SBSE-C: Filer Information

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0001534653

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SBSE-C: Certification 1

FORM SBSE-C

Certification

Applicant Name: Skandinaviska Enskilda Banken AB (publ)

Date: SEC Filer No:

INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS MAY CONSTITUTE FEDERAL CRIMINAL VIOLATIONS.

See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a)

Instructions:

This Certification 1 must be signed by a senior officer of the applicant.

I certify that -

(1) after due inquiry, I have reasonably determined that the applicant has developed and implemented written policies and procedures reasonably designed to prevent violation of federal securities laws and the rules thereunder, and
(2) I have documented the process by which I reached such determination.

Applicant Name:

Skandinaviska Enskilda Banken AB (publ)

Date:

10-29-2021

Signature of Senior Officer:

Joachim Alpen Jonas Ahlstrom

Name of Senior Officer:

Joachim Alpen Jonas Ahlstrom

Title of Senior Officer

Co-Heads of Large Corporates & Financial Institutions

SBSE-C: Certification 2

FORM SBSE-C

Certification

Applicant Name: Skandinaviska Enskilda Banken AB (publ)

Date: SEC Filer No:

INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS MAY CONSTITUTE FEDERAL CRIMINAL VIOLATIONS.

See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a)

Instructions:

This certification must be signed by the applicant's Chief Compliance Officer designated pursuant to Exchange Act Section 15F(k) or by his or her designee.
For purposes of this Form, the term associated person shall have the meaning as specified in Section 3(a)(70) of the Exchange Act [15 U.S.C. 78c(a)(70)].

The applicant certifies that it -

(a) has performed background checks on all of its associated persons who are natural persons and who effect or are involved in effecting security-based swaps on its behalf, and
(b) neither knows, nor in the exercise of reasonable care should have known, that any associated person who effects or is involved in effecting security-based swaps on its behalf is subject to a statutory disqualification, as described in Sections 3(a)(39)(A) through (F) of the Securities Exchange Act of 1934 (15 U.S.C. 78c(a)(39)(A) – (F)), unless otherwise specifically provided by rule, regulation or order of the Commission.

Applicant Name:

Skandinaviska Enskilda Banken AB (publ)

Date:

10-29-2021

Signature of Chief Compliance Officer or Designee:

Gent Jansson

Name of Chief Compliance Officer or Designee:

Gent Jansson

If Designee, Title of Designee: