0001104659-20-021740.txt : 20200214
0001104659-20-021740.hdr.sgml : 20200214
20200214161110
ACCESSION NUMBER: 0001104659-20-021740
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200214
DATE AS OF CHANGE: 20200214
EFFECTIVENESS DATE: 20200214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SABBY MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001535610
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15245
FILM NUMBER: 20619789
BUSINESS ADDRESS:
STREET 1: 10 MOUNTAINVIEW ROAD
STREET 2: SUITE 205
CITY: UPPER SADDLE RIVER
STATE: NJ
ZIP: 07458
BUSINESS PHONE: 646-307-4527
MAIL ADDRESS:
STREET 1: 10 MOUNTAINVIEW ROAD
STREET 2: SUITE 205
CITY: UPPER SADDLE RIVER
STATE: NJ
ZIP: 07458
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001535610
XXXXXXXX
12-31-2019
12-31-2019
false
SABBY MANAGEMENT, LLC
10 Mountainview Road
Suite 205
Upper Saddle River
NJ
07458
13F HOLDINGS REPORT
028-15245
N
Robert Grundstein
Chief Operating Officer
646-307-4500
/s/ Robert Grundstein
Upper Saddle River
NJ
02-14-2020
1
71
360706
01
0001433766
028-13502
Mintz Hal
INFORMATION TABLE
2
infotable.xml
ABEONA THERAPEUTICS INC
COM
00289Y107
197
60361
SH
DFND
1
0
60361
0
ACTINIUM PHARMACEUTICALS INC
COM
00507W107
713
3275718
SH
DFND
1
0
3275718
0
ADAMIS PHARMACEUTICALS CORP
COM
00547W958
8
111
SH
Put
DFND
1
0
111
0
AETERNA ZENTARIS INC
COM
007975402
93
101976
SH
DFND
1
0
101976
0
AIM IMMUNOTECH INC
COM
00901B105
288
528811
SH
DFND
1
0
528811
0
AKERS BIOSCIENCES INC
COM
00973E409
93
29100
SH
DFND
1
0
29100
0
ALTIMMUNE INC COM
COM
02155H200
85
44855
SH
DFND
1
0
44855
0
AMARIN CORP PLC
ADR
023111206
575
26810
SH
DFND
1
0
26810
0
AMARIN CORP PLC
ADR
023111906
4365
2036
SH
Call
DFND
1
0
2036
0
AMARIN CORP PLC
ADR
023111956
4387
2046
SH
Put
DFND
1
0
2046
0
ARQULE INC COM
COM
04269E907
1541
772
SH
Call
DFND
1
0
772
0
AURINIA PHARMACEUTICALS
COM
05156V902
590
291
SH
Call
DFND
1
0
291
0
AURIS MED HLDG LTD
COM
G07025201
278
171883
SH
DFND
1
0
171883
0
AVEO PHARMACEUTICALS INC
COM
053588909
225
3625
SH
Call
DFND
1
0
3625
0
AVEO PHARMACEUTICALS INC
COM
053588959
673
10851
SH
Put
DFND
1
0
10851
0
BENITEC BIOPHARMA LTD
ADR
082053406
603
118285
SH
DFND
1
0
118285
0
BIO PATH HOLDINGS INC
COM
09057N300
986
123346
SH
DFND
1
0
123346
0
BIOGEN INC
COM
09062X903
831
28
SH
Call
DFND
1
0
28
0
BRAINSTORM CELL
COM
10501E951
894
2088
SH
Put
DFND
1
0
2088
0
BRIDGELINE DIGITAL INC COM
COM
10807Q700
169
110000
SH
DFND
1
0
110000
0
CELSION CORP
COM
15117N953
31
184
SH
Put
DFND
1
0
184
0
CELSION CORP
COM
15117N503
117
68560
SH
DFND
1
0
68560
0
DELMAR PHARMACEUTICALS INC
COM
247078306
153
1226022
SH
DFND
1
0
1226022
0
DIFFUSION PHARMACEUTICALS INC
COM
253748305
500
1085446
SH
DFND
1
0
1085446
0
GENOCEA BIOSCIENCES INC
COM
372427401
1114
538359
SH
DFND
1
0
538359
0
GENPREX INC
COM
372446104
142
443441
SH
DFND
1
0
443441
0
GUARDION HEALTH SCIENCES INC
COM
40145Q203
439
1993929
SH
DFND
1
0
1993929
0
INNOVATE BIOPHARMACEUTICLS INC
COM
45782F105
525
941586
SH
DFND
1
0
941586
0
INSPIREMD INC
COM
45779A853
270
250000
SH
DFND
1
0
250000
0
IONIS PHARMACEUTICALS INC
COM
462222900
17887
2961
SH
Call
DFND
1
0
2961
0
ISHARES TR
ETF
464287905
21504
1298
SH
Call
DFND
1
0
1298
0
LIPOCINE INC
COM
53630X104
142
367693
SH
DFND
1
0
367693
0
MEDIGUS LTD
*W
58471G128
93
1008444
SH
DFND
1
0
1008444
0
MICROBOT MED INC
COM
59503A204
773
76000
SH
DFND
1
0
76000
0
NABRIVA THERAPEUTICS PLC
SHS
G63637105
1367
1035667
SH
DFND
1
0
1035667
0
NEUROMETRIX INC
COM
641255807
275
63880
SH
DFND
1
0
63880
0
OBALON THERAPEUTICS INC
COM
67424L209
1084
570418
SH
DFND
1
0
570418
0
ODONATE THERAPEUTICS INC
COM
676079106
1747
53839
SH
DFND
1
0
53839
0
ONCONOVA THERAPEUTICS INC
COM
68232V405
3348
8741243
SH
DFND
1
0
8741243
0
ORAGENICS INC
COM
684023302
184
351045
SH
DFND
1
0
351045
0
ORAMED PHARMACEUTICALS INC
COM
68403P953
804
1562
SH
Put
DFND
1
0
1562
0
OUTLOOK THERAPEUTICS INC
COM
69012T206
229
388936
SH
DFND
1
0
388936
0
PAVMED INC
*W
70387R122
836
2152719
SH
DFND
1
0
2152719
0
PHASEBIO PHARMACEUTICALS INC
COM
717224109
576
94351
SH
DFND
1
0
94351
0
PLURISTEM THERAPEUTICS INC
COM
72940R300
222
56442
SH
DFND
1
0
56442
0
PLURISTEM THERAPEUTICS INC
COM
72940R950
708
1796
SH
Put
DFND
1
0
1796
0
PLUS THERAPEUTICS INC
COM
72941H400
562
234124
SH
DFND
1
0
234124
0
PULMATRIX INC
COM
74584P202
384
446749
SH
DFND
1
0
446749
0
REEBONZ HLDG LTD
SHS
G7457R122
29
25000
SH
DFND
1
0
25000
0
REWALK ROBOTICS LTD
SHS
M8216Q200
273
126280
SH
DFND
1
0
126280
0
SEANERGY MARITIME HOLDINGS CORP
SHS
Y73760301
27
49999
SH
DFND
1
0
49999
0
SEANERGY MARITIME HOLDINGS CORP
*W
Y73760152
100
907999
SH
DFND
1
0
907999
0
SENECA BIOPHARMA INC
COM
81689B103
378
381487
SH
DFND
1
0
381487
0
SENESTECH INC
COM
81720R109
27
48294
SH
DFND
1
0
48294
0
SOPHIRIS BIO INC
COM
83578Q209
68
42378
SH
DFND
1
0
42378
0
SORRENTO THERAPEUTICS INC
COM
83587F202
92
27178
SH
DFND
1
0
27178
0
SORRENTO THERAPEUTICS INC
COM
83587F952
1173
3471
SH
Put
DFND
1
0
3471
0
SPDR GOLD TR
SHS
78463V107
5366
37550
SH
DFND
1
0
37550
0
SPDR GOLD TR
SHS
78463V907
15290
1070
SH
Call
DFND
1
0
1070
0
SPDR GOLD TR
SHS
78463V957
24836
1738
SH
Put
DFND
1
0
1738
0
SPDR S&P 500 ETF
ETF
78462F903
52013
1616
SH
Call
DFND
1
0
1616
0
SPDR S&P 500 ETF
ETF
78462F953
177023
5500
SH
Put
DFND
1
0
5500
0
SPDR S&P BIOTECH
ETF
78464A900
3662
385
SH
Call
DFND
1
0
385
0
SPDR S&P BIOTECH
ETF
78464A950
4756
500
SH
Put
DFND
1
0
500
0
SYNTHETIC BIOLOGICS INC
COM
87164U201
348
687304
SH
DFND
1
0
687304
0
TENAX THERAPEUTICS INC
COM
88032L209
61
43164
SH
DFND
1
0
43164
0
TOP SHIPS INC
COM
Y8897Y164
639
799212
SH
DFND
1
0
799212
0
VASCULAR BIOGENICS LTD
COM
M96883109
96
80295
SH
DFND
1
0
80295
0
VIKING THERAPEUTICS INC
COM
92686J906
160
200
SH
Call
DFND
1
0
200
0
XENETIC BIOSCIENCES INC
*W
984015131
297
216789
SH
DFND
1
0
216789
0
XENETIC BIOSCIENCES INC
COM
984015503
382
265498
SH
DFND
1
0
265498
0