0001534701-16-000123.txt : 20160307 0001534701-16-000123.hdr.sgml : 20160307 20160307153006 ACCESSION NUMBER: 0001534701-16-000123 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160229 FILED AS OF DATE: 20160307 DATE AS OF CHANGE: 20160307 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Phillips 66 CENTRAL INDEX KEY: 0001534701 STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911] IRS NUMBER: 453779385 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3010 BRIARPARK DRIVE CITY: HOUSTON STATE: TX ZIP: 77042 BUSINESS PHONE: 281-293-6600 MAIL ADDRESS: STREET 1: 3010 BRIARPARK DRIVE CITY: HOUSTON STATE: TX ZIP: 77042 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oyolu Chukwuemeka A. CENTRAL INDEX KEY: 0001626994 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35349 FILM NUMBER: 161488216 MAIL ADDRESS: STREET 1: 3010 BRIARPARK DRIVE CITY: HOUSTON STATE: TX ZIP: 77042 4 1 wf-form4_145738259506906.xml FORM 4 X0306 4 2016-02-29 0 0001534701 Phillips 66 PSX 0001626994 Oyolu Chukwuemeka A. 3010 BRIARPARK DRIVE HOUSTON TX 77042 0 1 0 0 Vice President & Controller Common Stock 2016-03-03 4 S 0 1850 85.7726 D 3574 D Restricted Stock Units 22182 D Common Stock 2016-02-29 4 S 0 726 80.18 D 0 I Held by wife Common Stock 778.533 I By Phillips 66 Savings Plan Common Stock 504.144 I Held by Wife in Phillips 66 Savings Plan Restricted Stock Units 670 I Held by Wife Performance Stock Units Common Stock 2197.0 2197 D Employee Stock Option (Right to Buy) 72.255 2024-02-06 Common Stock 2700.0 2700 D Employee Stock Option (Right to Buy) 74.135 2025-02-03 Common Stock 6900.0 6900 D Employee Stock Option (Right to Buy) 78.62 2026-02-02 Common Stock 10600.0 10600 D Includes shares received upon the lapse of restrictions on Restricted Stock Units, which were previously reported in Table I holdings. Restricted Stock Units settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the grant provided performance criteria are met. Includes shares acquired through on-going acquisitions under 401(k) plan and/or routine dividend transactions that are exempt under rule 16a-1. Performance Stock Units (PSUs) settle for shares of Phillips 66 common stock on a 1-for-1 basis at the end of the escrow period. The escrow period ends on the earliest to occur of: (a) five years; (b) termination of employment as a result of layoff; (c) termination of employment after attainment of age 55 with five years of service; (d) termination of employment due to death or total disability; or (e) termination of employment following a change in control. The PSUs will be forfeited if the reporting person separates from service prior to the end of the escrow period for any reason other than those listed above. During the escrow period, the reporting person may not dispose of PSUs. The reporting person may also elect to defer settlement of PSUs until a later date. The PSUs do not have an expiration date. The stock options become exercisable in three equal annual installments beginning February 6, 2015. The stock options become exercisable in three equal annual installments beginning February 3, 2016. The stock options become exercisable in three equal annual installments beginning February 2, 2017. Grant F. Adamson, Attorney in Fact by Power of Attorney filed with the Commission on December 3, 2014 2016-03-07