0001209191-21-065368.txt : 20211117 0001209191-21-065368.hdr.sgml : 20211117 20211117212207 ACCESSION NUMBER: 0001209191-21-065368 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211117 FILED AS OF DATE: 20211117 DATE AS OF CHANGE: 20211117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pichai Sundar CENTRAL INDEX KEY: 0001534753 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37580 FILM NUMBER: 211422420 MAIL ADDRESS: STREET 1: GOOGLE INC. STREET 2: 1600 AMPHITHEATRE PARKWAY CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alphabet Inc. CENTRAL INDEX KEY: 0001652044 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 611767919 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1600 AMPHITHEATRE PARKWAY CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 650-253-0000 MAIL ADDRESS: STREET 1: 1600 AMPHITHEATRE PARKWAY CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-11-17 0 0001652044 Alphabet Inc. GOOG 0001534753 Pichai Sundar C/O ALPHABET INC. 1600 AMPHITHEATRE PKWY MOUNTAIN VIEW CA 94043 1 1 0 0 Chief Executive Officer Class C Capital Stock 2021-11-15 5 G 0 E 13500 0.00 D 69543 D Class C Capital Stock 2021-11-15 5 G 0 E 13500 0.00 A 16140 I Pichai Family Foundation Class A Common Stock 2021-11-17 4 S 0 175 2960.55 D 3782 D Class C Capital Stock 2021-11-17 4 S 0 125 2975.808 D 69418 D Class C Capital Stock 2021-11-17 4 S 0 400 2976.54 D 69018 D Class C Capital Stock 2021-11-17 4 S 0 400 2980.56 D 68618 D Class C Capital Stock 2021-11-17 4 S 0 600 2982.1967 D 68018 D Class C Capital Stock 2021-11-17 4 S 0 100 2983.02 D 67918 D Class C Capital Stock 2021-11-17 4 S 0 400 2984.6275 D 67518 D Class C Capital Stock 2021-11-17 4 S 0 300 2986.5833 D 67218 D Class C Capital Stock 2021-11-17 4 S 0 400 2987.565 D 66818 D Class C Capital Stock 2021-11-17 4 S 0 100 2989.15 D 66718 D Class C Google Stock Units 38336 D Option to Purchase Class A Common Stock 318.2102 2022-04-04 Class A Common Stock 8646 8646 D Option to Purchase Class C Capital Stock 316.9399 2022-04-04 Class C Capital Stock 8646 8646 D The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,975.24 to $2,976.23, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (7) to this Form 4. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,976.24 to $2,977.23, inclusive. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,980.39 to $2,981.38, inclusive. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,981.81 to $2,982.80, inclusive. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,984.14 to $2,985.13, inclusive. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,986.04 to $2,987.03, inclusive. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,987.08 to $2,988.07, inclusive. Class C Google Stock Units (GSU) entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vests. 1/12th of the GSU vested on March 25, 2020 and an additional 1/12th of the GSU will vest quarterly thereafter until the GSU are fully vested, subject to continuing employment on the applicable vesting dates. Option is fully vested. All sale transactions were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. /s/ Valentina Margulis, as Attorney-in-Fact for Sundar Pichai 2021-11-17