0001493152-21-023062.txt : 20210917
0001493152-21-023062.hdr.sgml : 20210917
20210917212734
ACCESSION NUMBER: 0001493152-21-023062
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210915
FILED AS OF DATE: 20210917
DATE AS OF CHANGE: 20210917
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KILKENNY STEPHANIE
CENTRAL INDEX KEY: 0001790026
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38182
FILM NUMBER: 211261889
MAIL ADDRESS:
STREET 1: 2008 SEAVIEW AVENUE
CITY: DEL MAR
STATE: CA
ZIP: 92014
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Eastside Distilling, Inc.
CENTRAL INDEX KEY: 0001534708
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 203937596
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1001 SE WATER AVENUE
STREET 2: SUITE 390
CITY: PORTLAND
STATE: OR
ZIP: 97214
BUSINESS PHONE: 971-888-4264
MAIL ADDRESS:
STREET 1: 1001 SE WATER AVENUE
STREET 2: SUITE 390
CITY: PORTLAND
STATE: OR
ZIP: 97214
FORMER COMPANY:
FORMER CONFORMED NAME: Eurocan Holdings Ltd.
DATE OF NAME CHANGE: 20111110
4
1
ownership.xml
X0306
4
2021-09-15
0
0001534708
Eastside Distilling, Inc.
EAST
0001790026
KILKENNY STEPHANIE
C/O EASTSIDE DISTILLING, INC.
8911 NE MARX DRIVE, SUITE A2
PORTLAND,
OR
97220
1
0
1
0
Common Stock
2021-09-15
4
M
0
1767
0
A
87648
D
Common Stock
2021-09-15
4
M
0
1773
0
A
89421
D
Common Stock
1429091
I
See footnote
Common Stock
55555
I
See footnote
Restricted Stock Units
2.83
2021-09-15
4
A
0
1767
0
A
2021-09-15
2021-09-15
Common Stock
1767
1767
D
Restricted Stock Units
2.83
2021-09-15
4
M
0
1767
0
D
2021-09-15
2021-09-15
Common Stock
1767
0
D
Restricted Stock Units
2.82
2021-09-15
4
M
0
5000
0
D
2021-06-30
2021-06-30
Common Stock
1773
0
D
Stock Option (right to buy)
1.23
2020-07-30
2030-07-30
Common Stock
5000
5000
D
Warrants
5.50
2019-09-16
2022-09-16
Common Stock
27778
27778
I
See footnote
Represents the settlement upon vesting of restricted stock units ("RSUs") that were awarded on September 15, 2021.
Represents the settlement upon vesting of RSUs that were awarded on July 30, 2020. The shares issued upon settlement were issued on September 15, 2021.
Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan").
On February 10, 2021, the Issuer issued 830,868 shares of common stock to TQLA, LLC and on April 19, 2021, the Issuer issued 598,223 shares of common stock to TQLA, LLC, which the Reporting Person, together with her spouse, owns and controls, pursuant to that certain Asset Purchase Agreement dated September 12, 2019 by and between the Issuer and Intersect. The inclusion of these securities in this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
These securities are held directly by Patrick J. Kilkenny, Trustee of the Patrick J. Kilkenny Revocable Trust. Mr. Kilkenny is the spouse of the Reporting Person. The inclusion of these securities in this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Each RSU represents the right to receive shares of common stock upon settlement for no consideration.is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of EAST on September 15, 2021, the award date, was $2.83.
All 7,067 RSUs vested immediately upon grant.
The closing price of EAST on June 30, 2021, the vesting date, was $2.82.
On July 30, 2020, the Reporting Person was awarded $20,000 of RSUs, which vest in four quarterly installments beginning on September 30, 2020 and continuing thereafter on the last day of each quarter through and including June 30, 2021, subject to continued service with the Issuer on each respective vesting date.
/s/Stephanie Kilkenny
2021-09-17