0001534969-24-000064.txt : 20240326
0001534969-24-000064.hdr.sgml : 20240326
20240326200005
ACCESSION NUMBER: 0001534969-24-000064
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240326
FILED AS OF DATE: 20240326
DATE AS OF CHANGE: 20240326
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Aerts Austin
CENTRAL INDEX KEY: 0001979974
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40606
FILM NUMBER: 24785401
MAIL ADDRESS:
STREET 1: 2479 EAST PARLEYS WAY
STREET 2: SUITE 200
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84109
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SERA PROGNOSTICS, INC.
CENTRAL INDEX KEY: 0001534969
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071]
ORGANIZATION NAME: 08 Industrial Applications and Services
IRS NUMBER: 261911522
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2749 E. PARLEYS WAY
STREET 2: SUITE 200
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84109
BUSINESS PHONE: (801) 990-0520
MAIL ADDRESS:
STREET 1: 2749 E. PARLEYS WAY
STREET 2: SUITE 200
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84109
4
1
wk-form4_1711497592.xml
FORM 4
X0508
4
2024-03-26
0
0001534969
SERA PROGNOSTICS, INC.
SERA
0001979974
Aerts Austin
C/O SERA PROGNOSTICS, INC.
2749 EAST PARLEYS WAY, SUITE 200
SALT LAKE CITY
UT
84109
0
1
0
0
Chief Financial Officer
0
Class A Common Stock
2024-03-26
4
S
0
8092
9.37
D
322488
D
Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person.
The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $8.78 to $9.86, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade.
/s/ Benjamin G. Jackson, Attorney-in-fact
2024-03-26