0001493152-21-023062.txt : 20210917 0001493152-21-023062.hdr.sgml : 20210917 20210917212734 ACCESSION NUMBER: 0001493152-21-023062 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210915 FILED AS OF DATE: 20210917 DATE AS OF CHANGE: 20210917 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KILKENNY STEPHANIE CENTRAL INDEX KEY: 0001790026 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38182 FILM NUMBER: 211261889 MAIL ADDRESS: STREET 1: 2008 SEAVIEW AVENUE CITY: DEL MAR STATE: CA ZIP: 92014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Eastside Distilling, Inc. CENTRAL INDEX KEY: 0001534708 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 203937596 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1001 SE WATER AVENUE STREET 2: SUITE 390 CITY: PORTLAND STATE: OR ZIP: 97214 BUSINESS PHONE: 971-888-4264 MAIL ADDRESS: STREET 1: 1001 SE WATER AVENUE STREET 2: SUITE 390 CITY: PORTLAND STATE: OR ZIP: 97214 FORMER COMPANY: FORMER CONFORMED NAME: Eurocan Holdings Ltd. DATE OF NAME CHANGE: 20111110 4 1 ownership.xml X0306 4 2021-09-15 0 0001534708 Eastside Distilling, Inc. EAST 0001790026 KILKENNY STEPHANIE C/O EASTSIDE DISTILLING, INC. 8911 NE MARX DRIVE, SUITE A2 PORTLAND, OR 97220 1 0 1 0 Common Stock 2021-09-15 4 M 0 1767 0 A 87648 D Common Stock 2021-09-15 4 M 0 1773 0 A 89421 D Common Stock 1429091 I See footnote Common Stock 55555 I See footnote Restricted Stock Units 2.83 2021-09-15 4 A 0 1767 0 A 2021-09-15 2021-09-15 Common Stock 1767 1767 D Restricted Stock Units 2.83 2021-09-15 4 M 0 1767 0 D 2021-09-15 2021-09-15 Common Stock 1767 0 D Restricted Stock Units 2.82 2021-09-15 4 M 0 5000 0 D 2021-06-30 2021-06-30 Common Stock 1773 0 D Stock Option (right to buy) 1.23 2020-07-30 2030-07-30 Common Stock 5000 5000 D Warrants 5.50 2019-09-16 2022-09-16 Common Stock 27778 27778 I See footnote Represents the settlement upon vesting of restricted stock units ("RSUs") that were awarded on September 15, 2021. Represents the settlement upon vesting of RSUs that were awarded on July 30, 2020. The shares issued upon settlement were issued on September 15, 2021. Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan"). On February 10, 2021, the Issuer issued 830,868 shares of common stock to TQLA, LLC and on April 19, 2021, the Issuer issued 598,223 shares of common stock to TQLA, LLC, which the Reporting Person, together with her spouse, owns and controls, pursuant to that certain Asset Purchase Agreement dated September 12, 2019 by and between the Issuer and Intersect. The inclusion of these securities in this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. These securities are held directly by Patrick J. Kilkenny, Trustee of the Patrick J. Kilkenny Revocable Trust. Mr. Kilkenny is the spouse of the Reporting Person. The inclusion of these securities in this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Each RSU represents the right to receive shares of common stock upon settlement for no consideration.is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of EAST on September 15, 2021, the award date, was $2.83. All 7,067 RSUs vested immediately upon grant. The closing price of EAST on June 30, 2021, the vesting date, was $2.82. On July 30, 2020, the Reporting Person was awarded $20,000 of RSUs, which vest in four quarterly installments beginning on September 30, 2020 and continuing thereafter on the last day of each quarter through and including June 30, 2021, subject to continued service with the Issuer on each respective vesting date. /s/Stephanie Kilkenny 2021-09-17