Chief Compliance Officer

0001534843-21-000005.txt : 20211103 0001534843-21-000005.hdr.sgml : 20211103 20211103164517 ACCESSION NUMBER: 0001534843-21-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211103 DATE AS OF CHANGE: 20211103 EFFECTIVENESS DATE: 20211103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Spectrum Management Group, LLC CENTRAL INDEX KEY: 0001534843 IRS NUMBER: 272092334 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15862 FILM NUMBER: 211376174 BUSINESS ADDRESS: STREET 1: 600 E. 96TH STREET SUITE 130 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 BUSINESS PHONE: 317-663-5600 MAIL ADDRESS: STREET 1: 600 E. 96TH STREET SUITE 130 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 FORMER COMPANY: FORMER CONFORMED NAME: Spectrum Management Group, Inc. DATE OF NAME CHANGE: 20111114 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001534843 XXXXXXXX 09-30-2021 09-30-2021 Spectrum Management Group, LLC

600 E. 96TH STREET SUITE 130 INDIANAPOLIS IN 46240

13F HOLDINGS REPORT 028-15862 N Leslie Thompson Chief Compliance Officer 317-663-5600 Leslie Thompson Indianapolis IN 11-03-2021 0 395 634841 false INFORMATION TABLE 2 q32021.xml AT&T INC COM 00206R102 5 167 SH SOLE 0 0 167 ARK ETF TR INNOVATION ETF 00214Q104 68 618 SH SOLE 0 615 3 ARK ETF TR FINTECH INNOVA 00214Q708 59 1188 SH SOLE 0 1188 0 AST SPACEMOBILE INC COM CL A 00217D100 1 100 SH SOLE 0 0 100 ABBOTT LABS COM 002824100 473 4002 SH SOLE 0 4002 0 ABBVIE INC COM 00287Y109 785 7275 SH SOLE 0 6972 303 ABERDEEN GLOBAL PREMIER PPTY COM SH BEN INT 00302L108 6 1000 SH SOLE 0 1000 0 ACTIVISION BLIZZARD INC COM 00507V109 96 1241 SH SOLE 0 0 1241 ACUSHNET HLDGS CORP COM 005098108 9 201 SH SOLE 0 0 201 ADAPTIVE BIOTECHNOLOGIES COR COM 00650F109 1 35 SH SOLE 0 35 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 2873 4990 SH SOLE 0 4741 249 ADVANSIX INC COM 00773T101 4 100 SH SOLE 0 0 100 AGILENT TECHNOLOGIES INC COM 00846U101 9 54 SH SOLE 0 0 54 AIRBNB INC COM CL A 009066101 41 245 SH SOLE 0 100 145 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 33 225 SH SOLE 0 25 200 ALLEGHENY TECHNOLOGIES INC COM 01741R102 14 842 SH SOLE 0 0 842 ALLIANT ENERGY CORP COM 018802108 4 66 SH SOLE 0 66 0 ALLIANCEBERNSTEIN HLDG L P UNIT LTD PARTN 01881G106 10 199 SH SOLE 0 0 199 ALLSTATE CORP COM 020002101 10 75 SH SOLE 0 0 75 ALPHABET INC CAP STK CL C 02079K107 152 57 SH SOLE 0 57 0 ALPHABET INC CAP STK CL A 02079K305 8569 3205 SH SOLE 0 3013 192 AMAZON COM INC COM 023135106 8190 2493 SH SOLE 0 2358 135 AMERICAN EXPRESS CO COM 025816109 11 66 SH SOLE 0 66 0 AMERICAN RES CORP CL A 02927U208 4 2000 SH SOLE 0 0 2000 AMERICAN TOWER CORP NEW COM 03027X100 7 28 SH SOLE 0 28 0 AMPHENOL CORP NEW CL A 032095101 6 83 SH SOLE 0 83 0 ANTHEM INC COM 036752103 351 942 SH SOLE 0 0 942 ANTERO MIDSTREAM CORP COM 03676B102 5 500 SH SOLE 0 500 0 APPLE INC COM 037833100 17272 122064 SH SOLE 587 114546 6931 APPHARVEST INC COM 03783T103 2 310 SH SOLE 0 0 310 ARBOR REALTY TRUST INC COM 038923108 8 419 SH SOLE 0 0 419 ARCBEST CORP COM 03937C105 10 120 SH SOLE 0 0 120 ASYMMETRIC ETFS TRUST 500 ETF 04651A101 9 335 SH SOLE 0 0 335 AUTODESK INC COM 052769106 24 83 SH SOLE 0 0 83 AVIAT NETWORKS INC COM NEW 05366Y201 7 200 SH SOLE 0 0 200 BP PLC SPONSORED ADR 055622104 11 400 SH SOLE 0 0 400 BRT APARTMENTS CORP COM 055645303 7 350 SH SOLE 0 350 0 BAIN CAP SPECIALTY FIN INC COM STK 05684B107 5 311 SH SOLE 0 0 311 BK OF AMERICA CORP COM 060505104 68 1593 SH SOLE 0 239 1354 BARRICK GOLD CORP COM 067901108 18 1000 SH SOLE 0 0 1000 BERKSHIRE GREY INC COM CL A 084656107 1 200 SH SOLE 0 0 200 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4141 15171 SH SOLE 0 15075 96 BEST BUY INC COM 086516101 3469 32820 SH SOLE 280 32384 156 BIOGEN INC COM 09062X103 2 8 SH SOLE 0 8 0 BLACKROCK INC COM 09247X101 10647 12695 SH SOLE 71 12562 62 BLACKROCK ENHANCED GLOBAL DI COM 092501105 6 500 SH SOLE 0 0 500 BLACKROCK TCP CAPITAL CORP COM 09259E108 3 213 SH SOLE 0 0 213 BLACKSTONE INC COM 09260D107 7114 61148 SH SOLE 196 60862 90 BOOKING HOLDINGS INC COM 09857L108 12 5 SH SOLE 0 5 0 BRIGHTSPIRE CAPITAL INC COM CL A 10949T109 5 580 SH SOLE 0 580 0 BRISTOL-MYERS SQUIBB CO COM 110122108 6 101 SH SOLE 0 0 101 BROADCOM INC COM 11135F101 42 87 SH SOLE 0 37 50 CME GROUP INC COM 12572Q105 15 78 SH SOLE 0 0 78 CVS HEALTH CORP COM 126650100 4 50 SH SOLE 0 50 0 CAMECO CORP COM 13321L108 22 1000 SH SOLE 0 0 1000 CARLISLE COS INC COM 142339100 7 33 SH SOLE 0 33 0 CARLYLE GROUP INC COM 14316J108 7607 160883 SH SOLE 1217 158930 736 CATERPILLAR INC COM 149123101 19 100 SH SOLE 0 0 100 CHEMOURS CO COM 163851108 10 355 SH SOLE 0 0 355 CHEVRON CORP NEW COM 166764100 81 797 SH SOLE 0 46 751 CHURCHILL DOWNS INC COM 171484108 43 181 SH SOLE 0 0 181 CISCO SYS INC COM 17275R102 20 368 SH SOLE 0 100 268 CITIZENS FINL GROUP INC COM 174610105 19 394 SH SOLE 0 0 394 COCA COLA CO COM 191216100 6 116 SH SOLE 0 116 0 COLGATE PALMOLIVE CO COM 194162103 8 101 SH SOLE 0 0 101 COLUMBIA SELIGM PREM TECH GR COM 19842X109 10 308 SH SOLE 0 0 308 COMCAST CORP NEW CL A 20030N101 24 432 SH SOLE 0 166 266 CONOCOPHILLIPS COM 20825C104 20 300 SH SOLE 0 0 300 CORTEVA INC COM 22052L104 5 128 SH SOLE 0 0 128 COSTCO WHSL CORP NEW COM 22160K105 53 119 SH SOLE 0 26 93 COSTAR GROUP INC COM 22160N109 53 616 SH SOLE 0 0 616 CROCS INC COM 227046109 2329 16232 SH SOLE 0 16112 120 CROWDSTRIKE HLDGS INC CL A 22788C105 76 310 SH SOLE 0 117 193 CROWN CASTLE INTL CORP NEW COM 22822V101 4451 25682 SH SOLE 94 25558 30 CUMMINS INC COM 231021106 24 105 SH SOLE 0 105 0 CURTISS WRIGHT CORP COM 231561101 77 608 SH SOLE 0 0 608 DANAHER CORPORATION COM 235851102 10 33 SH SOLE 0 33 0 DANIMER SCIENTIFIC INC COM CL A 236272100 33 2000 SH SOLE 0 2000 0 DECKERS OUTDOOR CORP COM 243537107 2934 8146 SH SOLE 0 8126 20 DICKS SPORTING GOODS INC COM 253393102 3984 33262 SH SOLE 277 32985 0 DISNEY WALT CO COM 254687106 298 1764 SH SOLE 0 641 1123 DISCOVER FINL SVCS COM 254709108 9255 75334 SH SOLE 424 74516 394 DOCUSIGN INC COM 256163106 11 42 SH SOLE 0 42 0 DOUBLELINE INCOME SOLUTIONS COM 258622109 5 275 SH SOLE 0 0 275 DOW INC COM 260557103 7 128 SH SOLE 0 0 128 DRAFTKINGS INC COM CL A 26142R104 50 1029 SH SOLE 0 0 1029 DUKE ENERGY CORP NEW COM NEW 26441C204 14 140 SH SOLE 0 0 140 DUPONT DE NEMOURS INC COM 26614N102 9 128 SH SOLE 0 0 128 ETF SER SOLUTIONS NATIONWIDE RSK 26922A172 10 365 SH SOLE 0 0 365 EATON VANCE TAX-MANAGED GLOB COM 27829F108 10 956 SH SOLE 0 0 956 ENDEAVOR GROUP HLDGS INC CL A COM 29260Y109 43 1491 SH SOLE 0 0 1491 ENTERPRISE PRODS PARTNERS L COM 293792107 12 553 SH SOLE 0 200 353 EVERCORE INC CLASS A 29977A105 7 50 SH SOLE 0 0 50 EXCHANGE TRADED CONCEPTS TR BITWISE CRYPTO 301505624 2 80 SH SOLE 0 0 80 EXXON MOBIL CORP COM 30231G102 18 306 SH SOLE 0 0 306 FACEBOOK INC CL A 30303M102 4032 11881 SH SOLE 0 11089 792 FARMERS NATIONAL BANC CORP COM 309627107 9 600 SH SOLE 0 0 600 FASTENAL CO COM 311900104 44 861 SH SOLE 0 0 861 FIDELITY COVINGTON TRUST MSCI ENERGY IDX 316092402 0 25 SH SOLE 0 0 25 FIDELITY COVINGTON TRUST MSCI FINLS IDX 316092501 1 24 SH SOLE 0 0 24 FIDELITY COVINGTON TRUST MSCI HLTH CARE I 316092600 333 5215 SH SOLE 0 0 5215 FIDELITY COVINGTON TRUST MSCI INFO TECH I 316092808 0 4 SH SOLE 0 0 4 FIDELITY MERRIMACK STR TR TOTAL BD ETF 316188309 26 496 SH SOLE 0 0 496 FIFTH THIRD BANCORP COM 316773100 61 1426 SH SOLE 0 0 1426 FINVOLUTION GROUP SPONSORED ADS 31810T101 8 1450 SH SOLE 0 0 1450 FIRST HORIZON CORPORATION COM 320517105 87 5360 SH SOLE 0 0 5360 FIRST TR EXCHANGE-TRADED FD NAS CLNEDG GREEN 33733E500 75 1195 SH SOLE 0 1195 0 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 7476 315851 SH SOLE 2817 312529 505 FIRST TR EXCH TRADED FD III ULTRA SHT DUR MU 33740J104 1244 61679 SH SOLE 0 0 61679 GENERAL ELECTRIC CO COM NEW 369604301 0 3 SH SOLE 0 0 3 GENERAL MTRS CO COM 37045V100 111 2107 SH SOLE 0 0 2107 GERMAN AMERN BANCORP INC COM 373865104 5 140 SH SOLE 0 0 140 GILEAD SCIENCES INC COM 375558103 12 165 SH SOLE 0 0 165 GLOBAL X FDS AUTONMOUS EV ETF 37954Y624 5 200 SH SOLE 0 0 200 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 1 12 SH SOLE 0 0 12 GOLDMAN SACHS GROUP INC COM 38141G104 3 7 SH SOLE 0 7 0 GREIF INC CL A 397624107 7 110 SH SOLE 0 0 110 GROUP 1 AUTOMOTIVE INC COM 398905109 6 30 SH SOLE 0 0 30 HP INC COM 40434L105 15 533 SH SOLE 0 0 533 HAVERTY FURNITURE COS INC COM 419596101 9 275 SH SOLE 0 0 275 HERSHEY CO COM 427866108 3583 21168 SH SOLE 282 20886 0 HILTON WORLDWIDE HLDGS INC COM 43300A203 37 280 SH SOLE 0 0 280 HOME DEPOT INC COM 437076102 12189 37133 SH SOLE 219 36659 255 HONEYWELL INTL INC COM 438516106 7857 37013 SH SOLE 253 36420 340 HOULIHAN LOKEY INC CL A 441593100 3942 42798 SH SOLE 363 42370 65 HUBBELL INC COM 443510607 18 101 SH SOLE 0 50 51 HUNTINGTON INGALLS INDS INC COM 446413106 8 40 SH SOLE 0 0 40 ILLINOIS TOOL WKS INC COM 452308109 4188 20266 SH SOLE 167 20069 30 INNOVATOR ETFS TR US EQT ULTRA BF 45782C375 41 1415 SH SOLE 0 0 1415 INNOVATOR ETFS TR US EQTY PWR BUF 45782C383 42 1370 SH SOLE 0 0 1370 INNOVATOR ETFS TR US EQTY BUFR MAR 45782C391 43 1305 SH SOLE 0 0 1305 INTERCONTINENTAL EXCHANGE IN COM 45866F104 118 1028 SH SOLE 0 0 1028 INTERNATIONAL BUSINESS MACHS COM 459200101 278 2004 SH SOLE 0 1677 327 INTERNATIONAL TOWER HILL MIN COM 46050R102 13 17750 SH SOLE 0 0 17750 INVESCO ACTIVELY MANAGED ETF ULTRA SHRT DUR 46090A887 135 2675 SH SOLE 0 64 2611 INVESCO QQQ TR UNIT SER 1 46090E103 2827 7897 SH SOLE 0 5113 2784 INVESCO ACTIVLY MANGD ETC FD OPTIMUM YIELD 46090F100 2 74 SH SOLE 0 0 74 INTUIT COM 461202103 3583 6642 SH SOLE 0 6581 61 INTUITIVE SURGICAL INC COM NEW 46120E602 305 307 SH SOLE 0 215 92 INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 46137V258 13 167 SH SOLE 0 0 167 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 14 49 SH SOLE 0 0 49 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 2011 12697 SH SOLE 0 9773 2924 ISHARES TR CORE S&P TTL STK 464287150 75 758 SH SOLE 0 118 640 ISHARES TR TIPS BD ETF 464287176 3889 30459 SH SOLE 0 12597 17862 ISHARES TR CORE S&P500 ETF 464287200 28228 65521 SH SOLE 0 31750 33771 ISHARES TR CORE US AGGBD ET 464287226 256 2227 SH SOLE 0 1422 805 ISHARES TR GLOBAL TECH ETF 464287291 5791 102215 SH SOLE 0 50761 51454 ISHARES TR S&P 500 GRWT ETF 464287309 2381 32211 SH SOLE 0 6860 25351 ISHARES TR GLOBAL FINLS ETF 464287333 4707 59997 SH SOLE 0 29719 30278 ISHARES TR S&P 500 VAL ETF 464287408 1363 9375 SH SOLE 0 3080 6295 ISHARES TR 20 YR TR BD ETF 464287432 74 510 SH SOLE 0 468 42 ISHARES TR 1 3 YR TREAS BD 464287457 205 2383 SH SOLE 0 1304 1079 ISHARES TR RUS MD CP GR ETF 464287481 22 200 SH SOLE 0 200 0 ISHARES TR RUS MID CAP ETF 464287499 5 69 SH SOLE 0 69 0 ISHARES TR CORE S&P MCP ETF 464287507 225 856 SH SOLE 0 267 589 ISHARES TR S&P MC 400GR ETF 464287606 383 4836 SH SOLE 0 0 4836 ISHARES TR RUSSELL 2000 ETF 464287655 5964 27263 SH SOLE 0 18193 9070 ISHARES TR S&P MC 400VL ETF 464287705 143 1384 SH SOLE 0 0 1384 ISHARES TR U.S. TECH ETF 464287721 519 5130 SH SOLE 0 4471 659 ISHARES TR US HLTHCARE ETF 464287762 18 65 SH SOLE 0 0 65 ISHARES TR U.S. FIN SVC ETF 464287770 581 3089 SH SOLE 0 2691 398 ISHARES TR U.S. ENERGY ETF 464287796 3300 116777 SH SOLE 0 56569 60208 ISHARES TR CORE S&P SCP ETF 464287804 7110 65119 SH SOLE 0 30331 34788 ISHARES TR SP SMCP600VL ETF 464287879 85 842 SH SOLE 0 0 842 ISHARES TR S&P SML 600 GWT 464287887 109 840 SH SOLE 0 0 840 ISHARES TR SHRT NAT MUN ETF 464288158 127 1181 SH SOLE 0 1181 0 ISHARES TR JPMORGAN USD EMG 464288281 118 1076 SH SOLE 0 412 664 ISHARES TR NATIONAL MUN ETF 464288414 539 4642 SH SOLE 0 4271 371 ISHARES TR MBS ETF 464288588 854 7895 SH SOLE 0 3616 4279 ISHARES TR USD INV GRDE ETF 464288620 42 698 SH SOLE 0 337 361 ISHARES TR ISHS 5-10YR INVT 464288638 954 15877 SH SOLE 0 10415 5462 ISHARES TR ISHS 1-5YR INVS 464288646 3065 56092 SH SOLE 0 23659 32433 ISHARES TR 10-20 YR TRS ETF 464288653 470 3193 SH SOLE 0 1178 2015 ISHARES TR SHORT TREAS BD 464288679 515 4661 SH SOLE 0 2280 2381 ISHARES TR PFD AND INCM SEC 464288687 5 133 SH SOLE 0 133 0 ISHARES TR US REGNL BKS ETF 464288778 3392 56013 SH SOLE 490 55433 90 ISHARES TR US BR DEL SE ETF 464288794 597 5718 SH SOLE 0 4982 736 ISHARES TR U.S. MED DVC ETF 464288810 66 1058 SH SOLE 0 826 232 ISHARES TR MICRO-CAP ETF 464288869 14 96 SH SOLE 0 96 0 ISHARES TR EAFE VALUE ETF 464288877 14078 276850 SH SOLE 0 138422 138428 ISHARES TR EAFE GRWTH ETF 464288885 13284 124765 SH SOLE 0 62878 61887 ISHARES TR INDIA 50 ETF 464289529 1 20 SH SOLE 0 0 20 ISHARES SILVER TR ISHARES 46428Q109 126 6138 SH SOLE 0 1766 4372 ISHARES TR US TREAS BD ETF 46429B267 8564 322822 SH SOLE 0 135022 187800 ISHARES TR FLTG RATE NT ETF 46429B655 18 350 SH SOLE 0 165 185 ISHARES TR MSCI USA MIN VOL 46429B697 97 1323 SH SOLE 0 0 1323 ISHARES TR 0-5 YR TIPS ETF 46429B747 19 182 SH SOLE 0 98 84 ISHARES U S ETF TR GSCI CMDTY STGY 46431W853 3144 87732 SH SOLE 0 36875 50857 ISHARES TR MSCI USA VALUE 46432F388 6816 67690 SH SOLE 0 34066 33624 ISHARES TR MSCI USA MMENTM 46432F396 31 177 SH SOLE 0 0 177 ISHARES TR CORE MSCI TOTAL 46432F834 201 2834 SH SOLE 0 800 2034 ISHARES TR CORE MSCI EAFE 46432F842 2106 28363 SH SOLE 0 15570 12793 ISHARES INC CORE MSCI EMKT 46434G103 112 1814 SH SOLE 0 192 1622 ISHARES INC ESG AWR MSCI EM 46434G863 6004 144885 SH SOLE 0 72952 71933 ISHARES TR 0-5YR HI YL CP 46434V407 32 694 SH SOLE 0 388 306 ISHARES TR CORE TOTAL USD 46434V613 10677 200551 SH SOLE 0 83773 116778 ISHARES TR ESG AWR MSCI USA 46435G425 28126 285663 SH SOLE 0 144084 141579 ISHARES TR FALN ANGLS USD 46435G474 1959 65063 SH SOLE 0 26885 38178 JPMORGAN CHASE & CO COM 46625H100 9452 57744 SH SOLE 343 57003 398 J P MORGAN EXCHANGE-TRADED F ULTRA SHT MUNCPL 46641Q654 1245 24372 SH SOLE 0 0 24372 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 926 18261 SH SOLE 0 10104 8157 JOHNSON & JOHNSON COM 478160104 248 1537 SH SOLE 0 1320 217 KLA CORP COM NEW 482480100 1447 4326 SH SOLE 0 4277 49 KKR & CO INC COM 48251W104 2095 34406 SH SOLE 0 33991 415 KEMPER CORP COM 488401100 166 2483 SH SOLE 0 0 2483 KEYSIGHT TECHNOLOGIES INC COM 49338L103 4 27 SH SOLE 0 0 27 KIMBERLY-CLARK CORP COM 494368103 106 800 SH SOLE 0 800 0 KIRKLAND LAKE GOLD LTD COM 49741E100 24 580 SH SOLE 0 0 580 KRAFT HEINZ CO COM 500754106 8 206 SH SOLE 0 0 206 KULICKE & SOFFA INDS INC COM 501242101 6 100 SH SOLE 0 0 100 LAUDER ESTEE COS INC CL A 518439104 18 60 SH SOLE 0 0 60 LIBERTY MEDIA CORP DEL COM SER C FRMLA 531229854 62 1198 SH SOLE 0 0 1198 LILLY ELI & CO COM 532457108 269 1166 SH SOLE 0 374 792 LISTED FD TR HORIZON KINETICS 53656F623 40 1355 SH SOLE 0 0 1355 LITHIUM AMERS CORP NEW COM NEW 53680Q207 30 1360 SH SOLE 0 0 1360 LIVE NATION ENTERTAINMENT IN COM 538034109 37 405 SH SOLE 0 0 405 LOCKHEED MARTIN CORP COM 539830109 73 212 SH SOLE 0 164 48 LUCID GROUP INC COM 549498103 3 100 SH SOLE 0 0 100 LULULEMON ATHLETICA INC COM 550021109 119 295 SH SOLE 0 295 0 MSCI INC COM 55354G100 3126 5139 SH SOLE 0 5120 19 MARTIN MARIETTA MATLS INC COM 573284106 78 229 SH SOLE 0 0 229 MASTERCARD INCORPORATED CL A 57636Q104 249 717 SH SOLE 0 490 227 MATCH GROUP INC NEW COM 57667L107 72 458 SH SOLE 0 0 458 MATSON INC COM 57686G105 10 120 SH SOLE 0 0 120 MCDONALDS CORP COM 580135101 366 1517 SH SOLE 0 990 527 MERCADOLIBRE INC COM 58733R102 40 24 SH SOLE 0 0 24 MERCK & CO INC COM 58933Y105 293 3900 SH SOLE 0 3600 300 MICROSOFT CORP COM 594918104 17134 60776 SH SOLE 233 58892 1651 MONDELEZ INTL INC CL A 609207105 23 394 SH SOLE 0 394 0 MORGAN STANLEY COM NEW 617446448 8360 85909 SH SOLE 522 83386 2001 MOTOROLA SOLUTIONS INC COM NEW 620076307 3 14 SH SOLE 0 0 14 NCR CORP NEW COM 62886E108 80 2068 SH SOLE 0 0 2068 NASDAQ INC COM 631103108 6 33 SH SOLE 0 33 0 NETAPP INC COM 64110D104 11 126 SH SOLE 0 0 126 NEWMONT CORP COM 651639106 13 242 SH SOLE 0 0 242 NEXTERA ENERGY INC COM 65339F101 7193 91613 SH SOLE 517 90675 421 NIKE INC CL B 654106103 107 738 SH SOLE 0 600 138 NIU TECHNOLOGIES ADS 65481N100 8 350 SH SOLE 0 0 350 NOVO-NORDISK A S ADR 670100205 69 718 SH SOLE 0 0 718 NUSTAR ENERGY LP UNIT COM 67058H102 2 105 SH SOLE 0 0 105 NVIDIA CORPORATION COM 67066G104 6096 29428 SH SOLE 0 28932 496 NUVEEN REAL ESTATE INCOME FD COM 67071B108 11 1017 SH SOLE 0 0 1017 OREILLY AUTOMOTIVE INC COM 67103H107 1 2 SH SOLE 0 2 0 OLD DOMINION FREIGHT LINE IN COM 679580100 5108 17860 SH SOLE 0 17823 37 OLIN CORP COM PAR $1 680665205 5 101 SH SOLE 0 0 101 OMNICOM GROUP INC COM 681919106 7 91 SH SOLE 0 0 91 OPENDOOR TECHNOLOGIES INC COM 683712103 3 150 SH SOLE 0 0 150 ORACLE CORP COM 68389X105 9 100 SH SOLE 0 100 0 ORGANON & CO COMMON STOCK 68622V106 13 390 SH SOLE 0 360 30 ORTHOPEDIATRICS CORP COM 68752L100 53 804 SH SOLE 0 804 0 OTTER TAIL CORP COM 689648103 10 175 SH SOLE 0 0 175 OWENS CORNING NEW COM 690742101 100 1165 SH SOLE 0 0 1165 OWL ROCK CAPITAL CORPORATION COM 69121K104 5 340 SH SOLE 0 340 0 PNC FINL SVCS GROUP INC COM 693475105 0 1 SH SOLE 0 0 1 PPG INDS INC COM 693506107 5 33 SH SOLE 0 33 0 PACCAR INC COM 693718108 5 58 SH SOLE 0 58 0 PACIRA BIOSCIENCES INC COM 695127100 34 600 SH SOLE 0 600 0 PALO ALTO NETWORKS INC COM 697435105 48 101 SH SOLE 0 0 101 PAN AMERN SILVER CORP COM 697900108 30 1280 SH SOLE 0 0 1280 PAYCHEX INC COM 704326107 5571 49546 SH SOLE 329 49157 60 PAYPAL HLDGS INC COM 70450Y103 199 763 SH SOLE 0 116 647 PENSKE AUTOMOTIVE GRP INC COM 70959W103 12 115 SH SOLE 0 0 115 PEPSICO INC COM 713448108 5467 36348 SH SOLE 358 35891 99 PFIZER INC COM 717081103 91 2119 SH SOLE 0 0 2119 PHILIP MORRIS INTL INC COM 718172109 73 770 SH SOLE 0 570 200 PIMCO DYNAMIC CR INCOME FD COM SHS 72202D106 4 200 SH SOLE 0 200 0 PIONEER NAT RES CO COM 723787107 38 230 SH SOLE 0 13 217 PRESTIGE CONSMR HEALTHCARE I COM 74112D101 7 131 SH SOLE 0 0 131 PRICE T ROWE GROUP INC COM 74144T108 7354 37388 SH SOLE 225 37051 112 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 19 291 SH SOLE 0 0 291 PROCTER AND GAMBLE CO COM 742718109 724 5180 SH SOLE 0 4566 614 PROTERRA INC COM 74374T109 1 100 SH SOLE 0 0 100 PURE CYCLE CORP COM NEW 746228303 235 17636 SH SOLE 0 0 17636 QORVO INC COM 74736K101 96 572 SH SOLE 0 0 572 QUANTUMSCAPE CORP COM CL A 74767V109 9 358 SH SOLE 0 0 358 REPUBLIC SVCS INC COM 760759100 10 80 SH SOLE 0 0 80 REVOLVE GROUP INC CL A 76156B107 24 388 SH SOLE 0 388 0 ROKU INC COM CL A 77543R102 15 48 SH SOLE 0 0 48 ROPER TECHNOLOGIES INC COM 776696106 7 16 SH SOLE 0 16 0 ROYAL BK CDA COM 780087102 10 101 SH SOLE 0 0 101 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 9 202 SH SOLE 0 0 202 RYDER SYS INC COM 783549108 10 120 SH SOLE 0 0 120 SPDR S&P 500 ETF TR TR UNIT 78462F103 76636 178582 SH SOLE 0 85664 92918 SPDR GOLD TR GOLD SHS 78463V107 1218 7415 SH SOLE 0 310 7105 SPDR INDEX SHS FDS S&P EM MKT DIV 78463X533 21 700 SH SOLE 0 0 700 SPDR SER TR FACTST INV ETF 78464A110 2 10 SH SOLE 0 0 10 SPDR SER TR PRTFLO S&P500 GW 78464A409 147 2301 SH SOLE 0 0 2301 SPDR SER TR S&P RETAIL ETF 78464A714 3913 43320 SH SOLE 0 27580 15740 SPDR SER TR S&P METALS MNG 78464A755 522 12516 SH SOLE 0 10905 1611 SPDR SER TR S&P DIVID ETF 78464A763 17 145 SH SOLE 0 0 145 SPDR SER TR S&P CAP MKTS 78464A771 3852 40380 SH SOLE 0 24480 15900 SPDR SER TR S&P HOMEBUILD 78464A888 557 7758 SH SOLE 0 6762 996 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 2088 4343 SH SOLE 0 4343 0 SPDR SER TR PORTFOLIO SH TSR 78468R101 166 5435 SH SOLE 0 131 5304 SVB FINANCIAL GROUP COM 78486Q101 2246 3472 SH SOLE 0 3432 40 SCHWAB CHARLES CORP COM 808513105 2 23 SH SOLE 0 23 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 448 4478 SH SOLE 0 3783 695 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 4507 60713 SH SOLE 0 35730 24983 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 2 60 SH SOLE 0 0 60 SCULPTOR CAP MGMT COM CL A 811246107 2 65 SH SOLE 0 0 65 SEA LTD SPONSORD ADS 81141R100 58 181 SH SOLE 0 0 181 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 34 430 SH SOLE 0 0 430 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 200 1570 SH SOLE 0 0 1570 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 17808 99238 SH SOLE 0 61642 37596 SELECT SECTOR SPDR TR ENERGY 81369Y506 5 100 SH SOLE 0 100 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 12 333 SH SOLE 0 333 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 12820 131031 SH SOLE 0 82120 48911 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 35283 236294 SH SOLE 0 121524 114770 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 562 7012 SH SOLE 0 5599 1413 SERVICENOW INC COM 81762P102 116 187 SH SOLE 0 187 0 SHERWIN WILLIAMS CO COM 824348106 35 126 SH SOLE 0 0 126 SIMON PPTY GROUP INC NEW COM 828806109 67 513 SH SOLE 0 261 252 SIMPLIFY EXCHANGE TRADED FUN SIMPLIFY INTERST 82889N855 20 500 SH SOLE 0 0 500 SKYWORKS SOLUTIONS INC COM 83088M102 62 376 SH SOLE 0 0 376 SMITH A O CORP COM 831865209 3 55 SH SOLE 0 55 0 SLR INVESTMENT CORP COM 83413U100 18 939 SH SOLE 0 0 939 SOUTHERN CO COM 842587107 12 200 SH SOLE 0 0 200 SOUTHWEST AIRLS CO COM 844741108 80 1556 SH SOLE 0 0 1556 STAG INDL INC COM 85254J102 8 203 SH SOLE 0 0 203 STARBUCKS CORP COM 855244109 156 1416 SH SOLE 0 500 916 STEM INC COM 85859N102 2 100 SH SOLE 0 0 100 STORE CAP CORP COM 862121100 4630 144544 SH SOLE 1290 143024 230 STRATEGY SHS NS 7HANDL IDX 86280R506 10 412 SH SOLE 0 0 412 SUNOCO LP/SUNOCO FIN CORP COM UT REP LP 86765K109 6 150 SH SOLE 0 0 150 TAPESTRY INC COM 876030107 7 190 SH SOLE 0 0 190 TARGET CORP COM 87612E106 13838 60488 SH SOLE 373 59824 291 TELEDYNE TECHNOLOGIES INC COM 879360105 103 240 SH SOLE 0 0 240 TEMPLETON DRAGON FD INC COM 88018T101 2 113 SH SOLE 0 0 113 TEMPUR SEALY INTL INC COM 88023U101 1026 22110 SH SOLE 0 22057 53 TESLA INC COM 88160R101 206 266 SH SOLE 0 188 78 TEXAS INSTRS INC COM 882508104 5200 27052 SH SOLE 321 25965 766 THERMO FISHER SCIENTIFIC INC COM 883556102 510 893 SH SOLE 0 839 54 TRILLIUM THERAPEUTICS INC COM NEW 89620X506 4 200 SH SOLE 0 0 200 TRUIST FINL CORP COM 89832Q109 4 60 SH SOLE 0 0 60 TWITTER INC COM 90184L102 44 734 SH SOLE 0 0 734 USA COMPRESSION PARTNERS LP COMUNIT LTDPAR 90290N109 4 240 SH SOLE 0 240 0 US BANCORP DEL COM NEW 902973304 53 885 SH SOLE 0 0 885 UBER TECHNOLOGIES INC COM 90353T100 38 841 SH SOLE 0 0 841 UNILEVER PLC SPON ADR NEW 904767704 5 100 SH SOLE 0 100 0 UNION PAC CORP COM 907818108 347 1772 SH SOLE 0 1232 540 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 3 306 SH SOLE 0 0 306 UNITED PARCEL SERVICE INC CL B 911312106 4343 23848 SH SOLE 79 23734 35 UNITED RENTALS INC COM 911363109 24 67 SH SOLE 0 0 67 UNITEDHEALTH GROUP INC COM 91324P102 200 511 SH SOLE 0 4 507 VANECK ETF TRUST GOLD MINERS ETF 92189F106 276 9382 SH SOLE 0 2182 7200 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 2906 18921 SH SOLE 0 15003 3918 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 7 80 SH SOLE 0 80 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 4 70 SH SOLE 0 70 0 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 43 809 SH SOLE 0 0 809 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 21 202 SH SOLE 0 0 202 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 59 962 SH SOLE 0 962 0 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 8 25 SH SOLE 0 0 25 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 13 72 SH SOLE 0 0 72 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 34 416 SH SOLE 0 416 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 100 1056 SH SOLE 0 1056 0 VEEVA SYS INC CL A COM 922475108 24 83 SH SOLE 0 0 83 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 174 3179 SH SOLE 0 3179 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 37 95 SH SOLE 0 95 0 VANGUARD INDEX FDS GROWTH ETF 922908736 995 3429 SH SOLE 0 3429 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 202 908 SH SOLE 0 0 908 VERIZON COMMUNICATIONS INC COM 92343V104 90 1658 SH SOLE 0 562 1096 VERTEX PHARMACEUTICALS INC COM 92532F100 104 576 SH SOLE 0 16 560 VISA INC COM CL A 92826C839 2120 9517 SH SOLE 0 9216 301 WALMART INC COM 931142103 43 312 SH SOLE 0 190 122 WASTE MGMT INC DEL COM 94106L109 3907 26159 SH SOLE 220 25835 104 WELLS FARGO CO NEW COM 949746101 412 8885 SH SOLE 0 8400 485 WESTERN ALLIANCE BANCORP COM 957638109 74 676 SH SOLE 0 0 676 WESTERN ASSET EMERGING MKTS COM 95766A101 5 350 SH SOLE 0 0 350 WESTLAKE CHEM PARTNERS LP COM UNIT RP LP 960417103 9 380 SH SOLE 0 0 380 WEYCO GROUP INC COM 962149100 5 204 SH SOLE 0 0 204 WHIRLPOOL CORP COM 963320106 5589 27417 SH SOLE 245 27063 109 WISDOMTREE TR EMG MKTS SMCAP 97717W281 10 183 SH SOLE 0 183 0 WISDOMTREE TR EM EX ST-OWNED 97717X578 19 499 SH SOLE 0 499 0 XYLEM INC COM 98419M100 8 66 SH SOLE 0 66 0 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 97 189 SH SOLE 0 0 189 ZIMMER BIOMET HOLDINGS INC COM 98956P102 6 41 SH SOLE 0 41 0 ZIONS BANCORPORATION N A COM 989701107 81 1310 SH SOLE 0 0 1310 ZOETIS INC CL A 98978V103 10 50 SH SOLE 0 50 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 26 100 SH SOLE 0 0 100 ARGO GROUP INTL HLDGS LTD COM G0464B107 30 577 SH SOLE 0 0 577 AXIS CAP HLDGS LTD SHS G0692U109 5 116 SH SOLE 0 116 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 8545 26711 SH SOLE 62 26493 156 JANUS HENDERSON GROUP PLC ORD SHS G4474Y214 8 204 SH SOLE 0 0 204 JOHNSON CTLS INTL PLC SHS G51502105 22 316 SH SOLE 0 0 316 MEDTRONIC PLC SHS G5960L103 5 41 SH SOLE 0 41 0 NATIONAL ENERGY SERVICES REU SHS G6375R107 52 4119 SH SOLE 0 0 4119 SIGNET JEWELERS LIMITED SHS G81276100 9 110 SH SOLE 0 0 110 INMODE LTD SHS M5425M103 3186 19980 SH SOLE 0 19931 49 ITURAN LOCATION AND CONTROL SHS M6158M104 3 100 SH SOLE 0 0 100 ASML HOLDING N V N Y REGISTRY SHS N07059210 3109 4173 SH SOLE 0 4143 30 FERRARI N V COM N3167Y103 44 211 SH SOLE 0 0 211 NXP SEMICONDUCTORS N V COM N6596X109 30 155 SH SOLE 0 0 155 GENCO SHIPPING & TRADING LTD SHS Y2685T131 23 1140 SH SOLE 0 0 1140 GLOBAL SHIP LEASE INC NEW COM CL A Y27183600 6 257 SH SOLE 0 0 257