0001534701-17-000087.txt : 20170920 0001534701-17-000087.hdr.sgml : 20170920 20170920114718 ACCESSION NUMBER: 0001534701-17-000087 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170919 FILED AS OF DATE: 20170920 DATE AS OF CHANGE: 20170920 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oyolu Chukwuemeka A. CENTRAL INDEX KEY: 0001626994 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35349 FILM NUMBER: 171093561 MAIL ADDRESS: STREET 1: 3010 BRIARPARK DRIVE CITY: HOUSTON STATE: TX ZIP: 77042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Phillips 66 CENTRAL INDEX KEY: 0001534701 STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911] IRS NUMBER: 453779385 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2331 CITYWEST BLVD. CITY: HOUSTON STATE: TX ZIP: 77042 BUSINESS PHONE: 281-293-6600 MAIL ADDRESS: STREET 1: P.O. BOX 4428 CITY: HOUSTON STATE: TX ZIP: 77210 4 1 wf-form4_150592242389630.xml FORM 4 X0306 4 2017-09-19 0 0001534701 Phillips 66 PSX 0001626994 Oyolu Chukwuemeka A. 2331 CITYWEST BOULEVARD HOUSTON TX 77042 0 1 0 0 Vice President & Controller Common Stock 2017-09-19 4 S 0 1151 89.0781 D 0 D Common Stock 124 I Held by wife Common Stock 529.083 I Held by Wife in Phillips 66 Savings Plan Common Stock 817.089 I By Phillips 66 Savings Plan Restricted Stock Units 733 I Held by Wife Restricted Stock Units 22895 D Employee Stock Option (Right to Buy) 78.475 2027-02-07 Common Stock 10900.0 10900 D Employee Stock Option (Right to Buy) 78.62 2026-02-02 Common Stock 10600.0 10600 D Employee Stock Option (Right to Buy) 74.135 2025-02-03 Common Stock 6900.0 6900 D Employee Stock Option (Right to Buy) 72.255 2024-02-06 Common Stock 2700.0 2700 D Performance Stock Units Common Stock 2197.0 2197 D Includes shares acquired through on-going acquisitions under 401(k) plan and/or routine dividend transactions that are exempt under rule 16a-1. The stock options become exercisable in three equal annual installments beginning February 7, 2018. The stock options became exercisable in three equal annual installments beginning February 2, 2017. The stock options became exercisable in three equal annual installments beginning February 3, 2016. The stock options became exercisable in three equal annual installments beginning February 6, 2015. Performance Stock Units (PSUs) settle for shares of Phillips 66 common stock on a 1-for-1 basis at the end of the escrow period. The escrow period ends on the earliest to occur of: (a) five years; (b) termination of employment as a result of layoff; (c) termination of employment after attainment of age 55 with five years of service; (d) termination of employment due to death or total disability; or (e) termination of employment following a change in control. The PSUs will be forfeited if the reporting person separates from service prior to the end of the escrow period for any reason other than those listed above. During the escrow period, the reporting person may not dispose of PSUs. The reporting person may also elect to defer settlement of PSUs until a later date. Performance Share Units do not have an expiration date. Michael L. Riggs, Attorney in Fact by Power of Attorney filed with the Commission on December 3, 2014 2017-09-20