC COM 743187906 480 840 SH Call DFND 1 0 840 0 PROQR THERAPEUTICS N V SHS N71542109 320 21950 SH DFND 1 0 21950 0 PROVECTUS BIOPHARMACEUTICALS INC COM 74373P108 1140 1982137 SH DFND 1 0 1982137 0 PTC THERAPEUTICS INC COM 69366J950 318 119 SH Put DFND 1 0 119 0 PTC THERAPEUTICS INC COM 69366J200 624 23387 SH DFND 1 0 23387 0 PTC THERAPEUTICS INC COM 69366J900 3100 1161 SH Call DFND 1 0 1161 0 PUMA BIOTECHNOLOGY INC COM 74587V907 1470 195 SH Call DFND 1 0 195 0 PUMA BIOTECHNOLOGY INC COM 74587V107 2012 26704 SH DFND 1 0 26704 0 PUMA BIOTECHNOLOGY INC COM 74587V957 2170 288 SH Put DFND 1 0 288 0 QUEST RESOURCE HOLDING COM 74836W104 1795 3148401 SH DFND 1 0 3148401 0 RADIUS HEALTH INC COM 750469207 804 11600 SH DFND 1 0 11600 0 RADIUS HEALTH INC COM 750469907 4006 578 SH Call DFND 1 0 578 0 RAPTOR PHARMACEUTICAL CORP COM 75382F956 264 436 SH Put DFND 1 0 436 0 RAPTOR PHARMACEUTICAL CORP COM 75382F906 4410 7289 SH Call DFND 1 0 7289 0 RARE ELEMENT RESOURCES LTD COM 75381M102 1080 3843873 SH DFND 1 0 3843873 0 REDHILL BIOPHARMA LTD ADS 757468103 2241 173550 SH DFND 1 0 173550 0 REGENERON PHARMACEUTICALS INC COM 75886F107 535 1150 SH DFND 1 0 1150 0 REGENERON PHARMACEUTICALS INC COM 75886F957 2465 53 SH Put DFND 1 0 53 0 REGULUS THERAPEUTIC INC COM 75915K101 2332 356504 SH DFND 1 0 356504 0 REGULUS THERAPEUTIC INC COM 75915K901 7931 12127 SH Call DFND 1 0 12127 0 RELYPSA INC COM 759531906 555 300 SH Call DFND 1 0 300 0 RELYPSA INC COM 759531106 1295 69980 SH DFND 1 0 69980 0 REPROS THERAPEUTICS INC COM 76028H909 2063 2777 SH Call DFND 1 0 2777 0 REPROS THERAPEUTICS INC COM 76028H959 2075 2793 SH Put DFND 1 0 2793 0 REVANCE THERAPEUTICS INC COM 761330909 2425 815 SH Call DFND 1 0 815 0 RICEBRAN TECHNOLOGIES COM 762831204 1975 901973 SH DFND 1 0 901973 0 ROCKWELL MEDICAL INC COM 774374102 358 46469 SH DFND 1 0 46469 0 ROCKWELL MEDICAL INC COM 774374952 381 494 SH Put DFND 1 0 494 0 SAGE THERAPEUTICS INC COM 78667J908 1062 251 SH Call DFND 1 0 251 0 SAGE THERAPEUTICS INC COM 78667J108 1694 40019 SH DFND 1 0 40019 0 SANGAMO BIOSCIENCES INC COM 800677906 121 215 SH Call DFND 1 0 215 0 SANGAMO BIOSCIENCES INC COM 800677106 2455 435225 SH DFND 1 0 435225 0 SAREPTA THERAPEUTICS INC COM 803607950 5895 1836 SH Put DFND 1 0 1836 0 SAREPTA THERAPEUTICS INC COM 803607900 21421 6671 SH Call DFND 1 0 6671 0 SERES THERAPEUTICS INC COM 81750R102 1920 64775 SH DFND 1 0 64775 0 SKYLINE MEDICAL UNITS COM 830830105 3454 447944 SH DFND 1 0 447944 0 SKYSTAR BIO PHARMACEUTICAL COM 830884300 141 147926 SH DFND 1 0 147926 0 SORRENTO THERAPEUTICS INC COM 83587F202 1402 167064 SH DFND 1 0 167064 0 SORRENTO THERAPEUTICS INC COM 83587F902 1909 2275 SH Call DFND 1 0 2275 0 SPARK THERAPEUTICS INC COM 84652J953 5755 1379 SH Put DFND 1 0 1379 0 SPARK THERAPEUTICS INC COM 84652J903 5851 1402 SH Call DFND 1 0 1402 0 SPDR S&P 500 ETF TRUST UNIT 78462F953 306773 16250 SH Put DFND 1 0 16250 0 SPDR SERIES TRUST S&P BIOTECH 78464A950 19571 3144 SH Put DFND 1 0 3144 0 STEMCELLS INC COM 85857R204 856 2039122 SH DFND 1 0 2039122 0 SUNEDISON INC COM 86732Y909 718 1000 SH Call DFND 1 0 1000 0 SUPERCONDUCTOR TECHNOLOGIES INC COM 867931404 494 796934 SH DFND 1 0 796934 0 SYNERGY PHARMACEUTICALS EQUITY WARRANTS *W 871639118 486 291206 SH DFND 1 0 291206 0 SYNERGY PHARMACEUTICALS INC COM 871639958 855 1613 SH Put DFND 1 0 1613 0 SYNERGY PHARMACEUTICALS INC COM 871639908 1476 2785 SH Call DFND 1 0 2785 0 T2 BIOSYSTEMS INC COM 89853L104 1354 154521 SH DFND 1 0 154521 0 TENAX THERAPEUTICS INC COM 88032L100 7892 2604660 SH DFND 1 0 2604660 0 TENET HEALTHCARE CORP COM 88033G407 9080 245938 SH DFND 1 0 245938 0 TENET HEALTHCARE CORP COM 88033G957 10733 2907 SH Put DFND 1 0 2907 0 TENET HEALTHCARE CORP COM 88033G907 28595 7745 SH Call DFND 1 0 7745 0 TESARO INC COM 881569957 802 200 SH Put DFND 1 0 200 0 TESARO INC COM 881569107 802 20000 SH DFND 1 0 20000 0 TETRAPHASE PHARMACEUTICALS INC. COM 88165N105 606 81185 SH DFND 1 0 81185 0 THERAPEUTICSMD INC COM 88338N907 5743 9800 SH Call DFND 1 0 9800 0 TOBIRA THERAPEUTICS INC COM 88883P101 1690 174943 SH DFND 1 0 174943 0 TOKAI PHARMACEUTICALS ORD SHS COM 88907J107 6772 654283 SH DFND 1 0 654283 0 TONIX PHARMACEUTICALS HOLDING CORP COM 890260201 837 158140 SH DFND 1 0 158140 0 TONIX PHARMACEUTICALS HOLDING CORP COM 890260901 863 1631 SH Call DFND 1 0 1631 0 TRANSENTERIX INC COM 89366M901 2266 10026 SH Call DFND 1 0 10026 0 TRANSENTERIX INC COM 89366M201 3596 1591117 SH DFND 1 0 1591117 0 TRANSITION THERAPEUTICS INC COM 893716209 685 382600 SH DFND 1 0 382600 0 TROVAGENE INC COM 897238309 1138 200000 SH DFND 1 0 200000 0 TROVAGENE INC COM 897238909 1479 2600 SH Call DFND 1 0 2600 0 UNIQURE B.V. SHS N90064951 425 208 SH Put DFND 1 0 208 0 UNIQURE B.V. SHS N90064901 1726 844 SH Call DFND 1 0 844 0 UNITED THERAPEUTICS CORP COM 91307C902 12048 918 SH Call DFND 1 0 918 0 VALEANT PHARMACEUTICALS INTERNATIONAL INC COM 91911K102 209 1171 SH DFND 1 0 1171 0 VALEANT PHARMACEUTICALS INTERNATIONAL INC COM 91911K952 285 16 SH Put DFND 1 0 16 0 VAPOR CORP DEL UNIT 922099502 2015 225387 SH DFND 1 0 225387 0 VASCULAR SOLUTIONS INC COM 92231M109 1209 37296 SH DFND 1 0 37296 0 VASCULAR SOLUTIONS INC COM 92231M959 1967 607 SH Put DFND 1 0 607 0 VERTEX PHARMACEUTICALS INC COM 92532F100 3124 30000 SH DFND 1 0 30000 0 VERTEX PHARMACEUTICALS INC COM 92532F900 3551 341 SH Call DFND 1 0 341 0 VIGGLE INC. COM 92672V204 666 812687 SH DFND 1 0 812687 0 VITAL THERAPIES INC COM 92847R904 101 250 SH Call DFND 1 0 250 0 VITAL THERAPIES INC COM 92847R104 156 38700 SH DFND 1 0 38700 0 VITAL THERAPIES INC COM 92847R954 404 1000 SH Put DFND 1 0 1000 0 VTV THERAPEUTICS INC CL A 918385105 1047 160556 SH DFND 1 0 160556 0 XOMA CORP COM 98419J907 38 500 SH Call DFND 1 0 500 0 XTL BIOPHARMACEUTICALS ADR 98386D208 1794 1149886 SH DFND 1 0 1149886 0 ZAFGEN INC COM 98885E953 946 296 SH Put DFND 1 0 296 0 ZAFGEN INC COM 98885E903 3067 960 SH Call DFND 1 0 960 0 ZELTIQ AESTHETICS INC COM 98933Q108 320 10000 SH DFND 1 0 10000 0 ZELTIQ AESTHETICS INC COM 98933Q908 3203 1000 SH Call DFND 1 0 1000 0 ZOGENIX INC COM 98978L904 42005 31115 SH Call DFND 1 0 31115 0 ZOSANO PHARMA INC COM 98979H103 647 163365 SH DFND 1 0 163365 0 ZS PHARMA INC COM 98979G105 780 11875 SH DFND 1 0 11875 0 ZS PHARMA INC COM 98979G905 1950 297 SH Call DFND 1 0 297 0 ZS PHARMA INC COM 98979G955 4202 640 SH Put DFND 1 0 640 0