0001144204-13-009407.txt : 20130219 0001144204-13-009407.hdr.sgml : 20130219 20130214173834 ACCESSION NUMBER: 0001144204-13-009407 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130215 DATE AS OF CHANGE: 20130214 EFFECTIVENESS DATE: 20130215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cai Capital Management, Inc. CENTRAL INDEX KEY: 0001535242 IRS NUMBER: 452573465 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14766 FILM NUMBER: 13616423 BUSINESS ADDRESS: STREET 1: 600 THIRD AVE STREET 2: 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 214-282-3548 MAIL ADDRESS: STREET 1: 600 THIRD AVE STREET 2: 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 13F-HR 1 v334113_13fhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012. Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Cai Capital Management, Inc. Address: 600 Third Avenue, 2nd Floor, New York, NY 10016. Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Christopher Wurtz Title: President Phone: 214-282-3548 Signature, Place and Date of Signing: /s/ Christopher Wurtz New York, NY February 14, 2013 Note that the Information Table entry total and the Information Table value total both exclude a significant number of the reporting manager's portfolio positions which have been omitted by application of the de minimus rule specified in Item 10 to the Form 13F instructions. Report Type (Check one only): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Cai Capital Management, Inc. Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 122 Form 13F Information Table Value Total: $70,959 (thousands) List of Other Included Managers: None 2 Cai Capital Management, Inc. FORM 13F INFORMATION TABLE FOR THE QUARTER ENDED 12/31/2012
MARKET TITLE OF VALUE SHARES/PRN SH/ PUT/ INVESTMENT OTHER VOTING NAME OF ISSUER CLASS CUSIP (X1000) AMOUNT PRN CALL DISCRETION MANAGERS AUTHORITY ----------------------------------------------------------------------------------------------------------------- ACE LTD Common Stock H0023R105 267 3350 SH SOLE SOLE AETNA INC Common Stock 00817Y108 780 16849 SH SOLE SOLE AFFILIATED MANAGERS GROUP Common Stock 008252108 265 2038 SH SOLE SOLE AFLAC INC Common Stock 001055102 1300 24471 SH SOLE SOLE AGCO CORP Common Stock 001084102 215 4377 SH SOLE SOLE ALEXANDRIA REAL ESTATE EQUIT Common Stock 015271109 810 11684 SH SOLE SOLE ALLSTATE CORP Common Stock 020002101 514 12784 SH SOLE SOLE ALTRIA GROUP INC Common Stock 02209S103 804 25565 SH SOLE SOLE AMERICAN CAPITAL AGENCY CORP Common Stock 02503X105 524 18129 SH SOLE SOLE AMERICAN ELECTRIC POWER Common Stock 025537101 268 6274 SH SOLE SOLE AMERICAN TOWER CORP Common Stock 03027X100 775 10036 SH SOLE SOLE AMERIPRISE FINANCIAL INC Common Stock 03076C106 501 7999 SH SOLE SOLE AMGEN INC Common Stock 031162100 1127 13078 SH SOLE SOLE AT&T INC Common Stock 00206R102 455 13487 SH SOLE SOLE AVAGO TECHNOLOGIES LTD Common Stock Y0486S104 1611 50893 SH SOLE SOLE BANK OF NEW YORK MELLON CORP Common Stock 064058100 333 12947 SH SOLE SOLE BMC SOFTWARE INC Common Stock 055921100 574 14491 SH SOLE SOLE BOEING CO/THE Common Stock 097023105 1143 15164 SH SOLE SOLE BOSTON SCIENTIFIC CORP Common Stock 101137107 100 17393 SH SOLE SOLE BROADCOM CORP-CL A Common Stock 111320107 913 27495 SH SOLE SOLE CARNIVAL CORP Common Stock 143658300 464 12615 SH SOLE SOLE CBL & ASSOCIATES PROPERTIES Common Stock 124830100 693 32659 SH SOLE SOLE CENTERPOINT ENERGY INC Common Stock 15189T107 915 47533 SH SOLE SOLE CF INDUSTRIES HOLDINGS INC Common Stock 125269100 1023 5033 SH SOLE SOLE CIGNA CORP Common Stock 125509109 467 8729 SH SOLE SOLE CINCINNATI FINANCIAL CORP Common Stock 172062101 217 5534 SH SOLE SOLE CISCO SYSTEMS INC Common Stock 17275R102 632 32154 SH SOLE SOLE CITIGROUP INC Common Stock 172967424 550 13895 SH SOLE SOLE COCA-COLA CO/THE Common Stock 191216100 374 10308 SH SOLE SOLE CONCUR TECHNOLOGIES INC Common Stock 206708109 418 6185 SH SOLE SOLE COOPER COS INC/THE Common Stock 216648402 435 4699 SH SOLE SOLE CSX CORP Common Stock 126408103 555 28131 SH SOLE SOLE DEERE & CO Common Stock 244199105 663 7670 SH SOLE SOLE DELL INC Common Stock 24702R101 369 36413 SH SOLE SOLE DISCOVER FINANCIAL SERVICES Common Stock 254709108 459 11906 SH SOLE SOLE DR HORTON INC Common Stock 23331A109 200 10101 SH SOLE SOLE DUKE ENERGY CORP Common Stock 26441C204 665 10419 SH SOLE SOLE EATON CORP PLC Common Stock G29183103 468 8631 SH SOLE SOLE ECOLAB INC Common Stock 278865100 371 5161 SH SOLE SOLE ELDORADO GOLD CORP Common Stock 284902103 528 40994 SH SOLE SOLE ENTERGY CORP Common Stock 29364G103 341 5348 SH SOLE SOLE EQUITY RESIDENTIAL Common Stock 29476L107 518 9146 SH SOLE SOLE FLUOR CORP Common Stock 343412102 216 3670 SH SOLE SOLE FRANKLIN RESOURCES INC Common Stock 354613101 2012 16005 SH SOLE SOLE GENERAL ELECTRIC CO Common Stock 369604103 323 15394 SH SOLE SOLE GENERAL MOTORS CO Common Stock 37045V100 283 9821 SH SOLE SOLE GOLDCORP INC Common Stock 380956409 361 9829 SH SOLE SOLE GOLDMAN SACHS GROUP INC Common Stock 38141G104 354 2775 SH SOLE SOLE HCP INC Common Stock 40414L109 676 14976 SH SOLE SOLE HENRY SCHEIN INC Common Stock 806407102 252 3130 SH SOLE SOLE HOME DEPOT INC Common Stock 437076102 641 10368 SH SOLE SOLE HUNTINGTON BANCSHARES INC Common Stock 446150104 357 55901 SH SOLE SOLE HUNTSMAN CORP Common Stock 447011107 569 35797 SH SOLE SOLE IAMGOLD CORP Common Stock 450913108 215 18812 SH SOLE SOLE INGERSOLL-RAND PLC Common Stock G47791101 558 11626 SH SOLE SOLE INTEGRYS ENERGY GROUP INC Common Stock 45822P105 235 4500 SH SOLE SOLE INTEL CORP Common Stock 458140100 1714 83125 SH SOLE SOLE INTUIT INC Common Stock 461202103 1126 18929 SH SOLE SOLE JPMORGAN CHASE & CO Common Stock 46625H100 589 13398 SH SOLE SOLE JUNIPER NETWORKS INC Common Stock 48203R104 625 31774 SH SOLE SOLE KEYCORP Common Stock 493267108 707 83943 SH SOLE SOLE KIMCO REALTY CORP Common Stock 49446R109 313 16193 SH SOLE SOLE KOHLS CORP Common Stock 500255104 223 5183 SH SOLE SOLE L-3 COMMUNICATIONS HOLDINGS Common Stock 502424104 836 10916 SH SOLE SOLE LAM RESEARCH CORP Common Stock 512807108 841 23264 SH SOLE SOLE LAS VEGAS SANDS CORP Common Stock 517834107 310 6708 SH SOLE SOLE LENNAR CORP-A Common Stock 526057104 338 8751 SH SOLE SOLE LIFE TECHNOLOGIES CORP Common Stock 53217V109 634 12934 SH SOLE SOLE LIMITED BRANDS INC Common Stock 532716107 584 12411 SH SOLE SOLE LOCKHEED MARTIN CORP Common Stock 539830109 466 5052 SH SOLE SOLE LSI CORP Common Stock 502161102 311 44049 SH SOLE SOLE MARVELL TECHNOLOGY GROUP LTD Common Stock G5876H105 318 43731 SH SOLE SOLE MASCO CORP Common Stock 574599106 924 55442 SH SOLE SOLE MEDTRONIC INC Common Stock 585055106 1060 25834 SH SOLE SOLE MERCK & CO. INC. Common Stock 58933Y105 1520 37122 SH SOLE SOLE MORGAN STANLEY Common Stock 617446448 733 38317 SH SOLE SOLE NORTHROP GRUMMAN CORP Common Stock 666807102 580 8586 SH SOLE SOLE NUANCE COMMUNICATIONS INC Common Stock 67020Y100 205 9182 SH SOLE SOLE NUCOR CORP Common Stock 670346105 295 6841 SH SOLE SOLE NVIDIA CORP Common Stock 67066G104 727 59315 SH SOLE SOLE OGE ENERGY CORP Common Stock 670837103 426 7561 SH SOLE SOLE P G & E CORP Common Stock 69331C108 394 9799 SH SOLE SOLE PANERA BREAD COMPANY-CLASS A Common Stock 69840W108 346 2177 SH SOLE SOLE PAYCHEX INC Common Stock 704326107 589 18930 SH SOLE SOLE PEPCO HOLDINGS INC Common Stock 713291102 422 21498 SH SOLE SOLE PFIZER INC Common Stock 717081103 500 19927 SH SOLE SOLE PHILIP MORRIS INTERNATIONAL Common Stock 718172109 262 3127 SH SOLE SOLE PNC FINANCIAL SERVICES GROUP Common Stock 693475105 488 8361 SH SOLE SOLE PPL CORPORATION Common Stock 69351T106 260 9083 SH SOLE SOLE PUBLIC STORAGE Common Stock 74460D109 776 5350 SH SOLE SOLE RENAISSANCERE HOLDINGS LTD Common Stock G7496G103 332 4088 SH SOLE SOLE ROPER INDUSTRIES INC Common Stock 776696106 275 2470 SH SOLE SOLE ROYAL CARIBBEAN CRUISES LTD Common Stock V7780T103 428 12583 SH SOLE SOLE SEAGATE TECHNOLOGY Common Stock G7945M107 416 13663 SH SOLE SOLE SKYWORKS SOLUTIONS INC Common Stock 83088M102 569 28051 SH SOLE SOLE SOUTHERN CO/THE Common Stock 842587107 260 6064 SH SOLE SOLE SOUTHERN COPPER CORP Common Stock 84265V105 593 15676 SH SOLE SOLE STERICYCLE INC Common Stock 858912108 451 4835 SH SOLE SOLE STRYKER CORP Common Stock 863667101 788 14373 SH SOLE SOLE SYMANTEC CORP Common Stock 871503108 939 49874 SH SOLE SOLE T ROWE PRICE GROUP INC Common Stock 74144T108 842 12938 SH SOLE SOLE TECO ENERGY INC Common Stock 872375100 269 16060 SH SOLE SOLE TEXTRON INC Common Stock 883203101 595 24014 SH SOLE SOLE TIBCO SOFTWARE INC Common Stock 88632Q103 208 9474 SH SOLE SOLE TORCHMARK CORP Common Stock 891027104 463 8970 SH SOLE SOLE TOTAL SYSTEM SERVICES INC Common Stock 891906109 246 11490 SH SOLE SOLE TRAVELERS COS INC/THE Common Stock 89417E109 724 10086 SH SOLE SOLE TRW AUTOMOTIVE HOLDINGS CORP Common Stock 87264S106 246 4588 SH SOLE SOLE UNION PACIFIC CORP Common Stock 907818108 479 3810 SH SOLE SOLE UNITED PARCEL SERVICE-CL B Common Stock 911312106 617 8366 SH SOLE SOLE UNITED TECHNOLOGIES CORP Common Stock 913017109 915 11155 SH SOLE SOLE US BANCORP Common Stock 902973304 495 15501 SH SOLE SOLE VENTAS INC Common Stock 92276F100 651 10066 SH SOLE SOLE VF CORP Common Stock 918204108 594 3933 SH SOLE SOLE WABTEC CORP Common Stock 929740108 255 2912 SH SOLE SOLE WELLS FARGO & CO Common Stock 949746101 1425 41686 SH SOLE SOLE WEYERHAEUSER CO Common Stock 962166104 1022 36721 SH SOLE SOLE WW GRAINGER INC Common Stock 384802104 463 2286 SH SOLE SOLE WYNDHAM WORLDWIDE CORP Common Stock 98310W108 458 8612 SH SOLE SOLE WYNN RESORTS LTD Common Stock 983134107 593 5273 SH SOLE SOLE YAMANA GOLD INC Common Stock 98462Y100 1896 110187 SH SOLE SOLE ZIMMER HOLDINGS INC Common Stock 98956P102 359 5393 SH SOLE SOLE