The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
908 Devices, Inc. | common | 65443P102 | 5,208,998 | 1,011,456 | SH | SOLE | 1,011,456 | 0 | 0 | |||
ADMA Biologics, Inc. | common | 000899104 | 56,991,447 | 5,097,625 | SH | SOLE | 5,097,625 | 0 | 0 | |||
AVITA Medical, Inc. | common | 05380C102 | 579,530 | 73,173 | SH | SOLE | 73,173 | 0 | 0 | |||
Abacus Life, Inc. | common | 00258Y104 | 1,730,000 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | |||
Aehr Test Systems | common | 00760J108 | 14,015,479 | 1,254,743 | SH | SOLE | 1,254,743 | 0 | 0 | |||
Aerovironment, Inc. | common | 008073108 | 18,694,170 | 102,625 | SH | SOLE | 102,625 | 0 | 0 | |||
Alto Neuroscience, Inc. | common | 02157Q109 | 3,519,479 | 329,231 | SH | SOLE | 329,231 | 0 | 0 | |||
American Public Education, Inc | common | 02913V103 | 2,637,000 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | |||
American Superconductor Corp | common | 030111207 | 50,378,668 | 2,153,855 | SH | SOLE | 2,153,855 | 0 | 0 | |||
Arbe Robotics, Ltd.(Israel) | common | M1R95N100 | 14,732,164 | 7,713,175 | SH | SOLE | 7,713,175 | 0 | 0 | |||
Aspen Aerogels, Inc. | common | 04523Y105 | 28,338,618 | 1,188,202 | SH | SOLE | 1,188,202 | 0 | 0 | |||
Aviat Networks, Inc. | common | 05366Y201 | 3,752,882 | 130,808 | SH | SOLE | 130,808 | 0 | 0 | |||
Avid Bioservices, Inc. | common | 05368M106 | 4,952,868 | 693,679 | SH | SOLE | 693,679 | 0 | 0 | |||
Beam Global | common | 07373B109 | 4,380,583 | 950,235 | SH | SOLE | 950,235 | 0 | 0 | |||
Benitec Biopharma, Inc. | common | 08205P100 | 4,368,750 | 625,000 | SH | SOLE | 625,000 | 0 | 0 | |||
Bitcoin Depot, Inc. | common | 09174P105 | 1,686,604 | 937,002 | SH | SOLE | 937,002 | 0 | 0 | |||
Bitfarms, Ltd. (Canada)(U.S.) | common | 09173B107 | 495,982 | 192,989 | SH | SOLE | 192,989 | 0 | 0 | |||
BlackSky Technology, Inc. | common | 09263B108 | 2,980,668 | 2,785,671 | SH | SOLE | 2,785,671 | 0 | 0 | |||
Blade Air Mobility, Inc. | common | 092667104 | 9,017,077 | 2,591,114 | SH | SOLE | 2,591,114 | 0 | 0 | |||
CEVA, Inc. | common | 157210105 | 9,782,036 | 507,104 | SH | SOLE | 507,104 | 0 | 0 | |||
Century Casinos, Inc. | common | 156492100 | 4,553,982 | 1,644,037 | SH | SOLE | 1,644,037 | 0 | 0 | |||
Cervomed, Inc. | common | 15713L109 | 5,376,365 | 314,040 | SH | SOLE | 314,040 | 0 | 0 | |||
Citi Trends, Inc. | common | 17306X102 | 7,635,805 | 359,163 | SH | SOLE | 359,163 | 0 | 0 | |||
Cognition Therapeutics, Inc. | common | 19243B102 | 1,079,000 | 650,000 | SH | SOLE | 650,000 | 0 | 0 | |||
Crinetics Pharmaceuticals, Inc | common | 22663K107 | 2,463,450 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | |||
DHI Group, Inc. | common | 23331S100 | 1,214,290 | 581,000 | SH | SOLE | 581,000 | 0 | 0 | |||
Destination XL Group, Inc. | common | 25065K104 | 34,213,441 | 9,399,297 | SH | SOLE | 9,399,297 | 0 | 0 | |||
ElectroCore, Inc. | common | 28531P202 | 3,482,867 | 541,659 | SH | SOLE | 541,659 | 0 | 0 | |||
Everspin Technology, Inc. | common | 30041T104 | 12,017,384 | 2,006,241 | SH | SOLE | 2,006,241 | 0 | 0 | |||
Gaia, Inc. | common | 36269P104 | 7,665,713 | 1,738,257 | SH | SOLE | 1,738,257 | 0 | 0 | |||
Gambling.com Group Ltd. | common | 63R239101 | 11,104,751 | 1,350,943 | SH | SOLE | 1,350,943 | 0 | 0 | |||
Genasys, Inc. | common | 36872P103 | 12,160,286 | 5,749,544 | SH | SOLE | 5,749,544 | 0 | 0 | |||
Gilat Satellite Networks, Ltd. | common | M51474118 | 9,582,138 | 2,143,655 | SH | SOLE | 2,143,655 | 0 | 0 | |||
GrowGeneration Corp. | common | 39986L109 | 3,571,165 | 1,661,007 | SH | SOLE | 1,661,007 | 0 | 0 | |||
Ideal Power, Inc. | common | 451622203 | 1,146,198 | 162,351 | SH | SOLE | 162,351 | 0 | 0 | |||
Immunovant, Inc. | common | 45258J102 | 1,320,000 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | |||
Impinj, Inc. | common | 453204109 | 45,706,607 | 291,552 | SH | SOLE | 291,552 | 0 | 0 | |||
Infusystem Holdings, Inc. | common | 45685K102 | 12,977,000 | 1,900,000 | SH | SOLE | 1,900,000 | 0 | 0 | |||
J. Jill Group Inc. | common | 466189107 | 6,644,300 | 190,000 | SH | SOLE | 190,000 | 0 | 0 | |||
Kopin Corporation | common | 500600101 | 4,484,031 | 5,338,768 | SH | SOLE | 5,338,768 | 0 | 0 | |||
Lakeside Holding, LTD | common | 51216F109 | 200,500 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | |||
Lantronix, Inc. | common | 516548203 | 1,481,206 | 417,241 | SH | SOLE | 417,241 | 0 | 0 | |||
LeMaitre Vascular, Inc. | common | 525558201 | 16,456,000 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | |||
Leonardo DRS, Inc. | common | 52661A108 | 6,141,303 | 240,741 | SH | SOLE | 240,741 | 0 | 0 | |||
LightPath Technologies, Inc. | common | 532257805 | 2,299,500 | 1,825,000 | SH | SOLE | 1,825,000 | 0 | 0 | |||
Lightbridge Corporation | common | 53224K104 | 337,000 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | |||
Lilium N.V. (Germany) | common | N52586109 | 1,589,400 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | |||
LiqTech International, Inc. | common | 53632A102 | 585,000 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | |||
LivePerson, Inc. | common | 538146101 | 1,102,950 | 1,900,000 | SH | SOLE | 1,900,000 | 0 | 0 | |||
Markforged Holding Corp. | common | 236759156 | 251,457 | 613,310 | SH | SOLE | 613,310 | 0 | 0 | |||
Mind Medicine (MindMed) Inc. | common | 60255C885 | 6,005,930 | 833,000 | SH | SOLE | 833,000 | 0 | 0 | |||
Modular Medical, Inc. | common | 60785L207 | 1,185,000 | 750,000 | SH | SOLE | 750,000 | 0 | 0 | |||
Movano, Inc. | common | 62459M107 | 425,273 | 1,546,447 | SH | SOLE | 1,546,447 | 0 | 0 | |||
Nano Dimension, Ltd. ADR (Isra | common | 63008G203 | 1,458,877 | 663,126 | SH | SOLE | 663,126 | 0 | 0 | |||
Natural Gas Services Group Inc | common | 63886Q109 | 14,318,438 | 711,652 | SH | SOLE | 711,652 | 0 | 0 | |||
NeuroOne Medical Technologies | common | 64130M100 | 760,000 | 950,000 | SH | SOLE | 950,000 | 0 | 0 | |||
Nuvation Bio, Inc. | common | 67080N101 | 3,942,000 | 1,350,000 | SH | SOLE | 1,350,000 | 0 | 0 | |||
OPKO Health, Inc. | common | 68375N103 | 1,625,000 | 1,300,000 | SH | SOLE | 1,300,000 | 0 | 0 | |||
OncoCyte Corporation | common | 68235C107 | 3,236,666 | 1,097,175 | SH | SOLE | 1,097,175 | 0 | 0 | |||
Ooma, Inc. | common | 683416101 | 12,824,277 | 1,291,468 | SH | SOLE | 1,291,468 | 0 | 0 | |||
OptimizeRx Corporation | common | 68401U204 | 10,023,640 | 1,002,364 | SH | SOLE | 1,002,364 | 0 | 0 | |||
OrthoPediatrics Corporation | common | 68752L100 | 13,002,827 | 452,115 | SH | SOLE | 452,115 | 0 | 0 | |||
Orthofix Medical, Inc. | common | 68752M108 | 5,959,787 | 449,456 | SH | SOLE | 449,456 | 0 | 0 | |||
Outbrain, Inc. | common | 69002R103 | 1,499,752 | 301,155 | SH | SOLE | 301,155 | 0 | 0 | |||
PowerFleet, Inc. | common | 73931J109 | 15,658,657 | 3,426,402 | SH | SOLE | 3,426,402 | 0 | 0 | |||
Proficient Auto Logistic,Inc. | common | 74317M104 | 8,390,595 | 522,453 | SH | SOLE | 522,453 | 0 | 0 | |||
Profire Energy, Inc. | common | 74316X101 | 3,998,354 | 2,815,742 | SH | SOLE | 2,815,742 | 0 | 0 | |||
Quipt Home Medical Corp. | common | 74880P104 | 948,612 | 294,600 | SH | SOLE | 294,600 | 0 | 0 | |||
RADCOM, Ltd. (Israel) | common | M81865111 | 8,346,044 | 892,625 | SH | SOLE | 892,625 | 0 | 0 | |||
Red Cat Holdings, Inc. | common | 75644T100 | 5,143,349 | 4,472,477 | SH | SOLE | 4,472,477 | 0 | 0 | |||
Repligen Corporation | common | 759916109 | 9,454,500 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | |||
Reservoir Media, Inc. | common | 76119X105 | 5,661,630 | 716,662 | SH | SOLE | 716,662 | 0 | 0 | |||
Rocket Lab USA, Inc. | common | 773122106 | 969,600 | 202,000 | SH | SOLE | 202,000 | 0 | 0 | |||
Savara, Inc. | common | 805111101 | 364,715 | 90,500 | SH | SOLE | 90,500 | 0 | 0 | |||
Sera Prognostics, Inc. | common | 81749D107 | 3,086,179 | 521,314 | SH | SOLE | 521,314 | 0 | 0 | |||
Serve Robotics, Inc. | common | 81758H106 | 3,545,987 | 1,818,455 | SH | SOLE | 1,818,455 | 0 | 0 | |||
Silynxcom, Ltd. (Israel) | common | M8T145100 | 1,564,466 | 546,997 | SH | SOLE | 546,997 | 0 | 0 | |||
Spero Therapeutics, Inc. | common | 84833T103 | 433,420 | 333,400 | SH | SOLE | 333,400 | 0 | 0 | |||
Structure Therapeutics, Inc. | common | 86366E106 | 1,178,100 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | |||
Synchronoss Technologies, Inc. | common | 87157B103 | 4,939,323 | 531,110 | SH | SOLE | 531,110 | 0 | 0 | |||
Talkspace, Inc. | common | 87427V103 | 7,609,044 | 3,308,280 | SH | SOLE | 3,308,280 | 0 | 0 | |||
The Lovesac Company | common | 54738L109 | 11,666,996 | 516,696 | SH | SOLE | 516,696 | 0 | 0 | |||
The Real Brokerage, Inc.(Canad | common | 75585H206 | 9,299,138 | 2,290,428 | SH | SOLE | 2,290,428 | 0 | 0 | |||
The RealReal, Inc. | common | 88339P101 | 2,325,826 | 729,099 | SH | SOLE | 729,099 | 0 | 0 | |||
Turtle Beach Corporation | common | 900450206 | 7,849,745 | 547,402 | SH | SOLE | 547,402 | 0 | 0 | |||
Twin Vee PowerCats Co. | common | 90177C101 | 432,645 | 793,844 | SH | SOLE | 793,844 | 0 | 0 | |||
Ultra Clean Holdings, Inc. | common | 90385V107 | 6,970,152 | 142,248 | SH | SOLE | 142,248 | 0 | 0 | |||
Universal Technical Institute, | common | 913915104 | 9,121,827 | 579,900 | SH | SOLE | 579,900 | 0 | 0 | |||
UroGen Pharma Ltd. | common | M96088105 | 167,800 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | |||
Usio,Inc. | common | 917313108 | 1,942,895 | 1,269,866 | SH | SOLE | 1,269,866 | 0 | 0 | |||
Vicor Corporation | common | 925815102 | 12,096,569 | 364,794 | SH | SOLE | 364,794 | 0 | 0 | |||
Viemed Healthcare, Inc. (Canad | common | 92663R105 | 8,449,500 | 1,290,000 | SH | SOLE | 1,290,000 | 0 | 0 | |||
Vital Farms, Inc. | common | 92847W103 | 7,356,968 | 157,301 | SH | SOLE | 157,301 | 0 | 0 | |||
XCel Brands, Inc. | common | 98400M101 | 453,846 | 769,230 | SH | SOLE | 769,230 | 0 | 0 | |||
argenx SE - ADR (Netherlands) | common | 04016X101 | 10,751,000 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | |||
nLight, Inc. | common | 65487K100 | 8,103,557 | 741,405 | SH | SOLE | 741,405 | 0 | 0 | |||
urban-gro, Inc. | common | 91704K202 | 1,920,569 | 1,444,037 | SH | SOLE | 1,444,037 | 0 | 0 | |||
Clene Inc @1.50 6/16/30 (60day | warrants | 999999999 | 450,000 | 5,000,000 | SH | SOLE | 5,000,000 | 0 | 0 | |||
Clene Inc. @1.10 6/16/26 (60da | warrants | 999999999 | 150,000 | 5,000,000 | SH | SOLE | 5,000,000 | 0 | 0 | |||
ElectroCore Inc Pre-funded @.0 | warrants | 999999999 | 1,446,525 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | |||
ElectroCore Inc. @4.35 2/1/24- | warrants | 999999999 | 1,185,834 | 396,600 | SH | SOLE | 396,600 | 0 | 0 | |||
ElectroCore Inc. @6.43 6/5/29 | warrants | 999999999 | 172,125 | 112,500 | SH | SOLE | 112,500 | 0 | 0 | |||
ElectroCore, Inc. Pre-funded @ | warrants | 999999999 | 3,214,500 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | |||
Ideal Power @.001 (pre-funded) | warrants | 999999999 | 1,882,395 | 266,666 | SH | SOLE | 266,666 | 0 | 0 | |||
Ideal Power @.001 (pre-funded) | warrants | 999999999 | 1,791,786 | 253,830 | SH | SOLE | 253,830 | 0 | 0 | |||
Ideal Power @2.32 11/13/24 9.9 | warrants | 999999999 | 2,090,497 | 439,180 | SH | SOLE | 439,180 | 0 | 0 | |||
Ideal Power @8.90 8/5/25 9.99 | warrants | 999999999 | 33,461 | 39,366 | SH | SOLE | 39,366 | 0 | 0 | |||
Kopin Corporation pre-funded @ | warrants | 999999999 | 4,979,400 | 6,000,000 | SH | SOLE | 6,000,000 | 0 | 0 | |||
Lilium N.V. (Germany) @1.50 5/ | warrants | 999999999 | 340,000 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | |||
Mobilicom Ltd. @5.00 8/31/27 A | warrants | 60742B110 | 47,203 | 363,100 | SH | SOLE | 363,100 | 0 | 0 | |||
NeuroOne Medical @1.75 1/14/26 | warrants | 999999999 | 9,000 | 3,000,000 | SH | SOLE | 3,000,000 | 0 | 0 | |||
OncoCyte Corp (Pre-fund) @.000 | warrants | 999999999 | 1,011,177 | 342,888 | SH | SOLE | 342,888 | 0 | 0 | |||
OncoCyte Corp @1.53 4/19/27 4. | warrants | 999999999 | 750 | 3,752,345 | SH | SOLE | 3,752,345 | 0 | 0 | |||
Turtle Beach Corp. @0 pre-fund | warrants | 999999999 | 7,887,000 | 550,000 | SH | SOLE | 550,000 | 0 | 0 |