0001209191-21-021603.txt : 20210317 0001209191-21-021603.hdr.sgml : 20210317 20210317203309 ACCESSION NUMBER: 0001209191-21-021603 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210315 FILED AS OF DATE: 20210317 DATE AS OF CHANGE: 20210317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MURTHY ARUN CENTRAL INDEX KEY: 0001763658 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38069 FILM NUMBER: 21752616 MAIL ADDRESS: STREET 1: 5470 GREAT AMERICA PARKWAY CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cloudera, Inc. CENTRAL INDEX KEY: 0001535379 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 262922329 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 395 PAGE MILL ROAD CITY: PALO ALTO STATE: CA ZIP: 94306 BUSINESS PHONE: 650 644 3950 MAIL ADDRESS: STREET 1: 395 PAGE MILL ROAD CITY: PALO ALTO STATE: CA ZIP: 94306 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-15 0 0001535379 Cloudera, Inc. CLDR 0001763658 MURTHY ARUN C/O CLOUDERA INC. 5470 GREAT AMERICA PKWY SANTA CLARA CA 95054 0 1 0 0 Chief Product Officer Common Stock 2021-03-15 4 M 0 48573 A 101257 D Common Stock 2021-03-15 4 M 0 23543 A 124800 D Common Stock 2021-03-15 4 M 0 32582 A 157382 D Common Stock 2021-03-15 4 M 0 27987 A 185369 D Common Stock 2021-03-15 4 F 0 54307 12.76 D 131062 D Common Stock 2021-03-15 4 S 0 26956 12.8807 D 104106 D Common Stock 743192 I Held by Murthy Family Trust, Arun C Murthy and Manasa B.V. Murthy trustees Restricted Stock Unit 2021-03-15 4 M 0 48573 0.00 D Common Stock 48573 340013 D Restricted Stock Unit 2021-03-15 4 M 0 23543 0.00 D Common Stock 23543 258969 D Restricted Stock Unit 2021-03-15 4 M 0 32582 0.00 D Common Stock 32582 260659 D Restricted Stock Unit 2021-03-15 4 M 0 27987 0.00 D Common Stock 27987 307859 D Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the settlement of vested RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Represents the weighted average sales price per share. The shares sold at prices ranging from $12.43 to $13.07 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. The RSUs will vest 1/12th of the total number of shares on each quarterly anniversary date following December 15, 2019, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs will vest 1/16th of the total number of shares on each quarterly anniversary date following December 15, 2019, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs will vest 1/12th of the total number of shares on June 15, 2020, and thereafter vest as to 1/12th of the total number of shares in equal quarterly installments until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs will vest 1/12th of the total number of shares on March 15, 2021, and thereafter vest as to 1/12th of the total number of shares in equal quarterly installments until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. /s/ Arun Murthy by Jay Wedge, Attorney-in-Fact 2021-03-17