0001535264-24-000050.txt : 20240814 0001535264-24-000050.hdr.sgml : 20240814 20240814105319 ACCESSION NUMBER: 0001535264-24-000050 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240630 FILED AS OF DATE: 20240814 DATE AS OF CHANGE: 20240814 EFFECTIVENESS DATE: 20240814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AWM Investment Company, Inc. CENTRAL INDEX KEY: 0001535264 ORGANIZATION NAME: IRS NUMBER: 113086452 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16479 FILM NUMBER: 241205189 BUSINESS ADDRESS: STREET 1: 527 MADISON AVENUE STREET 2: SUITE 2600 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-319-6670 MAIL ADDRESS: STREET 1: 527 MADISON AVENUE STREET 2: SUITE 2600 CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false true 0001535264 XXXXXXXX 06-30-2024 06-30-2024 AWM Investment Company, Inc.
527 MADISON AVENUE SUITE 2600 NEW YORK NY 10022
13F HOLDINGS REPORT 028-16479 N
David Greenhouse President 212-319-6670 David Greenhouse New York NY 08-14-2024 0 114 740246820 false
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(Germany) common N52586109 1589400 2000000 SH SOLE 2000000 0 0 LiqTech International, Inc. common 53632A102 585000 250000 SH SOLE 250000 0 0 LivePerson, Inc. common 538146101 1102950 1900000 SH SOLE 1900000 0 0 Markforged Holding Corp. common 236759156 251457 613310 SH SOLE 613310 0 0 Mind Medicine (MindMed) Inc. common 60255C885 6005930 833000 SH SOLE 833000 0 0 Modular Medical, Inc. common 60785L207 1185000 750000 SH SOLE 750000 0 0 Movano, Inc. common 62459M107 425273 1546447 SH SOLE 1546447 0 0 Nano Dimension, Ltd. ADR (Isra common 63008G203 1458877 663126 SH SOLE 663126 0 0 Natural Gas Services Group Inc common 63886Q109 14318438 711652 SH SOLE 711652 0 0 NeuroOne Medical Technologies common 64130M100 760000 950000 SH SOLE 950000 0 0 Nuvation Bio, Inc. common 67080N101 3942000 1350000 SH SOLE 1350000 0 0 OPKO Health, Inc. common 68375N103 1625000 1300000 SH SOLE 1300000 0 0 OncoCyte Corporation common 68235C107 3236666 1097175 SH SOLE 1097175 0 0 Ooma, Inc. common 683416101 12824277 1291468 SH SOLE 1291468 0 0 OptimizeRx Corporation common 68401U204 10023640 1002364 SH SOLE 1002364 0 0 OrthoPediatrics Corporation common 68752L100 13002827 452115 SH SOLE 452115 0 0 Orthofix Medical, Inc. common 68752M108 5959787 449456 SH SOLE 449456 0 0 Outbrain, Inc. common 69002R103 1499752 301155 SH SOLE 301155 0 0 PowerFleet, Inc. common 73931J109 15658657 3426402 SH SOLE 3426402 0 0 Proficient Auto Logistic,Inc. common 74317M104 8390595 522453 SH SOLE 522453 0 0 Profire Energy, Inc. common 74316X101 3998354 2815742 SH SOLE 2815742 0 0 Quipt Home Medical Corp. common 74880P104 948612 294600 SH SOLE 294600 0 0 RADCOM, Ltd. (Israel) common M81865111 8346044 892625 SH SOLE 892625 0 0 Red Cat Holdings, Inc. common 75644T100 5143349 4472477 SH SOLE 4472477 0 0 Repligen Corporation common 759916109 9454500 75000 SH SOLE 75000 0 0 Reservoir Media, Inc. common 76119X105 5661630 716662 SH SOLE 716662 0 0 Rocket Lab USA, Inc. common 773122106 969600 202000 SH SOLE 202000 0 0 Savara, Inc. common 805111101 364715 90500 SH SOLE 90500 0 0 Sera Prognostics, Inc. common 81749D107 3086179 521314 SH SOLE 521314 0 0 Serve Robotics, Inc. common 81758H106 3545987 1818455 SH SOLE 1818455 0 0 Silynxcom, Ltd. 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(Canad common 92663R105 8449500 1290000 SH SOLE 1290000 0 0 Vital Farms, Inc. common 92847W103 7356968 157301 SH SOLE 157301 0 0 XCel Brands, Inc. common 98400M101 453846 769230 SH SOLE 769230 0 0 argenx SE - ADR (Netherlands) common 04016X101 10751000 25000 SH SOLE 25000 0 0 nLight, Inc. common 65487K100 8103557 741405 SH SOLE 741405 0 0 urban-gro, Inc. common 91704K202 1920569 1444037 SH SOLE 1444037 0 0 Clene Inc @1.50 6/16/30 (60day warrants 999999999 450000 5000000 SH SOLE 5000000 0 0 Clene Inc. @1.10 6/16/26 (60da warrants 999999999 150000 5000000 SH SOLE 5000000 0 0 ElectroCore Inc Pre-funded @.0 warrants 999999999 1446525 225000 SH SOLE 225000 0 0 ElectroCore Inc. @4.35 2/1/24- warrants 999999999 1185834 396600 SH SOLE 396600 0 0 ElectroCore Inc. @6.43 6/5/29 warrants 999999999 172125 112500 SH SOLE 112500 0 0 ElectroCore, Inc. 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