0001534969-23-000016.txt : 20230307
0001534969-23-000016.hdr.sgml : 20230307
20230307195002
ACCESSION NUMBER: 0001534969-23-000016
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230306
FILED AS OF DATE: 20230307
DATE AS OF CHANGE: 20230307
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Boniface John J.
CENTRAL INDEX KEY: 0001870674
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40606
FILM NUMBER: 23714486
MAIL ADDRESS:
STREET 1: C/O SERA PROGNOSTICS, INC.
STREET 2: 2749 EAST PARLEYS WAY, SUITE 200
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84109
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SERA PROGNOSTICS, INC.
CENTRAL INDEX KEY: 0001534969
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071]
IRS NUMBER: 261911522
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2749 E. PARLEYS WAY
STREET 2: SUITE 200
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84109
BUSINESS PHONE: (801) 990-0520
MAIL ADDRESS:
STREET 1: 2749 E. PARLEYS WAY
STREET 2: SUITE 200
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84109
4
1
wf-form4_167823659033280.xml
FORM 4
X0306
4
2023-03-06
0
0001534969
SERA PROGNOSTICS, INC.
SERA
0001870674
Boniface John J.
C/O SERA PROGNOSTICS, INC.
2749 EAST PARLEYS WAY, SUITE 200
SALT LAKE CITY
UT
84109
0
1
0
0
Chief Scientific Officer
Class A Common Stock
2023-03-06
4
A
0
22100
0
A
69454
D
Stock Option (right to buy)
3.8
2023-03-06
4
A
0
34900
0
A
2033-03-06
Class A Common Stock
34900.0
34900
D
Each share is represented by a restricted stock unit ("RSU"). These RSUs vest over four years as follows: 1/4 of the original grant amount vests in annual installments for four years following the vesting commencement date, which is March 6, 2023, subject to the reporting person continuing to provide services to the issuer.
These stock options vest over four years as follows: 1/48 of the original grant amount vests in monthly installments for four years following the vesting commencement date, which is March 6, 2023, subject to the reporting person continuing to provide services to the issuer.
/s/ Benjamin G. Jackson, Attorney-in-fact
2023-03-07