The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| NORTHSTAR REALTY FINANCE | COM NEW | 66704R803 | 26,170 | 2,289,639 | SH | DFND | 1 | 1,669,403 | 0 | 620,236 | |
| NEW YORK REIT INC | COM | 64976L109 | 49,831 | 5,387,236 | SH | DFND | 1 | 4,109,497 | 0 | 1,277,739 | |
| ISHARES TR | U.S REAL ES ETF | 464287909 | 247,170 | 3,000,000 | SH | Call | DFND | 1 | 2,245,000 | 0 | 755,000 |
| ISHARES TR | S&P 500 ETF | 78462F103 | 308,280 | 1,419,600 | SH | Put | DFND | 1 | 1,062,300 | 0 | 357,300 |
| ISHARES TR | S&P 500 ETF | 78462F103 | 1,596,536 | 7,621,616 | SH | Call | DFND | 1 | 5,664,900 | 0 | 1,956,716 |
| FIRST TR EXCHANGE TRADED FD | CBOE S&P500VIX | 33733E609 | 38,218 | 2,445,300 | SH | Call | DFND | 1 | 1,828,000 | 0 | 617,300 |