0001535264-26-000032.txt : 20260515 0001535264-26-000032.hdr.sgml : 20260515 20260515151451 ACCESSION NUMBER: 0001535264-26-000032 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20260331 FILED AS OF DATE: 20260515 DATE AS OF CHANGE: 20260515 EFFECTIVENESS DATE: 20260515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AWM Investment Company, Inc. CENTRAL INDEX KEY: 0001535264 ORGANIZATION NAME: EIN: 113086452 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16479 FILM NUMBER: 26986118 BUSINESS ADDRESS: STREET 1: 527 MADISON AVENUE STREET 2: SUITE 2600 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-319-6670 MAIL ADDRESS: STREET 1: 527 MADISON AVENUE STREET 2: SUITE 2600 CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001535264 XXXXXXXX 03-31-2026 03-31-2026 AWM Investment Company, Inc.

527 MADISON AVENUE SUITE 2600 NEW YORK NY 10022

13F HOLDINGS REPORT 028-16479 N David Greenhouse 212-319-6670 David Greenhouse New York NY 05-15-2026 0 98 903396087 false INFORMATION TABLE 2 inftable.xml 5E Advanced Materials, Inc. COM 33830Q208 4550000 3250000 SH SOLE 3250000 0 0 908 Devices, Inc. COM 65443P102 31823535 5199924 SH SOLE 5199924 0 0 ASP Isotopes, Inc. COM 00218A105 9390272 2124496 SH SOLE 2124496 0 0 Abacus Life, Inc. COM 00258Y104 1400843 177772 SH SOLE 177772 0 0 Abeona Therapeutics, Inc. COM 00289Y206 3598022 803130 SH SOLE 803130 0 0 Aehr Test Systems COM 00760J108 59104445 1593971 SH SOLE 1593971 0 0 Aeluma, Inc. COM 00776X109 2618000 200000 SH SOLE 200000 0 0 Aerovironment, Inc. COM 008073108 23916947 130658 SH SOLE 130658 0 0 Allot Ltd. (Israel) COM M0854Q105 4160502 624700 SH SOLE 624700 0 0 Alpha Cognition, Inc.(Canada) COM 02074J501 9180202 1672168 SH SOLE 1672168 0 0 Alto Neuroscience, Inc. COM 02157Q109 3821600 170000 SH SOLE 170000 0 0 American Public Education, Inc COM 02913V103 3043080 53500 SH SOLE 53500 0 0 American Superconductor Corp COM 030111207 27134295 801604 SH SOLE 801604 0 0 Anteris Technologies Global Co COM 03675P102 638250 115000 SH SOLE 115000 0 0 Aquestive Therapeutics, Inc. COM 03843E104 1122160 270400 SH SOLE 270400 0 0 Arbe Robotics, Ltd.(Israel) COM M1R95N100 3600157 5901897 SH SOLE 5901897 0 0 Arlo Technologies, Inc. COM 04206A101 18002501 1265109 SH SOLE 1265109 0 0 Atrium Therapeutics, Inc. COM 04965N104 668500 50000 SH SOLE 50000 0 0 Aviat Networks, Inc. COM 05366Y201 3746997 165723 SH SOLE 165723 0 0 Aytu BioPharma, Inc. COM 054754858 1691437 619574 SH SOLE 619574 0 0 Backblaze, Inc. COM 05637B105 4830573 1400166 SH SOLE 1400166 0 0 Beeline Holdings, Inc. COM 277802500 4344306 1848641 SH SOLE 1848641 0 0 Benitec Biopharma, Inc. 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