0001534701-23-000172.txt : 20231220 0001534701-23-000172.hdr.sgml : 20231220 20231220173416 ACCESSION NUMBER: 0001534701-23-000172 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231218 FILED AS OF DATE: 20231220 DATE AS OF CHANGE: 20231220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pruitt Joseph Scott CENTRAL INDEX KEY: 0001876439 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35349 FILM NUMBER: 231502294 MAIL ADDRESS: STREET 1: 2331 CITYWEST BLVD. CITY: HOUSTON STATE: TX ZIP: 77042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Phillips 66 CENTRAL INDEX KEY: 0001534701 STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 453779385 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2331 CITYWEST BLVD. CITY: HOUSTON STATE: TX ZIP: 77042 BUSINESS PHONE: 832-765-3010 MAIL ADDRESS: STREET 1: 2331 CITYWEST BLVD. CITY: HOUSTON STATE: TX ZIP: 77042 4 1 wk-form4_1703111648.xml FORM 4 X0508 4 2023-12-18 0 0001534701 Phillips 66 PSX 0001876439 Pruitt Joseph Scott 2331 CITYWEST BLVD. HOUSTON TX 77042 0 1 0 0 Vice President and Controller 0 Common Stock 2023-12-18 4 M 0 1500 74.70 A 8093 D Common Stock 2023-12-18 4 S 0 1500 132.5178 D 6593 D Common Stock 2023-12-19 4 M 0 1000 74.70 A 7593 D Common Stock 2023-12-19 4 S 0 1000 133.2336 D 6593 D Common Stock 5395.17 I By Phillips 66 Savings Plan Employee Stock Option (Right to Buy) 74.70 2023-12-18 4 M 0 1500 0 D 2031-02-09 Common Stock 1500 4500 D Employee Stock Option (Right to Buy) 74.70 2023-12-19 4 M 0 1000 0 D 2031-02-09 Common Stock 1000 3500 D Includes 5,949 Restricted Stock Units that settle for shares of Phillips 66 common stock on a 1-for-1 basis. The price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.51 to $132.53. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Based on a recent plan statement. Includes shares acquired through ongoing acquisitions under a 401(k) plan and/or routine dividend transactions that are exempt under rule 16a-11. The options become exercisable in three equal annual installments. One-third of the options became exercisable on February 9, 2022 and an additional one-third on February 9, 2023. The remaining one-third of the options will become exercisable on February 9, 2024. /s/ Jenarae N. Garland, as Attorney-in-Fact 2023-12-20