0001535264-24-000050.txt : 20240814
0001535264-24-000050.hdr.sgml : 20240814
20240814105319
ACCESSION NUMBER: 0001535264-24-000050
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20240630
FILED AS OF DATE: 20240814
DATE AS OF CHANGE: 20240814
EFFECTIVENESS DATE: 20240814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AWM Investment Company, Inc.
CENTRAL INDEX KEY: 0001535264
ORGANIZATION NAME:
IRS NUMBER: 113086452
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16479
FILM NUMBER: 241205189
BUSINESS ADDRESS:
STREET 1: 527 MADISON AVENUE
STREET 2: SUITE 2600
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-319-6670
MAIL ADDRESS:
STREET 1: 527 MADISON AVENUE
STREET 2: SUITE 2600
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
false
true
0001535264
XXXXXXXX
06-30-2024
06-30-2024
AWM Investment Company, Inc.
527 MADISON AVENUE
SUITE 2600
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-16479
N
David Greenhouse
President
212-319-6670
David Greenhouse
New York
NY
08-14-2024
0
114
740246820
false
INFORMATION TABLE
2
inftable.xml
Q2 13F
908 Devices, Inc.
common
65443P102
5208998
1011456
SH
SOLE
1011456
0
0
ADMA Biologics, Inc.
common
000899104
56991447
5097625
SH
SOLE
5097625
0
0
AVITA Medical, Inc.
common
05380C102
579530
73173
SH
SOLE
73173
0
0
Abacus Life, Inc.
common
00258Y104
1730000
200000
SH
SOLE
200000
0
0
Aehr Test Systems
common
00760J108
14015479
1254743
SH
SOLE
1254743
0
0
Aerovironment, Inc.
common
008073108
18694170
102625
SH
SOLE
102625
0
0
Alto Neuroscience, Inc.
common
02157Q109
3519479
329231
SH
SOLE
329231
0
0
American Public Education, Inc
common
02913V103
2637000
150000
SH
SOLE
150000
0
0
American Superconductor Corp
common
030111207
50378668
2153855
SH
SOLE
2153855
0
0
Arbe Robotics, Ltd.(Israel)
common
M1R95N100
14732164
7713175
SH
SOLE
7713175
0
0
Aspen Aerogels, Inc.
common
04523Y105
28338618
1188202
SH
SOLE
1188202
0
0
Aviat Networks, Inc.
common
05366Y201
3752882
130808
SH
SOLE
130808
0
0
Avid Bioservices, Inc.
common
05368M106
4952868
693679
SH
SOLE
693679
0
0
Beam Global
common
07373B109
4380583
950235
SH
SOLE
950235
0
0
Benitec Biopharma, Inc.
common
08205P100
4368750
625000
SH
SOLE
625000
0
0
Bitcoin Depot, Inc.
common
09174P105
1686604
937002
SH
SOLE
937002
0
0
Bitfarms, Ltd. (Canada)(U.S.)
common
09173B107
495982
192989
SH
SOLE
192989
0
0
BlackSky Technology, Inc.
common
09263B108
2980668
2785671
SH
SOLE
2785671
0
0
Blade Air Mobility, Inc.
common
092667104
9017077
2591114
SH
SOLE
2591114
0
0
CEVA, Inc.
common
157210105
9782036
507104
SH
SOLE
507104
0
0
Century Casinos, Inc.
common
156492100
4553982
1644037
SH
SOLE
1644037
0
0
Cervomed, Inc.
common
15713L109
5376365
314040
SH
SOLE
314040
0
0
Citi Trends, Inc.
common
17306X102
7635805
359163
SH
SOLE
359163
0
0
Cognition Therapeutics, Inc.
common
19243B102
1079000
650000
SH
SOLE
650000
0
0
Crinetics Pharmaceuticals, Inc
common
22663K107
2463450
55000
SH
SOLE
55000
0
0
DHI Group, Inc.
common
23331S100
1214290
581000
SH
SOLE
581000
0
0
Destination XL Group, Inc.
common
25065K104
34213441
9399297
SH
SOLE
9399297
0
0
ElectroCore, Inc.
common
28531P202
3482867
541659
SH
SOLE
541659
0
0
Everspin Technology, Inc.
common
30041T104
12017384
2006241
SH
SOLE
2006241
0
0
Gaia, Inc.
common
36269P104
7665713
1738257
SH
SOLE
1738257
0
0
Gambling.com Group Ltd.
common
63R239101
11104751
1350943
SH
SOLE
1350943
0
0
Genasys, Inc.
common
36872P103
12160286
5749544
SH
SOLE
5749544
0
0
Gilat Satellite Networks, Ltd.
common
M51474118
9582138
2143655
SH
SOLE
2143655
0
0
GrowGeneration Corp.
common
39986L109
3571165
1661007
SH
SOLE
1661007
0
0
Ideal Power, Inc.
common
451622203
1146198
162351
SH
SOLE
162351
0
0
Immunovant, Inc.
common
45258J102
1320000
50000
SH
SOLE
50000
0
0
Impinj, Inc.
common
453204109
45706607
291552
SH
SOLE
291552
0
0
Infusystem Holdings, Inc.
common
45685K102
12977000
1900000
SH
SOLE
1900000
0
0
J. Jill Group Inc.
common
466189107
6644300
190000
SH
SOLE
190000
0
0
Kopin Corporation
common
500600101
4484031
5338768
SH
SOLE
5338768
0
0
Lakeside Holding, LTD
common
51216F109
200500
50000
SH
SOLE
50000
0
0
Lantronix, Inc.
common
516548203
1481206
417241
SH
SOLE
417241
0
0
LeMaitre Vascular, Inc.
common
525558201
16456000
200000
SH
SOLE
200000
0
0
Leonardo DRS, Inc.
common
52661A108
6141303
240741
SH
SOLE
240741
0
0
LightPath Technologies, Inc.
common
532257805
2299500
1825000
SH
SOLE
1825000
0
0
Lightbridge Corporation
common
53224K104
337000
100000
SH
SOLE
100000
0
0
Lilium N.V. (Germany)
common
N52586109
1589400
2000000
SH
SOLE
2000000
0
0
LiqTech International, Inc.
common
53632A102
585000
250000
SH
SOLE
250000
0
0
LivePerson, Inc.
common
538146101
1102950
1900000
SH
SOLE
1900000
0
0
Markforged Holding Corp.
common
236759156
251457
613310
SH
SOLE
613310
0
0
Mind Medicine (MindMed) Inc.
common
60255C885
6005930
833000
SH
SOLE
833000
0
0
Modular Medical, Inc.
common
60785L207
1185000
750000
SH
SOLE
750000
0
0
Movano, Inc.
common
62459M107
425273
1546447
SH
SOLE
1546447
0
0
Nano Dimension, Ltd. ADR (Isra
common
63008G203
1458877
663126
SH
SOLE
663126
0
0
Natural Gas Services Group Inc
common
63886Q109
14318438
711652
SH
SOLE
711652
0
0
NeuroOne Medical Technologies
common
64130M100
760000
950000
SH
SOLE
950000
0
0
Nuvation Bio, Inc.
common
67080N101
3942000
1350000
SH
SOLE
1350000
0
0
OPKO Health, Inc.
common
68375N103
1625000
1300000
SH
SOLE
1300000
0
0
OncoCyte Corporation
common
68235C107
3236666
1097175
SH
SOLE
1097175
0
0
Ooma, Inc.
common
683416101
12824277
1291468
SH
SOLE
1291468
0
0
OptimizeRx Corporation
common
68401U204
10023640
1002364
SH
SOLE
1002364
0
0
OrthoPediatrics Corporation
common
68752L100
13002827
452115
SH
SOLE
452115
0
0
Orthofix Medical, Inc.
common
68752M108
5959787
449456
SH
SOLE
449456
0
0
Outbrain, Inc.
common
69002R103
1499752
301155
SH
SOLE
301155
0
0
PowerFleet, Inc.
common
73931J109
15658657
3426402
SH
SOLE
3426402
0
0
Proficient Auto Logistic,Inc.
common
74317M104
8390595
522453
SH
SOLE
522453
0
0
Profire Energy, Inc.
common
74316X101
3998354
2815742
SH
SOLE
2815742
0
0
Quipt Home Medical Corp.
common
74880P104
948612
294600
SH
SOLE
294600
0
0
RADCOM, Ltd. (Israel)
common
M81865111
8346044
892625
SH
SOLE
892625
0
0
Red Cat Holdings, Inc.
common
75644T100
5143349
4472477
SH
SOLE
4472477
0
0
Repligen Corporation
common
759916109
9454500
75000
SH
SOLE
75000
0
0
Reservoir Media, Inc.
common
76119X105
5661630
716662
SH
SOLE
716662
0
0
Rocket Lab USA, Inc.
common
773122106
969600
202000
SH
SOLE
202000
0
0
Savara, Inc.
common
805111101
364715
90500
SH
SOLE
90500
0
0
Sera Prognostics, Inc.
common
81749D107
3086179
521314
SH
SOLE
521314
0
0
Serve Robotics, Inc.
common
81758H106
3545987
1818455
SH
SOLE
1818455
0
0
Silynxcom, Ltd. (Israel)
common
M8T145100
1564466
546997
SH
SOLE
546997
0
0
Spero Therapeutics, Inc.
common
84833T103
433420
333400
SH
SOLE
333400
0
0
Structure Therapeutics, Inc.
common
86366E106
1178100
30000
SH
SOLE
30000
0
0
Synchronoss Technologies, Inc.
common
87157B103
4939323
531110
SH
SOLE
531110
0
0
Talkspace, Inc.
common
87427V103
7609044
3308280
SH
SOLE
3308280
0
0
The Lovesac Company
common
54738L109
11666996
516696
SH
SOLE
516696
0
0
The Real Brokerage, Inc.(Canad
common
75585H206
9299138
2290428
SH
SOLE
2290428
0
0
The RealReal, Inc.
common
88339P101
2325826
729099
SH
SOLE
729099
0
0
Turtle Beach Corporation
common
900450206
7849745
547402
SH
SOLE
547402
0
0
Twin Vee PowerCats Co.
common
90177C101
432645
793844
SH
SOLE
793844
0
0
Ultra Clean Holdings, Inc.
common
90385V107
6970152
142248
SH
SOLE
142248
0
0
Universal Technical Institute,
common
913915104
9121827
579900
SH
SOLE
579900
0
0
UroGen Pharma Ltd.
common
M96088105
167800
10000
SH
SOLE
10000
0
0
Usio,Inc.
common
917313108
1942895
1269866
SH
SOLE
1269866
0
0
Vicor Corporation
common
925815102
12096569
364794
SH
SOLE
364794
0
0
Viemed Healthcare, Inc. (Canad
common
92663R105
8449500
1290000
SH
SOLE
1290000
0
0
Vital Farms, Inc.
common
92847W103
7356968
157301
SH
SOLE
157301
0
0
XCel Brands, Inc.
common
98400M101
453846
769230
SH
SOLE
769230
0
0
argenx SE - ADR (Netherlands)
common
04016X101
10751000
25000
SH
SOLE
25000
0
0
nLight, Inc.
common
65487K100
8103557
741405
SH
SOLE
741405
0
0
urban-gro, Inc.
common
91704K202
1920569
1444037
SH
SOLE
1444037
0
0
Clene Inc @1.50 6/16/30 (60day
warrants
999999999
450000
5000000
SH
SOLE
5000000
0
0
Clene Inc. @1.10 6/16/26 (60da
warrants
999999999
150000
5000000
SH
SOLE
5000000
0
0
ElectroCore Inc Pre-funded @.0
warrants
999999999
1446525
225000
SH
SOLE
225000
0
0
ElectroCore Inc. @4.35 2/1/24-
warrants
999999999
1185834
396600
SH
SOLE
396600
0
0
ElectroCore Inc. @6.43 6/5/29
warrants
999999999
172125
112500
SH
SOLE
112500
0
0
ElectroCore, Inc. Pre-funded @
warrants
999999999
3214500
500000
SH
SOLE
500000
0
0
Ideal Power @.001 (pre-funded)
warrants
999999999
1882395
266666
SH
SOLE
266666
0
0
Ideal Power @.001 (pre-funded)
warrants
999999999
1791786
253830
SH
SOLE
253830
0
0
Ideal Power @2.32 11/13/24 9.9
warrants
999999999
2090497
439180
SH
SOLE
439180
0
0
Ideal Power @8.90 8/5/25 9.99
warrants
999999999
33461
39366
SH
SOLE
39366
0
0
Kopin Corporation pre-funded @
warrants
999999999
4979400
6000000
SH
SOLE
6000000
0
0
Lilium N.V. (Germany) @1.50 5/
warrants
999999999
340000
2000000
SH
SOLE
2000000
0
0
Mobilicom Ltd. @5.00 8/31/27 A
warrants
60742B110
47203
363100
SH
SOLE
363100
0
0
NeuroOne Medical @1.75 1/14/26
warrants
999999999
9000
3000000
SH
SOLE
3000000
0
0
OncoCyte Corp (Pre-fund) @.000
warrants
999999999
1011177
342888
SH
SOLE
342888
0
0
OncoCyte Corp @1.53 4/19/27 4.
warrants
999999999
750
3752345
SH
SOLE
3752345
0
0
Turtle Beach Corp. @0 pre-fund
warrants
999999999
7887000
550000
SH
SOLE
550000
0
0