0001209191-18-049629.txt : 20180905
0001209191-18-049629.hdr.sgml : 20180905
20180905175921
ACCESSION NUMBER: 0001209191-18-049629
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180905
FILED AS OF DATE: 20180905
DATE AS OF CHANGE: 20180905
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pichai Sundar
CENTRAL INDEX KEY: 0001534753
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37580
FILM NUMBER: 181056194
MAIL ADDRESS:
STREET 1: GOOGLE INC.
STREET 2: 1600 AMPHITHEATRE PARKWAY
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alphabet Inc.
CENTRAL INDEX KEY: 0001652044
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 611767919
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1600 AMPHITHEATRE PARKWAY
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
BUSINESS PHONE: 650-253-0000
MAIL ADDRESS:
STREET 1: 1600 AMPHITHEATRE PARKWAY
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-09-05
0
0001652044
Alphabet Inc.
GOOG
0001534753
Pichai Sundar
C/O ALPHABET INC.
1600 AMPHITHEATRE PKWY
MOUNTAIN VIEW
CA
94043
1
1
0
0
CEO, Google LLC
Class A Common Stock
2018-09-05
4
S
0
325
1208.60
D
871
D
Class C Capital Stock
2018-09-05
4
S
0
200
1183.8113
D
134485
D
Class C Capital Stock
2018-09-05
4
S
0
1500
1187.97
D
132985
D
Class C Capital Stock
2018-09-05
4
S
0
1194
1189.4757
D
131791
D
Class C Capital Stock
2018-09-05
4
S
0
1768
1190.101
D
130023
D
Class C Capital Stock
2018-09-05
4
S
0
600
1191.0383
D
129423
D
Class C Capital Stock
2018-09-05
4
S
0
613
1192.2574
D
128810
D
Class C Capital Stock
2018-09-05
4
S
0
1900
1193.9405
D
126910
D
Class C Capital Stock
2018-09-05
4
S
0
1700
1195.2282
D
125210
D
Class C Capital Stock
2018-09-05
4
S
0
100
1198.05
D
125110
D
Class C Capital Stock
2018-09-05
4
S
0
100
1196.67
D
125010
D
Class A Google Stock Units
10107
D
Class C Google Stock Units
10107
D
Class C Google Stock Units
102498
D
Option to Purchase Class A Common Stock
318.2102
2022-04-04
Class A Common Stock
8646
8646
D
Option to Purchase Class A Common Stock
218.5563
2019-07-29
Class A Common Stock
2436
2436
D
Option to Purchase Class A Common Stock
253.6664
2020-08-04
Class A Common Stock
1459
1459
D
Option to Purchase Class C Capital Stock
316.9399
2022-04-04
Class C Capital Stock
8646
8646
D
Option to Purchase Class C Capital Stock
217.6838
2019-07-29
Class C Capital Stock
2436
2436
D
Option to Purchase Class C Capital Stock
252.6537
2020-08-04
Class C Capital Stock
1459
1459
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,183.81 to $1,184.80, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (8) to this Form 4.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,187.66 to $1,188.65, inclusive.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,188.67 to $1,189.66, inclusive.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,189.71 to $1,190.70, inclusive.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,190.77 to $1,191.76, inclusive.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,192.13 to $1,193.12, inclusive.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,193.41 to $1,194.40, inclusive.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,194.80 to $1,195.79, inclusive.
The Class A Google Stock Units (GSUs) entitle the Reporting Person to receive one share of Alphabet Inc. Class A Common Stock for each share underlying the GSU as GSU vests. The GSUs vest as follows: 1/72 of GSUs vested on May 25, 2013 and an additional 1/72 vests monthly thereafter until the GSUs are fully vested, subject to continued employment on such vesting dates.
The Class C GSUs entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vests. The GSUs vest as follows: 1/72 of GSUs vested on May 25, 2013 and an additional 1/72 vest monthly thereafter until the GSUs are fully vested, subject to continued employment on such vesting dates.
1/16th of Class C GSUs vested on March 25, 2016, and an additional 1/16th will vest quarterly on the 25th day of the month until the GSUs are fully vested, subject to continued employment on such dates.
Option is fully vested.
All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.
/s/ Valentina Margulis, as Attorney-in-Fact for Sundar Pichai
2018-09-05