The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Adesto Technologies Corporatio | common | 00687D101 | 22,124 | 2,714,544 | SH | SOLE | 2,714,544 | 0 | 0 | ||
Aehr Test Systems | common | 00760J108 | 3,133 | 1,898,524 | SH | SOLE | 1,898,524 | 0 | 0 | ||
American Superconductor Corp | common | 030111207 | 10,206 | 1,099,828 | SH | SOLE | 1,099,828 | 0 | 0 | ||
Anchiano Therapeutics, Ltd. | common | 03280X102 | 448 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
Aqua Metals, Inc. | common | 03837J101 | 8,554 | 5,121,986 | SH | SOLE | 5,121,986 | 0 | 0 | ||
Atomera Incorporated | common | 04965B100 | 8,347 | 1,659,450 | SH | SOLE | 1,659,450 | 0 | 0 | ||
Avid Bioservices, Inc. | common | 05368M106 | 3,952 | 705,707 | SH | SOLE | 705,707 | 0 | 0 | ||
BioTelemetry, Inc. | common | 090672106 | 4,093 | 85,000 | SH | SOLE | 85,000 | 0 | 0 | ||
Biofrontera AG (Germany) | common | 999999999 | 7,152 | 800,000 | SH | SOLE | 800,000 | 0 | 0 | ||
Boingo Wireless, Inc. | common | 09739C102 | 6,851 | 381,246 | SH | SOLE | 381,246 | 0 | 0 | ||
Broadwind Energy, Inc. | common | 11161T207 | 2,601 | 1,171,834 | SH | SOLE | 1,171,834 | 0 | 0 | ||
CEVA, Inc. | common | 157210105 | 11,688 | 480,000 | SH | SOLE | 480,000 | 0 | 0 | ||
CPI Aerostructures, Inc. | common | 125919308 | 4,111 | 488,796 | SH | SOLE | 488,796 | 0 | 0 | ||
CVD Equipment Corporation | common | 126601103 | 947 | 259,414 | SH | SOLE | 259,414 | 0 | 0 | ||
CareDx, Inc. | common | 14167L103 | 8,997 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
Cellular Biomedicine Group | common | 15117P102 | 1,325 | 80,165 | SH | SOLE | 80,165 | 0 | 0 | ||
Century Casinos, Inc. | common | 156492100 | 10,965 | 1,130,402 | SH | SOLE | 1,130,402 | 0 | 0 | ||
Citi Trends, Inc. | common | 17306X102 | 5,202 | 355,808 | SH | SOLE | 355,808 | 0 | 0 | ||
Cryoport, Inc. | common | 229050307 | 641 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
DSP Group, Inc. | common | 23332B106 | 5,395 | 375,662 | SH | SOLE | 375,662 | 0 | 0 | ||
Del Frisco's Restaurant Group | common | 245077102 | 795 | 99,900 | SH | SOLE | 99,900 | 0 | 0 | ||
Destination XL Group, Inc. | common | 25065K104 | 502 | 285,176 | SH | SOLE | 285,176 | 0 | 0 | ||
Enservco Corporation | common | 29358Y102 | 1,608 | 4,275,290 | SH | SOLE | 4,275,290 | 0 | 0 | ||
Eton Pharmaceuticals, Inc. | common | 29772L108 | 3,357 | 425,000 | SH | SOLE | 425,000 | 0 | 0 | ||
Everspin Technology, Inc. | common | 30041T104 | 10,319 | 1,582,742 | SH | SOLE | 1,582,742 | 0 | 0 | ||
Gaia, Inc. | common | 36269P104 | 5,429 | 716,180 | SH | SOLE | 716,180 | 0 | 0 | ||
Graham Corp. | common | 384556106 | 3,858 | 190,886 | SH | SOLE | 190,886 | 0 | 0 | ||
I.D. Systems Inc. | common | 449489103 | 1,176 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
IZEA Worldwide, Inc. | common | 46604H105 | 1,097 | 2,140,000 | SH | SOLE | 2,140,000 | 0 | 0 | ||
Ideal Power, Inc. | common | 451622104 | 754 | 2,431,829 | SH | SOLE | 2,431,829 | 0 | 0 | ||
Immersion Corporation | common | 452521107 | 147 | 19,309 | SH | SOLE | 19,309 | 0 | 0 | ||
Impinj, Inc. | common | 453204109 | 14,684 | 513,077 | SH | SOLE | 513,077 | 0 | 0 | ||
Infusystem Holdings, Inc. | common | 45685K102 | 7,978 | 1,855,362 | SH | SOLE | 1,855,362 | 0 | 0 | ||
Inspired Entertainment, Inc. | common | 45782N108 | 8,428 | 998,543 | SH | SOLE | 998,543 | 0 | 0 | ||
Iteris, Inc. | common | 46564T107 | 1,933 | 373,859 | SH | SOLE | 373,859 | 0 | 0 | ||
Kopin Corporation | common | 500600101 | 7,938 | 7,282,997 | SH | SOLE | 7,282,997 | 0 | 0 | ||
Kornit Digital, Ltd. (Israel) | common | M6372Q113 | 3,236 | 102,200 | SH | SOLE | 102,200 | 0 | 0 | ||
LRAD Corporation | common | 50213V109 | 16,288 | 4,950,706 | SH | SOLE | 4,950,706 | 0 | 0 | ||
LeMaitre Vascular Inc. | common | 525558201 | 8,814 | 315,000 | SH | SOLE | 315,000 | 0 | 0 | ||
Limelight Networks, Inc. | common | 53261M104 | 4,017 | 1,487,954 | SH | SOLE | 1,487,954 | 0 | 0 | ||
LiqTech International, Inc.(De | common | 53632A102 | 21,537 | 2,173,290 | SH | SOLE | 2,173,290 | 0 | 0 | ||
LivePerson, Inc. | common | 538146101 | 23,214 | 827,900 | SH | SOLE | 827,900 | 0 | 0 | ||
Lovesac Company, The | common | 54738L109 | 18,164 | 584,600 | SH | SOLE | 584,600 | 0 | 0 | ||
Magal Security System, Ltd (Is | common | 2544056US | 1,994 | 395,656 | SH | SOLE | 395,656 | 0 | 0 | ||
Manitex International, Inc. | common | 563420108 | 2,036 | 333,265 | SH | SOLE | 333,265 | 0 | 0 | ||
MasterCraft Boat Holdings, Inc | common | 57637H103 | 6,331 | 323,174 | SH | SOLE | 323,174 | 0 | 0 | ||
MaxLinear, Inc. | common | 57776J100 | 580 | 24,731 | SH | SOLE | 24,731 | 0 | 0 | ||
Microvision, Inc. | common | 594960304 | 5,783 | 7,182,317 | SH | SOLE | 7,182,317 | 0 | 0 | ||
Millendo Therapeutics, Inc. | common | 60040X103 | 897 | 77,629 | SH | SOLE | 77,629 | 0 | 0 | ||
Mohawk Group Holdings, Inc. | common | 608189106 | 4,557 | 564,675 | SH | SOLE | 564,675 | 0 | 0 | ||
Myomo, Inc. | common | 62857J102 | 422 | 603,409 | SH | SOLE | 603,409 | 0 | 0 | ||
NV5 Global, Inc. | common | 62945V109 | 1,221 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
Nano Dimension, Ltd. ADR (Isra | common | 63008G104 | 640 | 1,333,000 | SH | SOLE | 1,333,000 | 0 | 0 | ||
NeoPhotonics Corporation | common | 64051T100 | 9,018 | 2,157,523 | SH | SOLE | 2,157,523 | 0 | 0 | ||
Neonode, Inc. | common | 64051M402 | 513 | 238,413 | SH | SOLE | 238,413 | 0 | 0 | ||
Neuronetics, Inc. | common | 64131A105 | 289 | 23,074 | SH | SOLE | 23,074 | 0 | 0 | ||
OPKO Health, Inc. | common | 68375N103 | 1,464 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
Ocean Power Technologies, Inc. | common | 674870506 | 668 | 349,900 | SH | SOLE | 349,900 | 0 | 0 | ||
Ooma,Inc. | common | 683416101 | 13,132 | 1,253,006 | SH | SOLE | 1,253,006 | 0 | 0 | ||
OptimizeRx Corporation | common | 68401U105 | 21,986 | 1,357,186 | SH | SOLE | 1,357,186 | 0 | 0 | ||
OrthoPediatrics, Corp. | common | 68752L100 | 13,379 | 343,041 | SH | SOLE | 343,041 | 0 | 0 | ||
PC-Tel, Inc. | common | 69325Q105 | 846 | 190,987 | SH | SOLE | 190,987 | 0 | 0 | ||
Pfsweb, Inc. | common | 717098206 | 7,420 | 1,832,185 | SH | SOLE | 1,832,185 | 0 | 0 | ||
Primo Water Corp. | common | 74165N105 | 1,255 | 102,000 | SH | SOLE | 102,000 | 0 | 0 | ||
QuickLogic Corporation | common | 74837P108 | 3,119 | 5,419,435 | SH | SOLE | 5,419,435 | 0 | 0 | ||
RADCOM, Ltd. | common | M81865111 | 4,114 | 499,298 | SH | SOLE | 499,298 | 0 | 0 | ||
Reata Pharmaceuticals, Inc. | common | 75615P103 | 7,076 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
Reed's, Inc. | common | 758338107 | 9,015 | 2,385,035 | SH | SOLE | 2,385,035 | 0 | 0 | ||
Repligen Corporation | common | 759916109 | 10,400 | 121,000 | SH | SOLE | 121,000 | 0 | 0 | ||
Sequans Communications S.A. AD | common | 817323108 | 8,466 | 9,370,202 | SH | SOLE | 9,370,202 | 0 | 0 | ||
SharpSpring, Inc. | common | 820054104 | 4,118 | 317,020 | SH | SOLE | 317,020 | 0 | 0 | ||
Sientra, Inc. | common | 82621J105 | 2,156 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
Spero Therapeutics, Inc. | common | 84833T103 | 6,887 | 598,315 | SH | SOLE | 598,315 | 0 | 0 | ||
Tactile Systems Technology, In | common | 87357P100 | 7,668 | 134,714 | SH | SOLE | 134,714 | 0 | 0 | ||
TravelCenters of America LLC | common | 894174101 | 524 | 144,672 | SH | SOLE | 144,672 | 0 | 0 | ||
Trevena, Inc. | common | 89532E109 | 3,352 | 3,254,779 | SH | SOLE | 3,254,779 | 0 | 0 | ||
Tuesday Morning Corporation | common | 899035505 | 1,767 | 1,045,635 | SH | SOLE | 1,045,635 | 0 | 0 | ||
Turtle Beach Corporation | common | 900450206 | 6,480 | 560,543 | SH | SOLE | 560,543 | 0 | 0 | ||
Ultra Clean Holdings, Inc. | common | 90385V107 | 8,352 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
Verb Technology Co. | common | 923370U10 | 1,280 | 640,000 | SH | SOLE | 640,000 | 0 | 0 | ||
Veru,Inc. | common | 92536C103 | 2,130 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
Vivint Solar, Inc. | common | 92854q106 | 4,616 | 632,354 | SH | SOLE | 632,354 | 0 | 0 | ||
Yatra Online, Inc. (India) | common | 999999999 | 2,244 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
Zafgen, Inc. | common | 98885E102 | 2,210 | 1,857,171 | SH | SOLE | 1,857,171 | 0 | 0 | ||
Zagg, Inc. | common | 98884U108 | 411 | 59,000 | SH | SOLE | 59,000 | 0 | 0 | ||
Zealand Pharma A/S (Denmark) | common | 999999999 | 8,913 | 410,185 | SH | SOLE | 410,185 | 0 | 0 | ||
Zealand Pharma A/S ADR (Denmar | common | 98920Y304 | 431 | 19,981 | SH | SOLE | 19,981 | 0 | 0 | ||
argenx SE - ADR (Netherlands) | common | 04016X101 | 13,450 | 95,000 | SH | SOLE | 95,000 | 0 | 0 | ||
eMagin Corporation | common | 29076N206 | 2,044 | 4,492,624 | SH | SOLE | 4,492,624 | 0 | 0 | ||
voxeljet AG, ADR (Germany) | common | 92912L107 | 5,126 | 2,785,927 | SH | SOLE | 2,785,927 | 0 | 0 | ||
Ideal Power, Inc. Series A PS | preferred | 999999999 | 251 | 810,000 | SH | SOLE | 810,000 | 0 | 0 | ||
Cellectar Biosciences @4.68 8/ | warrants | 15117F203 | 5 | 106,600 | SH | SOLE | 106,600 | 0 | 0 | ||
EyeGate Pharmaceuticals @10.62 | warrants | 30233M115 | 2 | 137,092 | SH | SOLE | 137,092 | 0 | 0 | ||
Ideal Power @2.41 9/4/17-3/3/2 | warrants | 999999999 | 12 | 1,183,430 | SH | SOLE | 1,183,430 | 0 | 0 | ||
Neonode (Pre-fund $1) @.10 no | warrants | 999999999 | 738 | 360,000 | SH | SOLE | 360,000 | 0 | 0 | ||
Neonode Inc @11.20 2/17/17-2/1 | warrants | 999999999 | 22 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
Sensus Healthcare, Inc @6.75 6 | warrants | 81728J117 | 43 | 130,261 | SH | SOLE | 130,261 | 0 | 0 | ||
Turtle Beach Corp. @0 pre-fund | warrants | 999999999 | 6,358 | 550,000 | SH | SOLE | 550,000 | 0 | 0 | ||
Verb Technology Co. @3.443 4/9 | warrants | 92337U112 | 614 | 640,000 | SH | SOLE | 640,000 | 0 | 0 | ||
eMagin Corp @.78 10/9/19-10/9/ | warrants | 999999999 | 270 | 3,000,000 | SH | SOLE | 3,000,000 | 0 | 0 | ||
eMagin Corporation @.01 pre fu | warrants | 999999999 | 1,800 | 4,000,000 | SH | SOLE | 4,000,000 | 0 | 0 | ||
eMagin Corporation @1.55 1/29/ | warrants | 999999999 | 44 | 890,000 | SH | SOLE | 890,000 | 0 | 0 | ||
eMagin Corporation @2.45 5/24/ | warrants | 999999999 | 32 | 1,625,000 | SH | SOLE | 1,625,000 | 0 | 0 |