The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Adesto Technologies Corporatio | common | 00687D101 | 16,813 | 2,778,968 | SH | SOLE | 2,778,968 | 0 | 0 | ||
Aehr Test Systems | common | 00760J108 | 2,620 | 1,898,524 | SH | SOLE | 1,898,524 | 0 | 0 | ||
American Superconductor Corp | common | 030111207 | 13,854 | 1,077,268 | SH | SOLE | 1,077,268 | 0 | 0 | ||
Anchiano Therapeutics, Ltd. | common | 03280X102 | 679 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
Aqua Metals, Inc. | common | 03837J101 | 11,060 | 3,602,486 | SH | SOLE | 3,602,486 | 0 | 0 | ||
Atomera Incorporated | common | 04965B100 | 3,955 | 1,459,450 | SH | SOLE | 1,459,450 | 0 | 0 | ||
BioTelemetry, Inc. | common | 090672106 | 4,070 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
Biofrontera AG (Germany) | common | 999999999 | 5,045 | 800,000 | SH | SOLE | 800,000 | 0 | 0 | ||
Boingo Wireless, Inc. | common | 09739C102 | 4,918 | 211,246 | SH | SOLE | 211,246 | 0 | 0 | ||
Broadwind Energy, Inc. | common | 11161T207 | 1,969 | 1,171,834 | SH | SOLE | 1,171,834 | 0 | 0 | ||
CEVA, Inc. | common | 157210105 | 19,814 | 734,947 | SH | SOLE | 734,947 | 0 | 0 | ||
CPI Aerostructures, Inc. | common | 125919308 | 3,760 | 578,438 | SH | SOLE | 578,438 | 0 | 0 | ||
CVD Equipment Corporation | common | 126601103 | 1,019 | 259,414 | SH | SOLE | 259,414 | 0 | 0 | ||
CareDx, Inc. | common | 14167L103 | 9,015 | 286,002 | SH | SOLE | 286,002 | 0 | 0 | ||
Century Casinos, Inc. | common | 156492100 | 10,241 | 1,130,402 | SH | SOLE | 1,130,402 | 0 | 0 | ||
Citi Trends, Inc. | common | 17306X102 | 6,871 | 355,808 | SH | SOLE | 355,808 | 0 | 0 | ||
DSP Group, Inc. | common | 23332B106 | 6,366 | 452,460 | SH | SOLE | 452,460 | 0 | 0 | ||
Del Frisco's Restaurant Group | common | 245077102 | 1,037 | 161,718 | SH | SOLE | 161,718 | 0 | 0 | ||
Destination XL Group, Inc. | common | 25065K104 | 699 | 285,176 | SH | SOLE | 285,176 | 0 | 0 | ||
Enservco Corporation | common | 29358Y102 | 2,210 | 4,169,250 | SH | SOLE | 4,169,250 | 0 | 0 | ||
Eton Pharmaceuticals, Inc. | common | 29772L108 | 3,400 | 425,000 | SH | SOLE | 425,000 | 0 | 0 | ||
Everspin Technology, Inc. | common | 30041T104 | 12,124 | 1,582,742 | SH | SOLE | 1,582,742 | 0 | 0 | ||
Gaia, Inc. | common | 36269P104 | 2,955 | 322,974 | SH | SOLE | 322,974 | 0 | 0 | ||
Graham Corp. | common | 384556106 | 2,928 | 149,146 | SH | SOLE | 149,146 | 0 | 0 | ||
I.D. Systems Inc. | common | 449489103 | 1,186 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
Ideal Power, Inc. | common | 451622104 | 501 | 1,431,829 | SH | SOLE | 1,431,829 | 0 | 0 | ||
Immersion Corporation | common | 452521107 | 180 | 21,309 | SH | SOLE | 21,309 | 0 | 0 | ||
Impinj, Inc. | common | 453204109 | 10,002 | 596,949 | SH | SOLE | 596,949 | 0 | 0 | ||
Infusystem Holdings, Inc. | common | 45685K102 | 8,518 | 1,700,270 | SH | SOLE | 1,700,270 | 0 | 0 | ||
Inspired Entertainment, Inc. | common | 45782N108 | 6,489 | 973,543 | SH | SOLE | 973,543 | 0 | 0 | ||
Iteris, Inc. | common | 46564T107 | 1,559 | 373,859 | SH | SOLE | 373,859 | 0 | 0 | ||
Kopin Corporation | common | 500600101 | 9,759 | 7,282,997 | SH | SOLE | 7,282,997 | 0 | 0 | ||
Kornit Digital, Ltd. (Israel) | common | M6372Q113 | 6,278 | 263,796 | SH | SOLE | 263,796 | 0 | 0 | ||
LRAD Corporation (F4) | common | 50213V109 | 14,110 | 4,950,706 | SH | SOLE | 4,950,706 | 0 | 0 | ||
LeMaitre Vascular Inc. | common | 525558201 | 10,230 | 330,000 | SH | SOLE | 330,000 | 0 | 0 | ||
LiqTech International Inc. | common | 53632A102 | 11,413 | 5,308,382 | SH | SOLE | 5,308,382 | 0 | 0 | ||
LivePerson, Inc. | common | 538146101 | 24,026 | 827,900 | SH | SOLE | 827,900 | 0 | 0 | ||
Lovesac Company, The | common | 54738L109 | 16,953 | 609,600 | SH | SOLE | 609,600 | 0 | 0 | ||
Magal Security System, Ltd | common | 2544056US | 2,053 | 395,656 | SH | SOLE | 395,656 | 0 | 0 | ||
Manitex International, Inc. | common | 563420108 | 2,606 | 340,634 | SH | SOLE | 340,634 | 0 | 0 | ||
MasterCraft Boat Holdings, Inc | common | 57637H103 | 7,294 | 323,174 | SH | SOLE | 323,174 | 0 | 0 | ||
MaxLinear, Inc. | common | 57776J100 | 1,679 | 65,764 | SH | SOLE | 65,764 | 0 | 0 | ||
Maxwell Technologies, Inc. | common | 577767106 | 1,703 | 380,878 | SH | SOLE | 380,878 | 0 | 0 | ||
Microvision, Inc. | common | 594960304 | 7,864 | 8,116,909 | SH | SOLE | 8,116,909 | 0 | 0 | ||
Millendo Therapeutics, Inc. | common | 60040X103 | 300 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
Myomo, Inc. | common | 62857J102 | 720 | 600,200 | SH | SOLE | 600,200 | 0 | 0 | ||
NV5 Global, Inc. | common | 62945V109 | 890 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
Nano Dimension Ltd. ADR(Israel | common | 63008G104 | 946 | 1,333,000 | SH | SOLE | 1,333,000 | 0 | 0 | ||
NeoPhotonics Corporation | common | 64051T100 | 15,191 | 2,415,051 | SH | SOLE | 2,415,051 | 0 | 0 | ||
Neonode, Inc. | common | 64051M402 | 1,012 | 320,279 | SH | SOLE | 320,279 | 0 | 0 | ||
Neuronetics, Inc. | common | 64131A105 | 2,707 | 177,487 | SH | SOLE | 177,487 | 0 | 0 | ||
Nuvectra Corporation | common | 67075N108 | 3,513 | 319,089 | SH | SOLE | 319,089 | 0 | 0 | ||
OPKO Health, Inc. | common | 68375N103 | 1,566 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
Ooma,Inc. | common | 683416101 | 16,285 | 1,230,006 | SH | SOLE | 1,230,006 | 0 | 0 | ||
OptimizeRx Corporation | common | 68401U105 | 17,128 | 1,346,528 | SH | SOLE | 1,346,528 | 0 | 0 | ||
OrthoPediatrics, Corp. | common | 68752L100 | 16,500 | 373,041 | SH | SOLE | 373,041 | 0 | 0 | ||
PC-Tel, Inc. | common | 69325Q105 | 957 | 190,987 | SH | SOLE | 190,987 | 0 | 0 | ||
Pfsweb, Inc. | common | 717098206 | 5,799 | 1,113,003 | SH | SOLE | 1,113,003 | 0 | 0 | ||
Primo Water Corp. | common | 74165N105 | 928 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
QuickLogic Corp. | common | 74837P108 | 1,477 | 2,419,435 | SH | SOLE | 2,419,435 | 0 | 0 | ||
RADCOM, Ltd. | common | M81865111 | 3,705 | 499,298 | SH | SOLE | 499,298 | 0 | 0 | ||
Reata Pharmaceuticals, Inc. | common | 75615P103 | 6,410 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
Reed's, Inc. | common | 758338107 | 8,408 | 2,909,202 | SH | SOLE | 2,909,202 | 0 | 0 | ||
Repligen Corporation | common | 759916109 | 7,149 | 121,000 | SH | SOLE | 121,000 | 0 | 0 | ||
Sequans Communications - ADR | common | 817323108 | 10,136 | 9,214,784 | SH | SOLE | 9,214,784 | 0 | 0 | ||
SharpSpring, Inc. | common | 820054104 | 6,527 | 407,454 | SH | SOLE | 407,454 | 0 | 0 | ||
Spero Therapeutics, Inc. | common | 84833T103 | 7,203 | 562,296 | SH | SOLE | 562,296 | 0 | 0 | ||
Tactile Systems Technology | common | 87357P100 | 6,575 | 124,714 | SH | SOLE | 124,714 | 0 | 0 | ||
Tecnoglass, Inc. (Colombia) | common | G87264100 | 2,440 | 335,171 | SH | SOLE | 335,171 | 0 | 0 | ||
TravelCenters of America LLC | common | 894174101 | 389 | 94,672 | SH | SOLE | 94,672 | 0 | 0 | ||
Trevena, Inc. | common | 89532E109 | 5,616 | 3,600,000 | SH | SOLE | 3,600,000 | 0 | 0 | ||
Tuesday Morning Corporation | common | 899035505 | 3,184 | 1,501,989 | SH | SOLE | 1,501,989 | 0 | 0 | ||
Turtle Beach Corporation | common | 900450206 | 5,913 | 520,543 | SH | SOLE | 520,543 | 0 | 0 | ||
Ultra Clean Holdings, Inc. | common | 90385V107 | 6,520 | 630,000 | SH | SOLE | 630,000 | 0 | 0 | ||
Veru,Inc. | common | 92536C103 | 1,460 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
Vivint Solar, Inc. | common | 92854q106 | 3,506 | 705,354 | SH | SOLE | 705,354 | 0 | 0 | ||
Yatra Online, Inc. (India) | common | 999999999 | 2,946 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
Zafgen, Inc. | common | 98885E102 | 3,842 | 1,402,297 | SH | SOLE | 1,402,297 | 0 | 0 | ||
Zealand Pharma A/S (Denmark) | common | 999999999 | 7,325 | 410,185 | SH | SOLE | 410,185 | 0 | 0 | ||
Zealand Pharma A/S ADR (Denmar | common | 98920Y304 | 340 | 19,981 | SH | SOLE | 19,981 | 0 | 0 | ||
argenx SE - ADR (Netherlands) | common | 04016X101 | 11,860 | 95,000 | SH | SOLE | 95,000 | 0 | 0 | ||
eMagin Corporation | common | 29076N206 | 3,748 | 4,492,624 | SH | SOLE | 4,492,624 | 0 | 0 | ||
scPharmaceuticals, Inc. | common | 810648105 | 738 | 246,057 | SH | SOLE | 246,057 | 0 | 0 | ||
voxeljet AG, ADR (Germany) | common | 92912L107 | 6,296 | 2,785,927 | SH | SOLE | 2,785,927 | 0 | 0 | ||
Ideal Power, Inc. Series A PS | preferred | 999999999 | 283 | 810,000 | SH | SOLE | 810,000 | 0 | 0 | ||
Cellectar Biosciences @4.68 8/ | warrants | 15117F203 | 11 | 106,600 | SH | SOLE | 106,600 | 0 | 0 | ||
EyeGate Pharmaceuticals @10.62 | warrants | 30233M115 | 3 | 137,092 | SH | SOLE | 137,092 | 0 | 0 | ||
Ideal Power @2.41 9/4/17-3/3/2 | warrants | 999999999 | 12 | 1,183,430 | SH | SOLE | 1,183,430 | 0 | 0 | ||
Neonode (Pre-fund $1) @.10 no | warrants | 999999999 | 1,102 | 360,000 | SH | SOLE | 360,000 | 0 | 0 | ||
Neonode Inc @11.20 2/17/17-2/1 | warrants | 999999999 | 124 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
Sensus Healthcare, Inc @6.75 6 | warrants | 81728J117 | 65 | 130,261 | SH | SOLE | 130,261 | 0 | 0 | ||
Turtle Beach Corp. @0 pre-fund | warrants | 999999999 | 6,248 | 550,000 | SH | SOLE | 550,000 | 0 | 0 | ||
eMagin Corporation @1.55 1/29/ | warrants | 999999999 | 133 | 890,000 | SH | SOLE | 890,000 | 0 | 0 | ||
eMagin Corporation @2.45 5/24/ | warrants | 999999999 | 130 | 1,625,000 | SH | SOLE | 1,625,000 | 0 | 0 |