FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
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Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
CrowdStrike Holdings, Inc. [ CRWD ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 12/21/2023 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A common stock | 12/21/2023 | C | 20,000 | A | (1) | 326,881(2) | D | |||
Class A common stock | 12/21/2023 | G | 20,000 | D | (1) | 306,881(2) | D | |||
Class A common stock | 12/21/2023 | S | 4,400(3) | D | $252.0562(4) | 302,481(2) | D | |||
Class A common stock | 12/21/2023 | S | 2,500(3) | D | $253.1602(5) | 299,981(2) | D | |||
Class A common stock | 12/21/2023 | S | 1,200(3) | D | $253.9598(6) | 298,781(2) | D | |||
Class A common stock | 12/21/2023 | S | 900(3) | D | $254.75 | 297,881(2) | D | |||
Class A common stock | 12/21/2023 | S | 1,516(3) | D | $251.7046(7) | 296,365(2) | D | |||
Class A common stock | 12/21/2023 | S | 4,000(3) | D | $252.3733(8) | 292,365(2) | D | |||
Class A common stock | 12/21/2023 | S | 2,984(3) | D | $253.4454(9) | 289,381(2) | D | |||
Class A common stock | 12/21/2023 | S | 5,324(3) | D | $254.7296(10) | 284,057(2) | D | |||
Class A common stock | 12/21/2023 | S | 1(3) | D | $255.22 | 284,056(2) | D | |||
Class A common stock | 42,800 | I | Buttonwillow Trust(11) | |||||||
Class A common stock | 42,800 | I | Doris Trust(11) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Class B common stock | $0 | 12/21/2023 | C | 20,000 | (12) | (12) | Class A common stock | 20,000 | $0 | 40,803 | D | ||||
Class B common stock | $0 | (12) | (12) | Class A common stock | 35,873 | 35,873 | I | By trust (The PericlesPod Trust) | |||||||
Class B common stock | $0 | (12) | (12) | Class A common stock | 31,402 | 31,402 | I | By trust (The PlutoPod Trust) | |||||||
Class B common stock | $0 | (12) | (12) | Class A common stock | 10,430 | 10,430 | I | By trust (The Callie Hodia Podbere Childrens Trust) | |||||||
Class B common stock | $0 | (12) | (12) | Class B common stock | 10,430 | 10,430 | I | By trust (The Indiana Hope Podbere Childrens Trust) | |||||||
Class B common stock | $0 | (12) | (12) | Class A common stock | 13,848 | 13,848 | I | By trust (The PersephonePod Trust) | |||||||
Class B common stock | $0 | (12) | (12) | Class A common stock | 22,000 | 22,000 | I | by trust (The LunaPod Trust) | |||||||
Class B common stock | $0 | (12) | (12) | Class A common stock | 22,000 | 22,000 | I | by trust (The OvidPod Trust) | |||||||
Class B common stock | $0 | (12) | (12) | Class A common stock | 22,000 | 22,000 | I | by trust (The PetraPod Trust) |
Explanation of Responses: |
1. The Class B common stock was converted into Class A common stock on a one-for-one basis. |
2. Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs"). |
3. Includes shares sold pursuant to a 10b5-1 plan adopted on January 13, 2023. |
4. This transaction was executed in multiple trades at prices ranging from $251.67 to $252.66. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
5. This transaction was executed in multiple trades at prices ranging from $252.675 to $253.64. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
6. This transaction was executed in multiple trades at prices ranging from $253.685 to $254.00. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
7. This transaction was executed in multiple trades at prices ranging from $250.94 to $251.93. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
8. This transaction was executed in multiple trades at prices ranging from $251.95 to $252.88. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
9. This transaction was executed in multiple trades at prices ranging from $253.015 to $253.96. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
10. This transaction was executed in multiple trades at prices ranging from $254.06 to $254.79. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
11. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. |
12. Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events. |
Remarks: |
All reported sales were made to cover tax withholdings due on vesting of restricted stock unit awards, as required under the Issuer's administrative policies. |
/s/ Deanna Butler, Attorney-in-Fact | 12/22/2023 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |