0001534701-16-000123.txt : 20160307
0001534701-16-000123.hdr.sgml : 20160307
20160307153006
ACCESSION NUMBER: 0001534701-16-000123
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160229
FILED AS OF DATE: 20160307
DATE AS OF CHANGE: 20160307
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Phillips 66
CENTRAL INDEX KEY: 0001534701
STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911]
IRS NUMBER: 453779385
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3010 BRIARPARK DRIVE
CITY: HOUSTON
STATE: TX
ZIP: 77042
BUSINESS PHONE: 281-293-6600
MAIL ADDRESS:
STREET 1: 3010 BRIARPARK DRIVE
CITY: HOUSTON
STATE: TX
ZIP: 77042
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Oyolu Chukwuemeka A.
CENTRAL INDEX KEY: 0001626994
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35349
FILM NUMBER: 161488216
MAIL ADDRESS:
STREET 1: 3010 BRIARPARK DRIVE
CITY: HOUSTON
STATE: TX
ZIP: 77042
4
1
wf-form4_145738259506906.xml
FORM 4
X0306
4
2016-02-29
0
0001534701
Phillips 66
PSX
0001626994
Oyolu Chukwuemeka A.
3010 BRIARPARK DRIVE
HOUSTON
TX
77042
0
1
0
0
Vice President & Controller
Common Stock
2016-03-03
4
S
0
1850
85.7726
D
3574
D
Restricted Stock Units
22182
D
Common Stock
2016-02-29
4
S
0
726
80.18
D
0
I
Held by wife
Common Stock
778.533
I
By Phillips 66 Savings Plan
Common Stock
504.144
I
Held by Wife in Phillips 66 Savings Plan
Restricted Stock Units
670
I
Held by Wife
Performance Stock Units
Common Stock
2197.0
2197
D
Employee Stock Option (Right to Buy)
72.255
2024-02-06
Common Stock
2700.0
2700
D
Employee Stock Option (Right to Buy)
74.135
2025-02-03
Common Stock
6900.0
6900
D
Employee Stock Option (Right to Buy)
78.62
2026-02-02
Common Stock
10600.0
10600
D
Includes shares received upon the lapse of restrictions on Restricted Stock Units, which were previously reported in Table I holdings.
Restricted Stock Units settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the grant provided performance criteria are met.
Includes shares acquired through on-going acquisitions under 401(k) plan and/or routine dividend transactions that are exempt under rule 16a-1.
Performance Stock Units (PSUs) settle for shares of Phillips 66 common stock on a 1-for-1 basis at the end of the escrow period. The escrow period ends on the earliest to occur of: (a) five years; (b) termination of employment as a result of layoff; (c) termination of employment after attainment of age 55 with five years of service; (d) termination of employment due to death or total disability; or (e) termination of employment following a change in control. The PSUs will be forfeited if the reporting person separates from service prior to the end of the escrow period for any reason other than those listed above. During the escrow period, the reporting person may not dispose of PSUs. The reporting person may also elect to defer settlement of PSUs until a later date.
The PSUs do not have an expiration date.
The stock options become exercisable in three equal annual installments beginning February 6, 2015.
The stock options become exercisable in three equal annual installments beginning February 3, 2016.
The stock options become exercisable in three equal annual installments beginning February 2, 2017.
Grant F. Adamson, Attorney in Fact by Power of Attorney filed with the Commission on December 3, 2014
2016-03-07