0001534701-19-000118.txt : 20190916 0001534701-19-000118.hdr.sgml : 20190916 20190916163241 ACCESSION NUMBER: 0001534701-19-000118 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190916 FILED AS OF DATE: 20190916 DATE AS OF CHANGE: 20190916 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Herman Robert A CENTRAL INDEX KEY: 0001610150 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35349 FILM NUMBER: 191094997 MAIL ADDRESS: STREET 1: 3010 BRIARPARK DRIVE STREET 2: 9TH FLOOR CITY: HOUSTON STATE: TX ZIP: 77042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Phillips 66 CENTRAL INDEX KEY: 0001534701 STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911] IRS NUMBER: 453779385 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2331 CITYWEST BLVD. CITY: HOUSTON STATE: TX ZIP: 77042 BUSINESS PHONE: 281-293-6600 MAIL ADDRESS: STREET 1: 2331 CITYWEST BLVD. CITY: HOUSTON STATE: TX ZIP: 77042 4 1 wf-form4_156866594584346.xml FORM 4 X0306 4 2019-09-16 0 0001534701 Phillips 66 PSX 0001610150 Herman Robert A 2331 CITYWEST BLVD. HOUSTON TX 77042 0 1 0 0 Executive Vice President Common Stock 2019-09-16 4 M 0 47433 32.03 A 93340 D Common Stock 2019-09-16 4 S 0 47433 103.1709 D 45907 D Common Stock 5068.026 I Phillips 66 Savings Plan Stock Options (Right to Buy) 32.03 2019-09-16 4 M 0 47433 0 D 2022-02-09 Common Stock 47433.0 0 D Includes 19,702 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant. The price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.74 to $103.97. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Includes shares acquired through on-going acquisitions under 401(k) plan and/or routine dividend transactions that are exempt under rule 16a-11. The stock options became exercisable in three equal annual installments beginning on February 9, 2013. Amanda K. Maki, Attorney-in-Fact (by Power of Attorney dated filed with the SEC on February 7, 2018) 2019-09-16