0001104659-21-138612.txt : 20211115
0001104659-21-138612.hdr.sgml : 20211115
20211115082529
ACCESSION NUMBER: 0001104659-21-138612
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210930
FILED AS OF DATE: 20211115
DATE AS OF CHANGE: 20211115
EFFECTIVENESS DATE: 20211115
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SABBY MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001535610
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15245
FILM NUMBER: 211406552
BUSINESS ADDRESS:
STREET 1: 10 MOUNTAINVIEW ROAD
STREET 2: SUITE 205
CITY: UPPER SADDLE RIVER
STATE: NJ
ZIP: 07458
BUSINESS PHONE: 646-307-4527
MAIL ADDRESS:
STREET 1: 10 MOUNTAINVIEW ROAD
STREET 2: SUITE 205
CITY: UPPER SADDLE RIVER
STATE: NJ
ZIP: 07458
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001535610
XXXXXXXX
09-30-2021
09-30-2021
false
SABBY MANAGEMENT, LLC
10 Mountainview Road
Suite 205
Upper Saddle River
NJ
07458
13F HOLDINGS REPORT
028-15245
N
Robert Grundstein
Chief Operating Officer
646-307-4500
/s/ Robert Grundstein
Upper Saddle River
NJ
11-15-2021
1
184
739853
01
0001433766
028-13502
Mintz Hal
INFORMATION TABLE
2
infotable.xml
1847 GOEDEKER INC
COM
28252C109
948
301751
SH
DFND
1
0
301751
0
1847 GOEDEKER INC
COM
28252C959
2140
6816
SH
Put
DFND
1
0
6816
0
9 METERS BIOPHARMA INC
COM
654405909
475
3655
SH
Call
DFND
1
0
3655
0
9 METERS BIOPHARMA INC
COM
654405959
3168
24371
SH
Put
DFND
1
0
24371
0
ABVC BIOPHARMA INC
COM
00091F106
165
71558
SH
DFND
1
0
71558
0
ACTINIUM PHARMACEUTICALS INC
COM
00507W906
182
205
SH
Call
DFND
1
0
205
0
ACTINIUM PHARMACEUTICALS INC
COM
00507W206
235
26488
SH
DFND
1
0
26488
0
ACTINIUM PHARMACEUTICALS INC
COM
00507W956
3329
3757
SH
Put
DFND
1
0
3757
0
ACUTUS MED INC
COM
005111109
1059
119755
SH
DFND
1
0
119755
0
ADAMIS PHARMACEUTICALS CORP
COM
00547W908
210
2161
SH
Call
DFND
1
0
2161
0
ADAMIS PHARMACEUTICALS CORP
COM
00547W958
293
3024
SH
Put
DFND
1
0
3024
0
ADITXT INC
COM
007025109
208
122863
SH
DFND
1
0
122863
0
ADITXT INC
COM
007025959
361
2135
SH
Put
DFND
1
0
2135
0
ADOMANI INC
COM
00726A100
232
850000
SH
DFND
1
0
850000
0
AMARIN CORP PLC
ADR
023111206
759
148771
SH
DFND
1
0
148771
0
AMARIN CORP PLC
ADR
023111906
4201
8238
SH
Call
DFND
1
0
8238
0
AMARIN CORP PLC
ADR
023111956
2102
4122
SH
Put
DFND
1
0
4122
0
AMPLITECH GROUP INC
COM
03211Q200
1093
305255
SH
DFND
1
0
305255
0
AMPLITECH GROUP INC
*W
03211Q119
453
348673
SH
DFND
1
0
348673
0
ARCADIA BIOSCIENCES INC
COM
039014954
684
3304
SH
Put
DFND
1
0
3304
0
ASLAN PHARMACEUTICALS LTD
ADS
04522R101
1225
688400
SH
DFND
1
0
688400
0
ASLAN PHARMACEUTICALS LTD
ADS
04522R951
54
304
SH
Put
DFND
1
0
304
0
ATERIAN INC
COM
02156U951
1404
1296
SH
Put
DFND
1
0
1296
0
ATHERSYS INC NEW
COM
04744L956
41
307
SH
Put
DFND
1
0
307
0
ATHERSYS INC NEW
COM
04744L106
155
116444
SH
DFND
1
0
116444
0
ATHERSYS INC NEW
COM
04744L906
881
6621
SH
Call
DFND
1
0
6621
0
ATOSSA THERAPEUTICS INC
COM
04962H906
713
2187
SH
Call
DFND
1
0
2187
0
ATOSSA THERAPEUTICS INC
COM
04962H956
5126
15725
SH
Put
DFND
1
0
15725
0
AURINIA PHARMACEUTICALS INC
COM
05156V902
1038
469
SH
Call
DFND
1
0
469
0
AUTOLUS THERAPEUTICS LTD
ADS
05280R900
268
409
SH
Call
DFND
1
0
409
0
AUTOLUS THERAPEUTICS LTD
ADS
05280R100
1965
300000
SH
DFND
1
0
300000
0
BARCLAYS BANK PLC
IPTH
06747R477
11132
400000
SH
DFND
1
0
400000
0
BARCLAYS BANK PLC
IPTH
06747R907
14850
5336
SH
Call
DFND
1
0
5336
0
BIO-KEY INTL INC
COM
09060C408
70
20001
SH
DFND
1
0
20001
0
BIO-KEY INTL INC
COM
09060C958
571
1623
SH
Put
DFND
1
0
1623
0
BIOPHYTIS SA
ADS
09076G104
893
103263
SH
DFND
1
0
103263
0
BIOVIE INC
CL A
09074F207
3378
504861
SH
DFND
1
0
504861
0
BIT DIGITAL INC
SHS
G1144A955
4039
5586
SH
Put
DFND
1
0
5586
0
BIT DIGITAL INC
SHS
G1144A105
30484
4216310
SH
DFND
1
0
4216310
0
BIT MINING LTD
ADR
055474950
2336
2859
SH
Put
DFND
1
0
2859
0
BIT MINING LTD
ADR
055474100
16340
2000000
SH
DFND
1
0
2000000
0
BRAINSTORM CELL
COM
10501E201
1572
476325
SH
DFND
1
0
476325
0
BRAINSTORM CELL
COM
10501E951
1626
4928
SH
Put
DFND
1
0
4928
0
BUTTERFLY NETWORK INC
COM
124155902
3657
3503
SH
Call
DFND
1
0
3503
0
CALADRIUS BIOSCIENCES INC
COM
128058953
776
6362
SH
Put
DFND
1
0
6362
0
CALADRIUS BIOSCIENCES INC
COM
128058203
1164
954235
SH
DFND
1
0
954235
0
CANAAN INC
ADS
134748952
4812
7875
SH
Put
DFND
1
0
7875
0
CANAAN INC
ADS
134748102
1515
247929
SH
DFND
1
0
247929
0
CARDIFF ONCOLOGY INC
COM
14147L958
113
170
SH
Put
DFND
1
0
170
0
CASTOR MARITIME INC
SHS
Y1146L955
637
2612
SH
Put
DFND
1
0
2612
0
CASTOR MARITIME INC
SHS
Y1146L125
666
273130
SH
DFND
1
0
273130
0
CATALYST BIOSCIENCES INC
COM
14888D908
350
852
SH
Call
DFND
1
0
852
0
CATALYST BIOSCIENCES INC
COM
14888D208
435
105742
SH
DFND
1
0
105742
0
CBAK ENERGY TECH INC
COM
14986C102
41
17548
SH
DFND
1
0
17548
0
CBAK ENERGY TECH INC
COM
14986C952
920
3521
SH
Put
DFND
1
0
3521
0
CITIUS PHARMACEUTICALS INC
COM
17322U957
100
491
SH
Put
DFND
1
0
491
0
COCRYSTAL PHARMA INC
COM
19188J300
5424
5165416
SH
DFND
1
0
5165416
0
COLOR STAR TECH CO LTD
SHS
G2287A100
3386
6177524
SH
DFND
1
0
6177524
0
CONTRAFECT CORP
COM
212326300
673
166175
SH
DFND
1
0
166175
0
CURIS INC
COM
231269200
785
100200
SH
DFND
1
0
100200
0
CURIS INC
COM
231269900
843
1087
SH
Call
DFND
1
0
1087
0
CYREN LTD
SHS
M26895108
1240
2000000
SH
DFND
1
0
2000000
0
DAXOR CORP
COM
239467103
677
57924
SH
DFND
1
0
57924
0
DIGINEX LIMITED
SHS
Y2074E959
41
125
SH
Put
DFND
1
0
125
0
DIGINEX LIMITED
SHS
Y2074E109
172
53055
SH
DFND
1
0
53055
0
DIGINEX LTD
SHS
Y2074E959
78
242
SH
Put
DFND
1
0
242
0
DIGINEX LTD
SHS
Y2074E109
193
59478
SH
DFND
1
0
59478
0
DIGITAL ALLY INC
COM
25382P958
1561
12899
SH
Put
DFND
1
0
12899
0
DIGITAL ALLY INC
COM
25382P208
1854
1531958
SH
DFND
1
0
1531958
0
ECOARK HOLDINGS INC
COM
27888N307
77
14603
SH
DFND
1
0
14603
0
EKSO BIONICS HLDGS INC
COM
282644301
1941
420179
SH
DFND
1
0
420179
0
ENOCHIAN BIOSCIENCES INC
COM
29350E104
534
79314
SH
DFND
1
0
79314
0
EVOFEM BIOSCIENCES INCV
COM
30048L954
54
725
SH
Put
DFND
1
0
725
0
EVOKE PHARMA INC
COM
30049G104
107
81975
SH
DFND
1
0
81975
0
EXELA TECHS INC
COM
30162V959
983
5067
SH
Put
DFND
1
0
5067
0
FLUX POWER HOLDINGS
COM
344057302
3317
653016
SH
DFND
1
0
653016
0
FLUX PWR HLDGS INC
COM
344057302
316
62195
SH
DFND
1
0
62195
0
FUELCELL ENERGY INC
COM
35952H901
134
200
SH
Call
DFND
1
0
200
0
GLOBUS MARITIME LTD
COM
Y27265956
368
1259
SH
Put
DFND
1
0
1259
0
GLOBUS MARITIME LTD
COM
Y27265126
1626
556883
SH
DFND
1
0
556883
0
GROM SOCIAL ENTERPRISES INC
*W
39878L118
32
29471
SH
DFND
1
0
29471
0
GUARDFORCE AI CO LTD
*W
G4236L120
816
1020389
SH
DFND
1
0
1020389
0
GUARDFORCE AI CO LTD
SHS
G4236L112
2881
727647
SH
DFND
1
0
727647
0
HARBOR CUSTOM DEVELOPMENT INC
*W
41150T116
83
148975
SH
DFND
1
0
148975
0
HUMANCO ACQUISITION CORP
*W
44487N117
198
200314
SH
DFND
1
0
200314
0
HUMANCO ACQUISITION CORP
CL A
44487N109
3997
404185
SH
DFND
1
0
404185
0
INFINITY PHARMACEUTICALS
COM
45665G303
241
70431
SH
DFND
1
0
70431
0
INFINITY PHARMACEUTICALS
COM
45665G903
1318
3853
SH
Call
DFND
1
0
3853
0
INHIBIKASE THERAPEUTICS INC
COM
45719W106
808
425014
SH
DFND
1
0
425014
0
INSPIRA TECHNOLOGIES OXY BHN
*W
M53637118
208
253063
SH
DFND
1
0
253063
0
INSPIRA TECHNOLOGIES OXY BHN
SHS
M53637100
275
102553
SH
DFND
1
0
102553
0
ION GEOPHYSICAL CORP
COM
462044907
92
692
SH
Call
DFND
1
0
692
0
ION GEOPHYSICAL CORP
NOTE
462044AJ7
272551
3150000
PRN
DFND
1
0
3150000
0
IONIS PHARMACEUTICALS INC
COM
462222950
2837
846
SH
Put
DFND
1
0
846
0
IONIS PHARMACEUTICALS INC
COM
462222100
2837
84600
SH
DFND
1
0
84600
0
ISHARES RUSSELL 2000
ETF
464287905
32813
1500
SH
Call
DFND
1
0
1500
0
ISHARES RUSSELL 2000
ETF
464287955
39244
1794
SH
Put
DFND
1
0
1794
0
IT TECH PACKAGING
COM
46527C950
17
254
SH
Put
DFND
1
0
254
0
JUPITER WELLNESS INC
COM
48208F105
582
412915
SH
DFND
1
0
412915
0
KADMON HOLDINGS INC
COM
48283N106
526
60351
SH
DFND
1
0
60351
0
KANDI TECHNOLOGIES GROUP INC
COM
483709101
1502
337430
SH
DFND
1
0
337430
0
KANDI TECHNOLOGIES GROUP INC
COM
483709951
4335
9742
SH
Put
DFND
1
0
9742
0
KEMPHARM INC
COM
488445206
387
41531
SH
DFND
1
0
41531
0
KEMPHARM INC
COM
488445956
2717
2912
SH
Put
DFND
1
0
2912
0
KIROMIC BIOPHARMA INC
COM
497634105
1468
478122
SH
DFND
1
0
478122
0
LEXARIA BIOSCIENCE CORP.
*W
52886N117
699
332971
SH
DFND
1
0
332971
0
MARATHON DIGITAL HOLDINGS INC
COM
565788106
2294
72643
SH
DFND
1
0
72643
0
MARATHON DIGITAL HOLDINGS INC
COM
565788956
6269
1985
SH
Put
DFND
1
0
1985
0
MEATECH 3D LTD
ADS
583435102
443
72700
SH
DFND
1
0
72700
0
MIRATI THERAPEUTICS INC
COM
60468T105
885
5000
SH
DFND
1
0
5000
0
MIRATI THERAPEUTICS INC
COM
60468T905
3414
193
SH
Call
DFND
1
0
193
0
MMTEC INC
SHS
G6181K106
1303
1104286
SH
DFND
1
0
1104286
0
MOGO INC
COM
60800C109
1780
412059
SH
DFND
1
0
412059
0
MOGO INC
COM
60800C959
2379
5506
SH
Put
DFND
1
0
5506
0
NABRIVA THERAPEUTICS PLC
COM
G63637113
44
36735
SH
DFND
1
0
36735
0
NABRIVA THERAPEUTICS PLC
COM
G63637953
94
790
SH
Put
DFND
1
0
790
0
NANOVIBRONIX INC
COM
63008J108
21
10000
SH
DFND
1
0
10000
0
NEMAURA MEDICAL INC
COM
640442958
792
1318
SH
Put
DFND
1
0
1318
0
NEWAGE INC
COM
650194103
3180
2288078
SH
DFND
1
0
2288078
0
NEWAGE INC
COM
650194903
1489
10710
SH
Call
DFND
1
0
10710
0
NOVAN INC
COM
66988N205
156
19132
SH
DFND
1
0
19132
0
NRX PHARMACEUTICALS INC
COM
629444950
858
926
SH
Put
DFND
1
0
926
0
NUZEE INC
COM
67073S208
1098
499047
SH
DFND
1
0
499047
0
OCEAN POWER TECHS
COM
674870956
703
3029
SH
Put
DFND
1
0
3029
0
OCULAR THERAPEUTIX INC
COM
67576A100
1420
142000
SH
DFND
1
0
142000
0
OCULAR THERAPEUTIX INC
COM
67576A900
5115
5115
SH
Call
DFND
1
0
5115
0
OCULAR THERAPEUTIX INC
COM
67576A950
2097
2097
SH
Put
DFND
1
0
2097
0
ORAMED PHARMACEUTICALS INC
COM
68403P203
887
40344
SH
DFND
1
0
40344
0
ORAMED PHARMACEUTICALS INC
COM
68403P953
2136
972
SH
Put
DFND
1
0
972
0
ORBITAL ENERGY GROUP INC
COM
68559A109
1471
477500
SH
DFND
1
0
477500
0
PAINREFORM LTD
SHS
M77798102
326
117528
SH
DFND
1
0
117528
0
PALISADE BIO INC
COM
696389105
139
52500
SH
DFND
1
0
52500
0
PDS BIOTECHNOLOGY CORP
COM
70465T907
1387
931
SH
Call
DFND
1
0
931
0
PDS BIOTECHNOLOGY CORP
COM
70465T957
423
284
SH
Put
DFND
1
0
284
0
PHARMACYTE BIOTECH INC
COM
71715X203
3202
1010146
SH
DFND
1
0
1010146
0
PHARMACYTE BIOTECH INC
COM
71715X953
140
441
SH
Put
DFND
1
0
441
0
PHIO PHARMACEUTICALS CORP
COM
71880W303
83
40684
SH
DFND
1
0
40684
0
PHIO PHARMACEUTICALS CORP
COM
71880W953
281
1383
SH
Put
DFND
1
0
1383
0
PLURISTEM THERAPEUTICS INC
COM
72940R950
197
742
SH
Put
DFND
1
0
742
0
PROGENITY INC
COM
74319F957
772
5077
SH
Put
DFND
1
0
5077
0
PURPLE BIOTECH LTD
ADS
74638P959
57
125
SH
Put
DFND
1
0
125
0
RECON TECHNOLOGY LTD
SHS
G7415M124
3623
1280097
SH
DFND
1
0
1280097
0
RECON TECHNOLOGY LTD
SHS
G7415M954
319
1128
SH
Put
DFND
1
0
1128
0
RED CAT HLDGS INC
COM
75644T100
4731
1359385
SH
DFND
1
0
1359385
0
REWALK ROBOTICS LTD
SHS
M8216Q200
2465
1632770
SH
DFND
1
0
1632770
0
REWALK ROBOTICS LTD
SHS
M8216Q950
127
839
SH
Put
DFND
1
0
839
0
RIOT BLOCKCHAIN INC
COM
767292105
2083
81052
SH
DFND
1
0
81052
0
RIOT BLOCKCHAIN INC
COM
767292955
2619
1019
SH
Put
DFND
1
0
1019
0
SECOND SIGHT MEDICAL PRODS INC
COM
81362J209
931
291973
SH
DFND
1
0
291973
0
SECOND SIGHT MEDICAL PRODS INC
COM
81362J959
680
2132
SH
Put
DFND
1
0
2132
0
SORRENTO THERAPEUTICS
COM
83587F202
12957
1698107
SH
DFND
1
0
1698107
0
SORRENTO THERAPEUTICS
COM
83587F952
16669
21846
SH
Put
DFND
1
0
21846
0
SPDR S&P 500 ETF TR
ETF
78462F903
32186
750
SH
Call
DFND
1
0
750
0
SPDR S&P 500 ETF TR
ETF
78462F953
19054
444
SH
Put
DFND
1
0
444
0
SPDR SERIES TRUST
ETF
78464A870
440
3500
SH
DFND
1
0
3500
0
SPDR SERIES TRUST
ETF
78464A950
21534
1713
SH
Put
DFND
1
0
1713
0
SPHERE 3D CORP
COM
84841L958
3018
5081
SH
Put
DFND
1
0
5081
0
SPI ENERGY CO LTD
SHS
G8651P950
1571
3130
SH
Put
DFND
1
0
3130
0
SPLASH BEVERAGE GROUP INC
*W
84862C112
321
605659
SH
DFND
1
0
605659
0
STATERA BIOPHARMA INC
COM
857561104
847
366460
SH
DFND
1
0
366460
0
SURGALIGN HOLDINGS INC
COM
86882C105
35
31927
SH
DFND
1
0
31927
0
SURGALIGN HOLDINGS INC
COM
86882C955
193
1773
SH
Put
DFND
1
0
1773
0
TAKUNG ART LTD
COM
87407Q207
4620
608740
SH
DFND
1
0
608740
0
TANZANIAN GOLD CORP
COM
87601A107
6
12213
SH
DFND
1
0
12213
0
TANZANIAN GOLD CORP
COM
87601A957
20
404
SH
Put
DFND
1
0
404
0
THE9 LTD
ADS
88337K302
543
52691
SH
DFND
1
0
52691
0
THE9 LTD
ADS
88337K902
297
288
SH
Call
DFND
1
0
288
0
THE9 LTD
ADS
88337K952
2330
2260
SH
Put
DFND
1
0
2260
0
TITAN PHARMACEUTICALS INC
COM
888314956
34
184
SH
Put
DFND
1
0
184
0
TRICIDA INC
COM
89610F101
2204
475000
SH
DFND
1
0
475000
0
TRICIDA INC
COM
89610F901
68
146
SH
Call
DFND
1
0
146
0
TRILLIUM THERAPEUTICS INC
COM
89620X506
1229
70000
SH
DFND
1
0
70000
0
TRILLIUM THERAPEUTICS INC
COM
89620X906
211
120
SH
Call
DFND
1
0
120
0
TRILLIUM THERAPEUTICS INC
COM
89620X956
1947
1109
SH
Put
DFND
1
0
1109
0
TWIN VEE POWERCATS CO
COM
90177C101
319
88777
SH
DFND
1
0
88777
0
UCOMMUNE INTL LTD
COM
G9449A100
260
298798
SH
DFND
1
0
298798
0
VASCULAR BIOGENICS LTD
COM
M96883909
41
198
SH
Call
DFND
1
0
198
0
VAXCYTE INC
COM
92243G108
1687
66483
SH
DFND
1
0
66483
0
VINCERX PHARMA INC
COM
92731L106
3234
200000
SH
DFND
1
0
200000
0
VIRPAX PHARMACEUTICALS INC
COM
928251107
4766
993000
SH
DFND
1
0
993000
0
VISTAGEN THERAPEUTICS INC
COM
92840H952
67
244
SH
Put
DFND
1
0
244
0
WIMI HOLOGRAM CLOUD INC
ADS
97264L100
1581
383791
SH
DFND
1
0
383791
0
WIMI HOLOGRAM CLOUD INC
ADS
97264L950
1403
3405
SH
Put
DFND
1
0
3405
0
XPRESSPA GROUP INC
COM
98420U953
1756
11948
SH
Put
DFND
1
0
11948
0