schema version:

SBSE-A/A: Filer Information

SBSE-A/A: Applicant Data - Page 1

WARNING: Failure to keep this form current and to file accurate supplementary information on a timely basis, or the failure to keep accurate books and records or otherwise to comply with the provisions of law applying to the conduct of business as an SBS Entity, would violate the Federal securities laws and may result in disciplinary, administrative, injunctive or criminal action.

INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS MAY CONSTITUTE FEDERAL CRIMINAL VIOLATIONS.

See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a)

1. Exact name, principal business address, mailing address, if different, and telephone number of the applicant:

A. Full name of the applicant
Skandinaviska Enskilda Banken AB (publ)
B. IRS Empl. Ident. No.:
00-0000000
C. Applicant's NFA ID #:
243341
Applicant's CIK #:
0001534653
Applicant’s UIC # (if any):
F3JS33DEI6XQ4ZBPTN86
D. Applicant's Main Address: (Do not use a P.O. Box)
Street Address 1:
KUNGSTRADGARDSGATAN 8
Street Address 2:
City:
STOCKHOLM
State/Province/Country:
SWEDEN
Zip/ Postal Code:
106 40
E. Mailing Address, if different:
Street Address 1:
Street Address 2:
City:
State/Province/Country:
Zip/ Postal Code:
F. Business Telephone Number:
(212) 907-4700
G. Website/URL:
www.sebgroup.com
H. Contact Employee:
Prefix:
Mr
First Name:
Joakim
Middle Name:
Last Name:
Lindberg
Suffix:
Title:
Compliance Officer
Phone:
0046704622702
Email Address:
joakim.lindberg@seb.se
I. Chief Compliance Officer designated by the applicant in accordance with Exchange Act Section 15F(k):
Prefix:
Mrs
First Name:
Cecilia
Middle Name:
Last Name:
Wolrath Ekenback
Suffix:
Title:
Chief Compliance Officer
Phone:
0046707676755
Email Address:
cecilia.wolrathekenback@seb.se

SBSE-A/A: EXECUTION

EXECUTION:

The applicant consents that service of any civil action brought by or notice of any proceeding before the Securities and Exchange Commission in connection with the applicant's security-based swap activities, unless the applicant is a nonresident SBS Entity, may be given by registered or certified mail or confirmed telegram to the applicant's contact employee at the main address, or mailing address if different, given in Items 1E and 1F. If the applicant is a nonresident SBS Entity, it must complete Schedule F to designate a U.S. agent for service of process.

The undersigned certifies that he/she has executed this form on behalf of, and with the authority of, said applicant. The undersigned and applicant represent that the information and statements contained herein, including schedules attached hereto, and other information filed herewith are current, true and complete. The undersigned and applicant further represent that to the extent any information previously submitted is not amended such information is currently accurate and complete.

Date
05-31-2023
Name of Applicant
Skandinaviska Enskilda Banken AB (publ)
By: Signature
Jonas Ahlstrom
Name of Person Signing on Applicant's behalf
Jonas Ahlstrom
Title of Person Signing on Applicant's behalf
Head of Large Corporates & Financial Institutions

SBSE-A/A: Applicant Data - Page 2

FORM SBSE-A

Application for Registration as a Security-based Swap Dealer
and Major Security-based Swap Participant that is Registered
or Registering with the CFTC as a Swap Dealer or Major Swap Participant

Applicant Name:  Skandinaviska Enskilda Banken AB (publ)
Date:     Applicant NFA No.:  243341

2.

A. The applicant is registering as a security-based swap dealer: Radio button checked Yes Radio button not checked No
B. The applicant is registering as a major security-based swap participant: Radio button not checked Yes Radio button checked No

3.

A. Is the applicant a foreign security-based swap dealer that intends to:
  • work with the Commission and its primary regulator to have the Commission determine whether the requirements of its primary regulator's regulatory system are comparable to the Commission's
Radio button not checked Yes Radio button checked No
  • avail itself of a previously granted substituted compliance determination
Radio button not checked Yes Radio button checked No
with respect to the requirements of Section 15F of the Exchange Act of 1934 and the rules and regulations thereunder?

4.

Does the applicant intend to compute capital or margin, or price customer or proprietary positions, using mathematical models? Radio button checked Yes Radio button not checked No

5.

A. The applicant is currently registered with the Commodity Futures Trading Commission as a: Radio button checked Swap Dealer  Radio button not checked Major Swap Participant
B. The applicant is registering with the Commodity Futures Trading Commission as a: Radio button not checked Swap Dealer  Radio button not checked Major Swap Participant

6.

Is the applicant a U.S. branch of a non-resident entity? Radio button not checked Yes Radio button checked No

7.

Briefly describe the applicant's business:
SEB's SBS business is focused on providing efficient financing solutions to our Financial Institutions and Hedge Fund clients. Services and solutions to the former group of clients include efficient exposure to indices, basket and single stocks through swaps. To the Hedge Fund clients, SEB offers a suite of Financing products and solutions. The purpose is to facilitate our clients' execution of their strategies by offering e.g. long and short exposure through SBS or physical financing. In addition to the above client segments and products we engage in SBS business with selected corporate and family office clients. Solutions and products offered include incentive program hedging,stake building and financing of strategic holdings all done through equity swaps.

8.

Is the applicant subject to regulation by a prudential regulator, as defined in Section 1a(39) of the Commodity Exchange Act. Radio button checked Yes Radio button not checked No
If "yes," identify the prudential regulator:
Checkbox checked The Federal Reserve Board
Checkbox not checked The Office of the Comptroller of the Currency
Checkbox not checked The Federal Deposit Insurance Corporation
Checkbox not checked The Farm Credit Administration
Checkbox not checked The Federal Housing Finance Agency

9.

Is the applicant registered with the Commission as an investment adviser? Radio button not checked Yes Radio button checked No

10.

A. Is the applicant registered with the Commodity Futures Trading Commission in any capacity other than as a swap dealer or major swap participant? Radio button not checked Yes Radio button checked No

11.

Does applicant engage in any other non-securities, financial services industry-related business? Radio button checked Yes Radio button not checked No

If "yes," describe each other business briefly on Schedule B, Section I.

12.

Does the applicant hold or maintain any funds or securities to collateralize counterparty transactions? Radio button checked Yes Radio button not checked No

SBSE-A/A: Applicant Data - Page 3

FORM SBSE-A

Application for Registration as a Security-based Swap Dealer
and Major Security-based Swap Participant that is Registered
or Registering with the CFTC as a Swap Dealer or Major Swap Participant

Applicant Name:  Skandinaviska Enskilda Banken AB (publ)
Date:     Applicant NFA No.:  243341

13.

Does the applicant have any arrangement:
A. With any other person, firm, or organization under which any books or records of the applicant are kept, maintained, or audited by such other person, firm or organization? Radio button checked Yes Radio button not checked No
B. Under which such other person, firm or organization executes, trades, custodies, clears or settles on behalf of the applicant (including any SRO in which the applicant is a member)? Radio button checked Yes Radio button not checked No

If "yes" to any part of Item 13, complete appropriate items on Schedule B, Section II.

14.

Does any person directly or indirectly control the management or policies of the applicant through agreement or otherwise? Radio button not checked Yes Radio button checked No

If "yes," complete appropriate item on Schedule B, Section II.

15.

Does any person directly or indirectly finance (wholly or partially) the business of the applicant? Do not answer "Yes" to Item 15 if the person finances the business of the applicant through: 1) a public offering of securities made pursuant to the Securities Act of 1933; or 2) credit extended in the ordinary course of business by suppliers, banks, and others.Radio button not checked Yes Radio button checked No

If "yes," complete appropriate item on Schedule B, Section II.

16.

Is the applicant at the time of this filing succeeding to the business of a currently registered SBS Entity? Radio button not checked Yes Radio button checked No

If "yes," complete appropriate items on Schedule B, Section Ill.

17.

Is the applicant registered with a foreign financial regulatory authority? Radio button checked Yes Radio button not checked No

If "yes," list all such registrations on Schedule F, Page 1, Section II.

18.

The applicant has ___ principals who are individuals.
20

Please list all principals who are individuals on Schedule A.

19.

Does any principal not identified in Item 18 and Schedule A effect, or is any principal not identified in Item 18 and Schedule A involved in effecting security-based swaps on behalf of the applicant, or will such principals effect or be involved in effecting such business on the applicant's behalf? Radio button not checked Yes Radio button checked No

If "yes," complete appropriate item on Schedule B, Section IV.

SBSE-A/A: Schedule A of FORM SBSE-A

FORM SBSE-A

Application for Registration as a Security-based Swap Dealer
and Major Security-based Swap Participant that is Registered
or Registering with the CFTC as a Swap Dealer or Major Swap Participant

Applicant Name:  Skandinaviska Enskilda Banken AB (publ)
Date:     Applicant NFA No.:  243341

PRINCIPALS THAT ARE INDIVIDUALS (Answer for Form SBSE-A Item 18)

Use Schedule A to identify all principals of the applicant who are individuals.

Complete the "Title or Status" column by entering board/management titles; status as partner, trustee, sole proprietor, or shareholder; and for shareholders, the class of securities owned (if more than one is issued).

Ownership Codes are:

NA - less than 5%
A - 5% but less than 10%
B - 10% but less than 25%
C - 25% but less than 50%
D - 50% but less than 75%
E - 75% or more

FULL LEGAL NAME

Prefix
Mr
Individuals: Last Name
Wallenberg
Individuals: First Name
Marcus
Individuals: Middle Name
Suffix
Title or Status
Chairman of the Board
Date Title or Status Acquired(MM/YYYY)
04/2005
Date Individual began working for applicant (MM/YYYY)
04/2002
Does person have an ownership interest in the applicant Radio button checked Yes Radio button not checked No
If yes, include ownership code
Radio button checked NA - less than 5%
Radio button not checked A - 5% but less than 10%
Radio button not checked B - 10% but less than 25%
Radio button not checked C - 25% but less than 50%
Radio button not checked D - 50% but less than 75%
Radio button not checked E - 75% or more

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
471631
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Mr
Individuals: Last Name
Yazdi
Individuals: First Name
Masih
Individuals: Middle Name
Suffix
Title or Status
Chief Financial Officer
Date Title or Status Acquired(MM/YYYY)
01/2020
Date Individual began working for applicant (MM/YYYY)
06/2013
Does person have an ownership interest in the applicant Radio button checked Yes Radio button not checked No
If yes, include ownership code
Radio button checked NA - less than 5%
Radio button not checked A - 5% but less than 10%
Radio button not checked B - 10% but less than 25%
Radio button not checked C - 25% but less than 50%
Radio button not checked D - 50% but less than 75%
Radio button not checked E - 75% or more

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
527929
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Mr
Individuals: Last Name
Ahlstrom
Individuals: First Name
Jonas
Individuals: Middle Name
Arthur
Suffix
Title or Status
Head of Large Corporates & Financial Institutions
Date Title or Status Acquired(MM/YYYY)
01/2023
Date Individual began working for applicant (MM/YYYY)
11/2005
Does person have an ownership interest in the applicant Radio button checked Yes Radio button not checked No
If yes, include ownership code
Radio button checked NA - less than 5%
Radio button not checked A - 5% but less than 10%
Radio button not checked B - 10% but less than 25%
Radio button not checked C - 25% but less than 50%
Radio button not checked D - 50% but less than 75%
Radio button not checked E - 75% or more

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
540832
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Mr
Individuals: Last Name
Garder
Individuals: First Name
Kristian
Individuals: Middle Name
Suffix
Title or Status
Co-Head Equities
Date Title or Status Acquired(MM/YYYY)
07/2021
Date Individual began working for applicant (MM/YYYY)
07/2013
Does person have an ownership interest in the applicant Radio button checked Yes Radio button not checked No
If yes, include ownership code
Radio button checked NA - less than 5%
Radio button not checked A - 5% but less than 10%
Radio button not checked B - 10% but less than 25%
Radio button not checked C - 25% but less than 50%
Radio button not checked D - 50% but less than 75%
Radio button not checked E - 75% or more

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):
Kristian joined SEB in 2013 as CTO for Foreign Exchange. Before joining SEB Kristian worked at a Hedge Fund called Pan Capital for 5 years. Prior to this Kristian spent 10 years in various positions in London.

FULL LEGAL NAME

Prefix
Mr
Individuals: Last Name
Nyman
Individuals: First Name
Sven
Individuals: Middle Name
Olov
Suffix
Title or Status
Director
Date Title or Status Acquired(MM/YYYY)
03/2017
Date Individual began working for applicant (MM/YYYY)
04/2013
Does person have an ownership interest in the applicant Radio button checked Yes Radio button not checked No
If yes, include ownership code
Radio button checked NA - less than 5%
Radio button not checked A - 5% but less than 10%
Radio button not checked B - 10% but less than 25%
Radio button not checked C - 25% but less than 50%
Radio button not checked D - 50% but less than 75%
Radio button not checked E - 75% or more

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
471044
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Ms
Individuals: Last Name
Arnegard Hansen
Individuals: First Name
Signhild
Individuals: Middle Name
Lou
Suffix
Title or Status
Director
Date Title or Status Acquired(MM/YYYY)
04/2010
Date Individual began working for applicant (MM/YYYY)
04/2010
Does person have an ownership interest in the applicant Radio button checked Yes Radio button not checked No
If yes, include ownership code
Radio button checked NA - less than 5%
Radio button not checked A - 5% but less than 10%
Radio button not checked B - 10% but less than 25%
Radio button not checked C - 25% but less than 50%
Radio button not checked D - 50% but less than 75%
Radio button not checked E - 75% or more

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
471220
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Ms
Individuals: Last Name
Berner
Individuals: First Name
Anne Catherine
Individuals: Middle Name
Suffix
Title or Status
Director
Date Title or Status Acquired(MM/YYYY)
06/2019
Date Individual began working for applicant (MM/YYYY)
06/2019
Does person have an ownership interest in the applicant Radio button checked Yes Radio button not checked No
If yes, include ownership code
Radio button checked NA - less than 5%
Radio button not checked A - 5% but less than 10%
Radio button not checked B - 10% but less than 25%
Radio button not checked C - 25% but less than 50%
Radio button not checked D - 50% but less than 75%
Radio button not checked E - 75% or more

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
523019
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Ms
Individuals: Last Name
Fok
Individuals: First Name
Winnie
Individuals: Middle Name
Kin Wah
Suffix
Title or Status
Director
Date Title or Status Acquired(MM/YYYY)
03/2013
Date Individual began working for applicant (MM/YYYY)
03/2013
Does person have an ownership interest in the applicant Radio button checked Yes Radio button not checked No
If yes, include ownership code
Radio button checked NA - less than 5%
Radio button not checked A - 5% but less than 10%
Radio button not checked B - 10% but less than 25%
Radio button not checked C - 25% but less than 50%
Radio button not checked D - 50% but less than 75%
Radio button not checked E - 75% or more

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
471633
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Mr
Individuals: Last Name
Ottersgard
Individuals: First Name
Lars
Individuals: Middle Name
Johan
Suffix
Title or Status
Director
Date Title or Status Acquired(MM/YYYY)
04/2019
Date Individual began working for applicant (MM/YYYY)
04/2019
Does person have an ownership interest in the applicant Radio button not checked Yes Radio button checked No

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
521872
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Ms
Individuals: Last Name
Saxon
Individuals: First Name
Helena
Individuals: Middle Name
Ildiko
Suffix
Title or Status
Director
Date Title or Status Acquired(MM/YYYY)
03/2016
Date Individual began working for applicant (MM/YYYY)
03/2013
Does person have an ownership interest in the applicant Radio button checked Yes Radio button not checked No
If yes, include ownership code
Radio button checked NA - less than 5%
Radio button not checked A - 5% but less than 10%
Radio button not checked B - 10% but less than 25%
Radio button not checked C - 25% but less than 50%
Radio button not checked D - 50% but less than 75%
Radio button not checked E - 75% or more

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
495512
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Mr
Individuals: Last Name
Torgeby
Individuals: First Name
Johan
Individuals: Middle Name
Lennart
Suffix
Title or Status
Chief Executive Officer
Date Title or Status Acquired(MM/YYYY)
03/2017
Date Individual began working for applicant (MM/YYYY)
05/2009
Does person have an ownership interest in the applicant Radio button checked Yes Radio button not checked No
If yes, include ownership code
Radio button checked NA - less than 5%
Radio button not checked A - 5% but less than 10%
Radio button not checked B - 10% but less than 25%
Radio button not checked C - 25% but less than 50%
Radio button not checked D - 50% but less than 75%
Radio button not checked E - 75% or more

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
471227
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Ms
Individuals: Last Name
Glimstroem
Individuals: First Name
Anna Karin
Individuals: Middle Name
Ragnhild
Suffix
Title or Status
Director
Date Title or Status Acquired(MM/YYYY)
03/2016
Date Individual began working for applicant (MM/YYYY)
01/1987
Does person have an ownership interest in the applicant Radio button not checked Yes Radio button checked No

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
495574
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Ms
Individuals: Last Name
Lindholm
Individuals: First Name
Charlotta
Individuals: Middle Name
Eva
Suffix
Title or Status
Director
Date Title or Status Acquired(MM/YYYY)
03/2015
Date Individual began working for applicant (MM/YYYY)
03/1990
Does person have an ownership interest in the applicant Radio button checked Yes Radio button not checked No
If yes, include ownership code
Radio button checked NA - less than 5%
Radio button not checked A - 5% but less than 10%
Radio button not checked B - 10% but less than 25%
Radio button not checked C - 25% but less than 50%
Radio button not checked D - 50% but less than 75%
Radio button not checked E - 75% or more

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
532117
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Ms
Individuals: Last Name
Dalhagen
Individuals: First Name
Hanna
Individuals: Middle Name
Suffix
Title or Status
Global Head of Client Portfolio Management
Date Title or Status Acquired(MM/YYYY)
10/2021
Date Individual began working for applicant (MM/YYYY)
06/1997
Does person have an ownership interest in the applicant Radio button checked Yes Radio button not checked No
If yes, include ownership code
Radio button checked NA - less than 5%
Radio button not checked A - 5% but less than 10%
Radio button not checked B - 10% but less than 25%
Radio button not checked C - 25% but less than 50%
Radio button not checked D - 50% but less than 75%
Radio button not checked E - 75% or more

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):
Hanna is Global head of Client Portfolio Management, prior to this head of Client Account Management Sweden. Hanna joined SEB in 1997 and has held various roles within the bank, in IT, Operations and LC& FI, since then.

FULL LEGAL NAME

Prefix
Mr
Individuals: Last Name
Skovmand
Individuals: First Name
Kristian
Individuals: Middle Name
Suffix
Title or Status
Global Head of Investment Banking
Date Title or Status Acquired(MM/YYYY)
01/2020
Date Individual began working for applicant (MM/YYYY)
03/2017
Does person have an ownership interest in the applicant Radio button checked Yes Radio button not checked No
If yes, include ownership code
Radio button checked NA - less than 5%
Radio button not checked A - 5% but less than 10%
Radio button not checked B - 10% but less than 25%
Radio button not checked C - 25% but less than 50%
Radio button not checked D - 50% but less than 75%
Radio button not checked E - 75% or more

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):
Before joining SEB Kristian worked at investment company CP Dyvig & Co for two years. Prior to this he spent 15 years at Morgan Stanley in various positions in London, Hong Kong, Mumbai and Stockholm, finishing as Managing Director and Head of M&A Nordics.

FULL LEGAL NAME

Prefix
Individuals: Last Name
Almberg
Individuals: First Name
Jeanette
Individuals: Middle Name
Anna
Suffix
Title or Status
Head of Business Support & Operations
Date Title or Status Acquired(MM/YYYY)
02/2022
Date Individual began working for applicant (MM/YYYY)
01/2008
Does person have an ownership interest in the applicant Radio button checked Yes Radio button not checked No
If yes, include ownership code
Radio button checked NA - less than 5%
Radio button not checked A - 5% but less than 10%
Radio button not checked B - 10% but less than 25%
Radio button not checked C - 25% but less than 50%
Radio button not checked D - 50% but less than 75%
Radio button not checked E - 75% or more

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
546644
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Mr
Individuals: Last Name
Aarup Andersen
Individuals: First Name
Jacob
Individuals: Middle Name
Suffix
Title or Status
Director
Date Title or Status Acquired(MM/YYYY)
03/2022
Date Individual began working for applicant (MM/YYYY)
03/2022
Does person have an ownership interest in the applicant Radio button not checked Yes Radio button checked No

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
495017
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Mr
Individuals: Last Name
Flint
Individuals: First Name
John
Individuals: Middle Name
Michael
Suffix
Title or Status
Director
Date Title or Status Acquired(MM/YYYY)
03/2022
Date Individual began working for applicant (MM/YYYY)
03/2022
Does person have an ownership interest in the applicant Radio button not checked Yes Radio button checked No

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
548104
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Mrs
Individuals: Last Name
Wolrath Ekenback
Individuals: First Name
Cecilia
Individuals: Middle Name
Suffix
Title or Status
Chief Compliance Officer
Date Title or Status Acquired(MM/YYYY)
02/2023
Date Individual began working for applicant (MM/YYYY)
08/2015
Does person have an ownership interest in the applicant Radio button checked Yes Radio button not checked No
If yes, include ownership code
Radio button checked NA - less than 5%
Radio button not checked A - 5% but less than 10%
Radio button not checked B - 10% but less than 25%
Radio button not checked C - 25% but less than 50%
Radio button not checked D - 50% but less than 75%
Radio button not checked E - 75% or more

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
554768
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Mr
Individuals: Last Name
Holsether
Individuals: First Name
Svein Tore
Individuals: Middle Name
Suffix
Title or Status
Director
Date Title or Status Acquired(MM/YYYY)
04/2023
Date Individual began working for applicant (MM/YYYY)
04/2023
Does person have an ownership interest in the applicant Radio button not checked Yes Radio button checked No

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
555972
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

SBSE-A/A: Schedule B of FORM SBSE-A

FORM SBSE-A

Application for Registration as a Security-based Swap Dealer
and Major Security-based Swap Participant that is Registered
or Registering with the CFTC as a Swap Dealer or Major Swap Participant

Applicant Name:  Skandinaviska Enskilda Banken AB (publ)
Date:     Applicant NFA No.:  243341

Use this Schedule B to report details for items listed below. Report only new information or changes/updates to previously submitted details. Do not repeat previously submitted information.

This is an INITIAL / AMENDED detail filing for the Form SBSE-A items checked below: Radio button checked Initial   Radio button not checked Amended

Section I

Other Business

Item 11: Does applicant engage in any other non-securities, financial services industry-related business?

UIC (if any), or other Unique Identification Number(s):
F3JS33DEI6XQ4ZBPTN86
Assigning Regulator(s)/Entity(s):
Business Entity Data B.V.
Briefly describe any other financial services industry-related, non-securities business in which the applicant is engaged:
Skandinaviska Enskilda Banken AB ("SEB") is a Swedish Credit Institution licensed by Finansinspektionen (the Swedish supervisor) to provide banking and investment services. The shares of SEB are admitted to trading on Nasdaq OMX Stockholm, i.e. the Swedish regulated market for trading in equities operated by Nasdaq OMX Nordic. SEB is the parent company of the SEB Group. The business activities of the SEB Group are carried out through the six Divisions; Large Corporates & Financial Institutions (LC&FI), Private Wealth Management and Family Offices (PWM&FO), Corporates & Private Customers (C&PC), Life, Investment Management and Baltic. Investment Banking (IB) is a business area within LC&FI. The Large Corporates & Financial Institutions division serves around 2,300 large corporate customers and 700 financial institutions and offers advisory-driven commercial and investment banking services in the Nordic region, Germany, United Kingdom and through an international presence. continued...

Section II

Record Maintenance Arrangements I Business Arrangements I Control Persons I Financings

(Check one)Radio button checked Item 13A   Radio button not checked Item 13B   Radio button not checked Item 14   Radio button not checked Item 15

Applicant must complete a separate Schedule B Page 1 for each affirmative response in this section including any multiple responses to any item. Complete the "Effective Date" box with the Month, Day and Year that the arrangement or agreement became effective. When reporting a change or termination of an arrangement, enter the effective date of the change.

Firm or Organization Name
Bloomberg Finance L.P.
SEC File, CRD, NFA, lARD, UIC, and/or CIK Number (if any)
SEC File Number (if any)
CRD (if any)
NFA (if any)
IARD (if any)
UIC (if any)
CIK Number (if any)
Business Address (Street, City, State/Country, Zip + 4 Postal Code)
Street Address 1
731 Lexington Avenue
Street Address 2
City
New York
State/Country
NEW YORK
Zip + 4 Postal Code
10022
Effective Date MM DD YYYY
06-23-2014
Termination Date MM DD YYYY
Briefly describe the nature of the arrangement with respect to books or records (ITEM 13A); the nature of the execution, trading, custody, clearing or settlement arrangement (ITEM 13B); the nature of the control or agreement (ITEM 14); or the method and amount of financing (ITEM 15).
(Check one)Radio button checked Item 13A   Radio button not checked Item 13B   Radio button not checked Item 14   Radio button not checked Item 15

Applicant must complete a separate Schedule B Page 1 for each affirmative response in this section including any multiple responses to any item. Complete the "Effective Date" box with the Month, Day and Year that the arrangement or agreement became effective. When reporting a change or termination of an arrangement, enter the effective date of the change.

Firm or Organization Name
Markit Group Limited SwapOne
SEC File, CRD, NFA, lARD, UIC, and/or CIK Number (if any)
SEC File Number (if any)
CRD (if any)
NFA (if any)
IARD (if any)
UIC (if any)
CIK Number (if any)
Business Address (Street, City, State/Country, Zip + 4 Postal Code)
Street Address 1
4th floor, Ropemaker Place
Street Address 2
25 Ropemaker Street
City
London
State/Country
UNITED KINGDOM
Zip + 4 Postal Code
EC2Y 9LY
Effective Date MM DD YYYY
05-20-2021
Termination Date MM DD YYYY
Briefly describe the nature of the arrangement with respect to books or records (ITEM 13A); the nature of the execution, trading, custody, clearing or settlement arrangement (ITEM 13B); the nature of the control or agreement (ITEM 14); or the method and amount of financing (ITEM 15).
(Check one)Radio button checked Item 13A   Radio button not checked Item 13B   Radio button not checked Item 14   Radio button not checked Item 15

Applicant must complete a separate Schedule B Page 1 for each affirmative response in this section including any multiple responses to any item. Complete the "Effective Date" box with the Month, Day and Year that the arrangement or agreement became effective. When reporting a change or termination of an arrangement, enter the effective date of the change.

Firm or Organization Name
Markit Group Limited Markit ISDA Amend
SEC File, CRD, NFA, lARD, UIC, and/or CIK Number (if any)
SEC File Number (if any)
CRD (if any)
NFA (if any)
IARD (if any)
UIC (if any)
CIK Number (if any)
Business Address (Street, City, State/Country, Zip + 4 Postal Code)
Street Address 1
4th floor, Ropemaker Place
Street Address 2
25 Ropemaker Street
City
London
State/Country
UNITED KINGDOM
Zip + 4 Postal Code
EC2Y 9LY
Effective Date MM DD YYYY
12-12-2012
Termination Date MM DD YYYY
Briefly describe the nature of the arrangement with respect to books or records (ITEM 13A); the nature of the execution, trading, custody, clearing or settlement arrangement (ITEM 13B); the nature of the control or agreement (ITEM 14); or the method and amount of financing (ITEM 15).
(Check one)Radio button not checked Item 13A   Radio button checked Item 13B   Radio button not checked Item 14   Radio button not checked Item 15

Applicant must complete a separate Schedule B Page 1 for each affirmative response in this section including any multiple responses to any item. Complete the "Effective Date" box with the Month, Day and Year that the arrangement or agreement became effective. When reporting a change or termination of an arrangement, enter the effective date of the change.

Firm or Organization Name
JP Morgan AG, Frankfurt
SEC File, CRD, NFA, lARD, UIC, and/or CIK Number (if any)
SEC File Number (if any)
CRD (if any)
NFA (if any)
IARD (if any)
UIC (if any)
CIK Number (if any)
Business Address (Street, City, State/Country, Zip + 4 Postal Code)
Street Address 1
Taunustor 1
Street Address 2
City
Frankfurt am Main
State/Country
GERMANY
Zip + 4 Postal Code
60310
Effective Date MM DD YYYY
10-13-2020
Termination Date MM DD YYYY
Briefly describe the nature of the arrangement with respect to books or records (ITEM 13A); the nature of the execution, trading, custody, clearing or settlement arrangement (ITEM 13B); the nature of the control or agreement (ITEM 14); or the method and amount of financing (ITEM 15).
(Check one)Radio button not checked Item 13A   Radio button checked Item 13B   Radio button not checked Item 14   Radio button not checked Item 15

Applicant must complete a separate Schedule B Page 1 for each affirmative response in this section including any multiple responses to any item. Complete the "Effective Date" box with the Month, Day and Year that the arrangement or agreement became effective. When reporting a change or termination of an arrangement, enter the effective date of the change.

Firm or Organization Name
BNP Paribas Securities Services London
SEC File, CRD, NFA, lARD, UIC, and/or CIK Number (if any)
SEC File Number (if any)
CRD (if any)
NFA (if any)
IARD (if any)
UIC (if any)
CIK Number (if any)
Business Address (Street, City, State/Country, Zip + 4 Postal Code)
Street Address 1
10 Harewood Avenue
Street Address 2
City
London
State/Country
UNITED KINGDOM
Zip + 4 Postal Code
NW1 6AA
Effective Date MM DD YYYY
02-01-2005
Termination Date MM DD YYYY
Briefly describe the nature of the arrangement with respect to books or records (ITEM 13A); the nature of the execution, trading, custody, clearing or settlement arrangement (ITEM 13B); the nature of the control or agreement (ITEM 14); or the method and amount of financing (ITEM 15).

SBSE-A/A: SCHEDULE F of Form SBSE-A

FORM SBSE-A

Application for Registration as a Security-based Swap Dealer
and Major Security-based Swap Participant that is Registered
or Registering with the CFTC as a Swap Dealer or Major Swap Participant

Applicant Name:  Skandinaviska Enskilda Banken AB (publ)
Date:     Applicant NFA No.:  243341

Section I

Service of Process and Certification Regarding Access to Records

Each nonresident security-based swap dealer and non-resident security-based swap participant shall use Schedule F to identify its United States agent for service of process and the certify that it can as a matter of law, and will -

(3) provide the Commission with prompt access to its books and records, and
(4) submit to onsite inspection and examination by the Commission.

1. Service of Process:

A. Name of United States person applicant designates and appoints as agent for service of process

Name
Skandinaviska Enskilda Banken AB (publ), New York Branch

B. Address of United States person applicant designates and appoints as agent for service of process

Street Address 1
245 Park Avenue, 33rd Floor
Street Address 2
City
New York
State
NEW YORK
Zip/Postal Code
10167

The above identified agent for service of process may be served any process, pleadings, subpoenas, or other papers in
(a) any investigation or administrative proceeding conducted by the Commission that relates to the applicant or about which the applicant may have information; and
(b) any civil or criminal suit or action or proceeding brought against the applicant or to which the applicant has been joined as defendant or respondent, in any appropriate court in any place subject to the jurisdiction of any state or of the United States or of any of its territories or possessions or of the District of Columbia, to enforce the Exchange Act. The applicant has stipulated and agreed that any such suit, action or administrative proceeding may be commenced by the service of process upon, and that service of an administrative subpoena shall be effected by service upon the above-named Agent for Service of Process, and that service as aforesaid shall be taken and held in all courts and administrative tribunals to be valid and binding as if personal service thereof had been made.

2. Certification regarding access to records:

Applicant can as a matter of law, and will;
(3) provide the Commission with prompt access to its books and records, and
(4) submit to onsite inspection and examination by the Commission.

Applicant must attach to this Form SBSE a copy of the opinion of counsel it is required to obtain in accordance with paragraph (c)(2) or (c)(3) of Exchange Act Rule 15Fb2-4, as appropriate [paragraphs (c)(2) or (c)(3) of 17 CFR 240. 15Fb2-4].

Signature:
Cecilia Wolrath Ekenback
Name:
Cecilia Wolrath Ekenback
Title:
Chief Compliance Officer
Date:
05-31-2023

Section II

Registration with Foreign Financial Regulatory Authorities

Complete this Section for Registration with Foreign Financial Regulatory Authorities relating to ITEM 17. Each security based swap dealer and major security-based swap participant that is registered with a foreign financial regulatory authority must list on Section II of this Schedule F, for each foreign financial regulatory authority with which it is registered, the following information:

English Name of Foreign Financial Regulatory Authority
Swedish Financial Services Authority
Foreign Registration No. (if any)
11102
English Name of Country:
SWEDEN

If applicant has more than 3 Foreign Financial Regulatory Authorities to report, complete additional Schedule F Page 1s.