0001534969-24-000041.txt : 20240307
0001534969-24-000041.hdr.sgml : 20240307
20240307162206
ACCESSION NUMBER: 0001534969-24-000041
CONFORMED SUBMISSION TYPE: 144
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20240307
DATE AS OF CHANGE: 20240307
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: SERA PROGNOSTICS, INC.
CENTRAL INDEX KEY: 0001534969
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071]
ORGANIZATION NAME: 08 Industrial Applications and Services
IRS NUMBER: 261911522
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 144
SEC ACT: 1933 Act
SEC FILE NUMBER: 001-40606
FILM NUMBER: 24730451
BUSINESS ADDRESS:
STREET 1: 2749 E. PARLEYS WAY
STREET 2: SUITE 200
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84109
BUSINESS PHONE: (801) 990-0520
MAIL ADDRESS:
STREET 1: 2749 E. PARLEYS WAY
STREET 2: SUITE 200
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84109
REPORTING-OWNER:
COMPANY DATA:
COMPANY CONFORMED NAME: Boniface John J.
CENTRAL INDEX KEY: 0001870674
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 144
MAIL ADDRESS:
STREET 1: C/O SERA PROGNOSTICS, INC.
STREET 2: 2749 EAST PARLEYS WAY, SUITE 200
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84109
144
1
primary_doc.xml
144
0001870674
XXXXXXXX
LIVE
0001534969
SERA PROGNOSTICS, INC.
001-40606
2749 E. PARLEYS WAY
SUITE 200
SALT LAKE CITY
UT
84109
(801) 990-0520
Boniface John J.
Officer
Class A Common
Morgan Stanley Smith Barney LLC
1 New York Plaza
38th Floor
New York
NY
10004
1664
15010.00
31336512
03/06/2024
NASDAQ
Class A Common
03/06/2024
Restricted Stock Unit Vesting
Issuer
N
1664
03/06/2024
Not Applicable
N
John Boniface
2749 E. Parleys Way
Suite 200
Salt Lake City
UT
84109
Class A Common
12/07/2023
5000
23995.50
John Boniface
2749 E. Parleys Way
Suite 200
Salt Lake City
UT
84109
Class A Common
02/06/2024
5665
45491.00
The sale on this form represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by sell to cover transactions and does not represent a discretionary transaction by the Reporting Person.
03/07/2024
/s/ John Boniface