0000950103-22-011140.txt : 20220623 0000950103-22-011140.hdr.sgml : 20220623 20220623173640 ACCESSION NUMBER: 0000950103-22-011140 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220621 FILED AS OF DATE: 20220623 DATE AS OF CHANGE: 20220623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kurtz George CENTRAL INDEX KEY: 0001778564 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38933 FILM NUMBER: 221036473 MAIL ADDRESS: STREET 1: CROWDSTRIKE HOLDINGS, INC. STREET 2: 150 MATHILDA PLACE, SUITE 300 CITY: SUNNYVALE STATE: CA ZIP: 94086 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CrowdStrike Holdings, Inc. CENTRAL INDEX KEY: 0001535527 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 453788918 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 206 E. 9TH STREET STREET 2: SUITE 1400 CITY: AUSTIN STATE: TX ZIP: 78701 BUSINESS PHONE: 888-512-8906 MAIL ADDRESS: STREET 1: 206 E. 9TH STREET STREET 2: SUITE 1400 CITY: AUSTIN STATE: TX ZIP: 78701 4 1 dp175807_4-kurtz.xml FORM 4 X0306 4 2022-06-21 0 0001535527 CrowdStrike Holdings, Inc. CRWD 0001778564 Kurtz George C/O CROWDSTRIKE HOLDINGS, INC. 206 E. 9TH STREET, SUITE 1400 AUSTIN TX 78701 1 1 0 0 PRESIDENT AND CEO Class A common stock 2022-06-21 4 C 0 57372 A 1029837 D Class A common stock 2022-06-21 4 S 0 25957 164.45 D 1003880 D Class A common stock 2022-06-21 4 S 0 25743 165.36 D 978137 D Class A common stock 2022-06-21 4 S 0 18800 166.46 D 959337 D Class A common stock 2022-06-21 4 S 0 800 167.07 D 958537 D Class A common stock 2022-06-21 4 S 0 190 169.30 D 958347 D Class A common stock 2022-06-21 4 S 0 38 170.07 D 958309 D Restricted Stock Units 0 2022-06-21 4 M 0 131996 0 D Class B common stock 131996 835974 D Class B common stock 0 2022-06-21 4 M 0 131996 0 A Class A common stock 131996 1009572 D Class B common stock 0 2022-06-21 4 C 0 57372 0 D Class A common stock 57372 952200 D Class B common stock 0 Class A common stock 7488837 7488837 I Kurtz 2009 Spendthrift Trust Class B common stock 0 Class A common stock 1771038 1771038 I Allegra Kurtz Irrevocable Gift Trust Class B common stock 0 Class A common stock 1771038 1771038 I Alexander Kurtz Irrevocable Gift Trust Class B common stock 0 Class A common stock 100000 100000 I Kurtz Family Dynasty Trust The Class B common stock was converted into Class A common stock on a one-for-one basis. Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs") and performance stock units. This transaction was executed in multiple trades at prices ranging from $164.000 to $164.995. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $165.000 to $165.950. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $166.000 to $166.900. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $167.050 to $167.120. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. RSUs convert into Class B common stock on a one-for-one basis. Represents RSUs that remain unvested under grants that initially consisted of (i) 2,111,934 RSUs that vest in 16 equal quarterly installments beginning on December 20, 2018 and 703,978 RSUs that vest in eight equal quarterly installments beginning on December 20, 2022; provided that no RSUs vest until the earlier of (A) a change in control of the issuer or (B) the first quarterly vesting date occurring following the expiration of the lock-up period established in connection with the issuer's initial public offering. Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events. All or a portion of the Class B common stock was issued in connection with the Reporting Person's exercise of an unvested stock option pursuant to an early exercise provision. Any such shares as to which the option fails to vest will be subject to the Issuer's right of repurchase. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest in such shares. All reported sales were made to cover tax withholdings due on vesting of restricted stock unit awards, as required under the Issuer's administrative policies. /s/ Remie Solano, as Attorney-in-Fact for George Kurtz 2022-06-23