0001209191-21-054608.txt : 20210902 0001209191-21-054608.hdr.sgml : 20210902 20210902210330 ACCESSION NUMBER: 0001209191-21-054608 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210901 FILED AS OF DATE: 20210902 DATE AS OF CHANGE: 20210902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pichai Sundar CENTRAL INDEX KEY: 0001534753 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37580 FILM NUMBER: 211234945 MAIL ADDRESS: STREET 1: GOOGLE INC. STREET 2: 1600 AMPHITHEATRE PARKWAY CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alphabet Inc. CENTRAL INDEX KEY: 0001652044 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 611767919 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1600 AMPHITHEATRE PARKWAY CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 650-253-0000 MAIL ADDRESS: STREET 1: 1600 AMPHITHEATRE PARKWAY CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-09-01 0 0001652044 Alphabet Inc. GOOG 0001534753 Pichai Sundar C/O ALPHABET INC. 1600 AMPHITHEATRE PKWY MOUNTAIN VIEW CA 94043 1 1 0 0 Chief Executive Officer Class A Common Stock 2021-09-01 4 S 0 175 2900.00 D 4657 D Class C Capital Stock 2021-09-01 4 S 0 200 2914.35 D 93102 D Class C Capital Stock 2021-09-01 4 S 0 200 2920.47 D 92902 D Class C Capital Stock 2021-09-01 4 S 0 500 2923.452 D 92402 D Class C Capital Stock 2021-09-01 4 S 0 400 2924.98 D 92002 D Class C Capital Stock 2021-09-01 4 S 0 300 2926.8467 D 91702 D Class C Capital Stock 2021-09-01 4 S 0 100 2928.40 D 91602 D Class C Capital Stock 2021-09-01 4 S 0 149 2929.66 D 91453 D Class C Capital Stock 2021-09-01 4 S 0 140 2931.0274 D 91313 D Class C Capital Stock 2021-09-01 4 S 0 120 2931.8858 D 91193 D Class C Capital Stock 2021-09-01 4 S 0 400 2934.02 D 90793 D Class C Capital Stock 2021-09-01 4 S 0 316 2935.1433 D 90477 D Class C Google Stock Units 46003 D Option to Purchase Class A Common Stock 318.2102 2022-04-04 Class A Common Stock 8646 8646 D Option to Purchase Class C Capital Stock 316.9399 2022-04-04 Class C Capital Stock 8646 8646 D . The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,923.12 to $2,924.11, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (5) to this Form 4. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,924.61 to $2,925.60, inclusive. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,926.56 to $2,927.55, inclusive. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,931.80 to $2,932.79, inclusive. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,933.55 to $2,934.54, inclusive. Class C Google Stock Units (GSU) entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vests. 1/12th of the GSUs vested on March 25, 2020 and an additional 1/12th of the GSUs will vest quarterly thereafter until the GSUs are fully vested, subject to continuing employment on the applicable vesting dates. Option is fully vested. All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. /s/ Valentina Margulis, as Attorney-in-Fact for Sundar Pichai 2021-09-02