0001209191-21-041760.txt : 20210617 0001209191-21-041760.hdr.sgml : 20210617 20210617200139 ACCESSION NUMBER: 0001209191-21-041760 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210615 FILED AS OF DATE: 20210617 DATE AS OF CHANGE: 20210617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hu Gaoxiang CENTRAL INDEX KEY: 0001839091 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38069 FILM NUMBER: 211026656 MAIL ADDRESS: STREET 1: 16690 COLLINS AVE. STREET 2: SUITE PH-1 CITY: SUNNY ISLES BEACH STATE: FL ZIP: 33160 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cloudera, Inc. CENTRAL INDEX KEY: 0001535379 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 262922329 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 395 PAGE MILL ROAD CITY: PALO ALTO STATE: CA ZIP: 94306 BUSINESS PHONE: 650 644 3950 MAIL ADDRESS: STREET 1: 395 PAGE MILL ROAD CITY: PALO ALTO STATE: CA ZIP: 94306 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-06-15 0 0001535379 Cloudera, Inc. CLDR 0001839091 Hu Gaoxiang C/O CLOUDERA, INC. 2550 GREAT AMERICA WAY SANTA CLARA CA 95054 1 0 0 0 Common Stock 2021-06-15 4 M 0 8322 A 8322 D Restricted Stock Units 2021-06-15 4 M 0 8322 0.00 D Common Stock 8322 0 D Restricted Stock Units 2021-06-16 4 A 0 14521 0.00 A Common Stock 14521 14521 D Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. The RSUs vest in full on June 15, 2021, subject to the continuing employment of the Reporting Person through such date. RSUs will vest as to 100% of the shares on June 15, 2022, subject to continued service with the Company through such date, provided, however, that (i) 100% of the shares will vest in the event of a Company Transaction that is not a Related Party Transaction (each as defined in the Plan) and (ii) in the event that the reporting person does not stand for reelection at, or is not re-elected at, or resigns effective as of, the 2022 Annual Meeting of Stockholders (but the reporting person continues to serve on the Board until the date of such meeting), then 100% of the total shares shall vest on the date of the 2022 Annual Meeting of Stockholders. /s/ Gaoxiang Hu by David Howard, Attorney-in-Fact 2021-06-17