0001535264-23-000061.txt : 20230524
0001535264-23-000061.hdr.sgml : 20230524
20230524170725
ACCESSION NUMBER: 0001535264-23-000061
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230522
FILED AS OF DATE: 20230524
DATE AS OF CHANGE: 20230524
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AWM Investment Company, Inc.
CENTRAL INDEX KEY: 0001535264
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41025
FILM NUMBER: 23955010
BUSINESS ADDRESS:
STREET 1: 527 MADISON AVENUE
STREET 2: SUITE 2600
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-319-6670
MAIL ADDRESS:
STREET 1: 527 MADISON AVENUE
STREET 2: SUITE 2600
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Real Good Food Company, Inc.
CENTRAL INDEX KEY: 0001871149
STANDARD INDUSTRIAL CLASSIFICATION: FOOD & KINDRED PRODUCTS [2000]
IRS NUMBER: 871280343
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3 EXECUTIVE CAMPUS, SUITE 155
CITY: CHERRY HILL
STATE: NJ
ZIP: 08002
BUSINESS PHONE: (856) 644-5624
MAIL ADDRESS:
STREET 1: 3 EXECUTIVE CAMPUS, SUITE 155
CITY: CHERRY HILL
STATE: NJ
ZIP: 08002
FORMER COMPANY:
FORMER CONFORMED NAME: Project Clean, Inc.
DATE OF NAME CHANGE: 20210706
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0407
4
2023-05-22
0
0001871149
Real Good Food Company, Inc.
RGF
0001535264
AWM Investment Company, Inc.
527 MADISON AVENUE
SUITE 2600
NEW YORK
NY
10022
0
0
1
0
0
Common Stock
2023-05-22
4
S
0
2004
3.9287
D
792258
I
By Limited Partnerships
Common Stock
2023-05-23
4
S
0
7500
3.6522
D
784758
I
By Limited Partnerships
Common Stock
2023-05-23
4
S
0
5000
3.654
D
779758
I
By Limited Partnerships
Common Stock
2023-05-24
4
S
0
7954
3.5324
D
771804
I
By Limited Partnerships
This is a weighted average price.
AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 582,711 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 189,093 Shares held by Cay.
David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Adam Stettner
2023-05-24