0000950103-20-011600.txt : 20200612 0000950103-20-011600.hdr.sgml : 20200612 20200612184530 ACCESSION NUMBER: 0000950103-20-011600 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200610 FILED AS OF DATE: 20200612 DATE AS OF CHANGE: 20200612 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carpenter Michael J. CENTRAL INDEX KEY: 0001808921 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38933 FILM NUMBER: 20961552 MAIL ADDRESS: STREET 1: CROWDSTRIKE HOLDINGS, INC. STREET 2: 150 MATHILDA PLACE, SUITE 300 CITY: SUNNYVALE STATE: CA ZIP: 94086 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CrowdStrike Holdings, Inc. CENTRAL INDEX KEY: 0001535527 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 453788918 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 150 MATHILDA PLACE STREET 2: SUITE 300 CITY: SUNNYVALE STATE: CA ZIP: 94086 BUSINESS PHONE: 888-512-8906 MAIL ADDRESS: STREET 1: 150 MATHILDA PLACE STREET 2: SUITE 300 CITY: SUNNYVALE STATE: CA ZIP: 94086 4 1 dp130204_4-carpenter.xml FORM 4 X0306 4 2020-06-10 0 0001535527 CrowdStrike Holdings, Inc. CRWD 0001808921 Carpenter Michael J. C/O CROWDSTRIKE HOLDINGS, INC. 150 MATHILDA PLACE, SUITE 300 SUNNYVALE CA 94086 0 1 0 0 PRES., GLBAL SALES & FLD OPS Class A common stock 2020-06-10 4 C 0 30000 A 160387 D Class A common stock 2020-06-10 4 S 0 6700 95.03 D 153687 D Class A common stock 2020-06-10 4 S 0 16600 95.97 D 137087 D Class A common stock 2020-06-10 4 S 0 6700 96.59 D 130387 D Class A common stock 2020-06-11 4 S 0 735 94.85 D 129652 D Stock Options (Right to Buy) 1.76 2020-06-10 4 M 0 30000 0 D 2027-02-04 Class B common stock 30000 730000 D Class B common stock 0 2020-06-10 4 M 0 30000 0 A Class A common stock 30000 30000 D Class B common stock 0 2020-06-10 4 C 0 30000 0 D Class A common stock 30000 0 D Class B common stock convert into Class A common stock on a one-for-one basis. Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs") and includes 735 shares of Class A common stock acquired under the CrowdStrike Holdings, Inc. 2019 Employee Stock Purchase Plan on June 10, 2020. These transactions were executed in multiple trades at prices ranging from $94.52 to $95.49. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $95.55 to $96.54. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $96.55 to $96.65. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The stock options are subject to an early exercise provision and are immediately exercisable. They were granted on February 4, 2017 and 25% vested on November 21, 2017, with 1/48 of the remaining stock options vesting monthly thereafter. Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events. All transactions were executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person. /s/ Remie Solano, as Attorney-in-Fact for Michael J. Carpenter 2020-06-12